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Saratoga Investment Corp.

SAR
Exchange
NYSE
SEC CIK
0001377936

No open-market purchases or sales by Saratoga Investment Corp. insiders were filed in the last 90 days; 58 institutions reported holding it in 13F filings for Q2 2026, worth $41.7M in total; no superinvestor holds it.

Other share classesSAJSATSAVSAXSAYSAZ

13F holders, Q1 2021

Institutional positions in Saratoga Investment Corp. as of Mar 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Institutional holders
47
No complete 13F data for Q4 2020
Shares held
1.27M
No complete 13F data for Q4 2020
Total value
$32.1M
No complete 13F data for Q4 2020

Holders and value by quarter

Institutions reporting SAR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holdersQ1 2021: 47 institutions
Q1 2021: 47 institutionsQ2 2021: 47 institutionsQ3 2021: 53 institutionsQ4 2021: 63 institutionsQ1 2022: 57 institutionsQ2 2022: 54 institutionsQ3 2022: 48 institutionsQ4 2022: 52 institutionsQ1 2023: 58 institutionsQ2 2023: 67 institutionsQ3 2023: 65 institutionsQ4 2023: 71 institutionsQ1 2024: 61 institutionsQ2 2024: 58 institutionsQ3 2024: 57 institutionsQ4 2024: 67 institutionsQ1 2025: 67 institutionsQ2 2025: 65 institutionsQ3 2025: 71 institutionsQ4 2025: 71 institutionsQ1 2026: 63 institutionsQ2 2026: 58 institutions
Value heldQ1 2021: $32.1M
Q1 2021: $32.1MQ2 2021: $31.6MQ3 2021: $36.5MQ4 2021: $74.9MQ1 2022: $63.9MQ2 2022: $57.3MQ3 2022: $48.6MQ4 2022: $56.9MQ1 2023: $47.1MQ2 2023: $47.8MQ3 2023: $60.8MQ4 2023: $65.6MQ1 2024: $48.7MQ2 2024: $45.7MQ3 2024: $51.4MQ4 2024: $52.9MQ1 2025: $63.9MQ2 2025: $57.9MQ3 2025: $55.1MQ4 2025: $48.4MQ1 2026: $42.2MQ2 2026: $41.7M
Institutions holding SAR and their total value by quarter
QuarterHoldersValue
Q2 202658$41.7M
Q1 202663$42.2M
Q4 202571$48.4M
Q3 202571$55.1M
Q2 202565$57.9M
Q1 202567$63.9M
Q4 202467$52.9M
Q3 202457$51.4M
Q2 202458$45.7M
Q1 202461$48.7M
Q4 202371$65.6M
Q3 202365$60.8M
Q2 202367$47.8M
Q1 202358$47.1M
Q4 202252$56.9M
Q3 202248$48.6M
Q2 202254$57.3M
Q1 202257$63.9M
Q4 202163$74.9M
Q3 202153$36.5M
Q2 202147$31.6M
Q1 202147$32.1M

Institutions, Q1 2021

Shares, value and share of portfolio for each institution holding Saratoga Investment Corp..

Livermore's 13F data starts with Q1 2021, so Q1 2021 has no change from the previous quarter.

Institutions holding SAR in Q1 2021
InstitutionSharesValue% of portfolioChange in sharesAction
Advisors Asset Management, Inc.113,082$2.86M0.04%––
Callodine Capital Management, LP106,473$2.70M1.17%––
Putnam Investments LLC106,220$2.69M0.00%––
Hennion & Walsh Asset Management, Inc.101,467$2.57M0.15%––
Legal & General Group Plc79,665$2.01M0.00%––
LPL Financial LLC68,504$1.74M0.00%––
Truist Financial Corp65,249$1.65M0.00%––
Wells Fargo & Company64,816$1.64M0.00%––
Cerity Partners LLC56,984$1.44M0.03%––
Advisor Group Holdings, Inc.54,425$1.38M0.00%––
Ares Management LLC45,473$1.15M0.06%––
Ahrens Investment Partners LLC42,100$1.07M0.54%––
PFG Advisors34,731$879.0K0.11%––
JB Capital Partners LP33,847$857.0K0.23%––
Two Sigma Investments, LP25,001$633.0K0.00%––
Marshall Wace, LLP23,832$603.0K0.00%––
D. E. Shaw & Co., Inc.22,638$573.0K0.00%––
Mackenzie Financial Corp20,419$517.0K0.00%––
RMB Capital Management, LLC20,400$517.0K0.02%––
Eagle Global Advisors LLC19,600$496.0K0.04%––
California Public Employees Retirement System18,700$473.0K0.00%––
Raymond James & Associates16,584$420.0K0.00%––
Virtus ETF Advisers LLC16,538$419.0K0.18%––
D.A. Davidson & Co.16,104$408.0K0.01%––
Private Advisor Group, LLC13,850$351.0K0.00%––
UBS Group AG12,041$305.0K0.00%––
Morgan Stanley11,226$284.0K0.00%––
Royal Bank of Canada10,772$273.0K0.00%––
WNY Asset Management, LLC9,350$236.0K0.09%––
International Assets Investment Management, LLC8,735$217.0K0.02%––
First Republic Investment Management, Inc.8,500$215.0K0.00%––
Chicago Partners Investment Group LLC8,039$203.0K0.02%––
FNY Investment Advisers, LLC2,771$70.0K0.03%––
Lazard Asset Management LLC1,515$38.0K0.00%––
Cullen/Frost Bankers, Inc.1,357$34.0K0.00%––
Rockefeller Capital Management L.P.1,380$34.0K0.00%––
Tradition Wealth Management, LLC1,311$33.0K0.01%––
JPMorgan Chase & Co1,000$25.0K0.00%––
Harbour Investments, Inc.1,000$25.0K0.00%––
American Portfolios Advisors880$22.3K0.00%––
Steward Partners Investment Advisory, LLC710$18.0K0.00%––
Sandy Spring Bank360$9.00K0.00%––
Geneos Wealth Management Inc.381$9.00K0.00%––
Laurel Wealth Advisors LLC241$6.00K0.00%––
Bank of America Corp200$5.00K0.00%––
Tower Research Capital LLC (TRC)82$2.00K0.00%––
Tfo-TDC, LLC51$1.00K0.00%––