Saratoga Investment Corp.
SAR- Exchange
- NYSE
- SEC CIK
- 0001377936
No open-market purchases or sales by Saratoga Investment Corp. insiders were filed in the last 90 days; 58 institutions reported holding it in 13F filings for Q2 2026, worth $41.7M in total; no superinvestor holds it.
13F holders, Q2 2025
Institutional positions in Saratoga Investment Corp. as of Jun 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 65
- −2 vs. Q1 2025
- Shares held
- 2.34M
- −189.2K (−7.5%) vs. Q1 2025
- Total value
- $57.9M
- −$6.04M (−9.4%) vs. Q1 2025
- New holders
- 9
- 23 more added
- Sold out
- 11
- 17 more reduced
Compare with Q1 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SAR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 58 | $41.7M |
| Q1 2026 | 63 | $42.2M |
| Q4 2025 | 71 | $48.4M |
| Q3 2025 | 71 | $55.1M |
| Q2 2025 | 65 | $57.9M |
| Q1 2025 | 67 | $63.9M |
| Q4 2024 | 67 | $52.9M |
| Q3 2024 | 57 | $51.4M |
| Q2 2024 | 58 | $45.7M |
| Q1 2024 | 61 | $48.7M |
| Q4 2023 | 71 | $65.6M |
| Q3 2023 | 65 | $60.8M |
| Q2 2023 | 67 | $47.8M |
| Q1 2023 | 58 | $47.1M |
| Q4 2022 | 52 | $56.9M |
| Q3 2022 | 48 | $48.6M |
| Q2 2022 | 54 | $57.3M |
| Q1 2022 | 57 | $63.9M |
| Q4 2021 | 63 | $74.9M |
| Q3 2021 | 53 | $36.5M |
| Q2 2021 | 47 | $31.6M |
| Q1 2021 | 47 | $32.1M |
Institutions, Q2 2025
Shares, value and share of portfolio for each institution holding Saratoga Investment Corp.; share changes are against Q1 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Two Sigma Advisers, LP | 231,800 | $5.75M | 0.01% | −50,200−17.8% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 208,608 | $5.17M | 0.21% | +15,440+8.0% | Added |
| Lido Advisors, LLC | 186,253 | $4.62M | 0.02% | +56,125+43.1% | Added |
| Two Sigma Investments, LP | 175,840 | $4.36M | 0.01% | −60,027−25.4% | Reduced |
| Private Advisor Group, LLC | 151,280 | $3.75M | 0.02% | +25,488+20.3% | Added |
| Advisors Asset Management, Inc. | 105,285 | $2.61M | 0.05% | −9,226−8.1% | Reduced |
| Wells Fargo & Company | 100,920 | $2.50M | 0.00% | +655+0.7% | Added |
| LPL Financial LLC | 96,684 | $2.40M | 0.00% | +8,019+9.0% | Added |
| Legal & General Group Plc | 94,950 | $2.35M | 0.00% | +1,020+1.1% | Added |
| Morgan Stanley | 77,913 | $1.93M | 0.00% | −14,740−15.9% | Reduced |
| BlackRock, Inc. | 69,598 | $1.73M | 0.00% | +17,682+34.1% | Added |
| Ameriprise Financial Inc | 66,899 | $1.66M | 0.00% | −1,641−2.4% | Reduced |
| International Assets Investment Management, LLC | 52,610 | $1.30M | 0.11% | −2,276−4.1% | Reduced |
| BI Asset Management Fondsmaeglerselskab A/S | 50,232 | $1.25M | 0.01% | 00.0% | Unchanged |
| Ethos Financial Group, LLC | 48,596 | $1.21M | 0.10% | +3,089+6.8% | Added |
| Palogic Value Management, L.P. | 46,680 | $1.16M | 0.49% | 00.0% | Unchanged |
| Trexquant Investment LP | 43,253 | $1.07M | 0.01% | −23,721−35.4% | Reduced |
| Wealthcare Advisory Partners LLC | 39,926 | $990.2K | 0.02% | +7,040+21.4% | Added |
| Next Level Private LLC | 39,154 | $971.0K | 0.32% | 00.0% | Unchanged |
| Virtus Investment Advisers, Inc. | 36,300 | $900.2K | 0.30% | −6,888−15.9% | Reduced |
| Redhawk Wealth Advisors, Inc. | 34,092 | $845.5K | 0.11% | +34,092 | New |
| JB Capital Partners LP | 33,847 | $822.8K | 0.15% | 00.0% | Unchanged |
| D.A. Davidson & Co. | 31,109 | $771.5K | 0.01% | +1,093+3.6% | Added |
| Raymond James Financial Inc | 30,868 | $765.5K | 0.00% | −2,164−6.6% | Reduced |
| RMB Capital Management, LLC | 30,000 | $744.0K | 0.01% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 24,287 | $602.0K | 0.00% | +7,433+44.1% | Added |
| Royal Bank of Canada | 22,297 | $553.0K | 0.00% | −1,179−5.0% | Reduced |
| PFG Advisors | 21,911 | $543.4K | 0.03% | +60.0% | Added |
| Kovitz Investment Group Partners, LLC | 17,845 | $442.2K | 0.00% | +5,751+47.6% | Added |
| Cambridge Investment Research Advisors, Inc. | 16,324 | $405.0K | 0.00% | +624+4.0% | Added |
| Bard Associates Inc | 15,845 | $393.0K | 0.13% | −100−0.6% | Reduced |
| Jane Street Group, LLC | 14,328 | $355.3K | 0.00% | +14,328 | New |
| UBS Group AG | 14,188 | $351.9K | 0.00% | +13,212+1,353.7% | Added |
| Davidson Trust Co | 11,000 | $272.8K | 0.13% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 10,839 | $268.8K | 0.00% | +108+1.0% | Added |
| Wedbush Securities Inc | 10,700 | $265.0K | 0.01% | 00.0% | Unchanged |
| Avantax Advisory Services, Inc. | 10,328 | $256.1K | 0.00% | −54−0.5% | Reduced |
| Cetera Investment Advisers | 10,092 | $250.3K | 0.00% | +43+0.4% | Added |
| Concurrent Investment Advisors, LLC | 9,768 | $242.2K | 0.00% | +9,768 | New |
| Janney Montgomery Scott LLC | 8,077 | $200.0K | 0.00% | −1,152−12.5% | Reduced |
| JPMorgan Chase & Co | 7,313 | $181.4K | 0.00% | −3,610−33.0% | Reduced |
| Advisor Group Holdings, Inc. | 6,256 | $155.2K | 0.00% | +1,211+24.0% | Added |
| Register Financial Advisors LLC | 5,932 | $147.1K | 0.06% | +20+0.3% | Added |
| Sunbelt Securities, Inc. | 5,082 | $121.6K | 0.01% | −1,850−26.7% | Reduced |
| Bartlett & Co. Wealth Management LLC | 2,000 | $49.6K | 0.00% | 00.0% | Unchanged |
| Promus Capital, LLC | 1,273 | $31.6K | 0.02% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 1,000 | $24.8K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 1,000 | $24.8K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 734 | $18.2K | 0.00% | −1,535−67.7% | Reduced |
| Bank of America Corp | 700 | $17.4K | 0.00% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 700 | $17.4K | 0.00% | +500+250.0% | Added |
| Evolution Wealth Management Inc. | 645 | $16.0K | 0.02% | +645 | New |
| PFS Partners, LLC | 503 | $12.5K | 0.01% | 00.0% | Unchanged |
| Signaturefd, LLC | 439 | $10.9K | 0.00% | +100+29.5% | Added |
| GWM Advisors LLC | 358 | $8.88K | 0.00% | +358 | New |
| Harbor Asset Planning, Inc. | 261 | $6.47K | 0.01% | +261 | New |
| Aquatic Capital Management LLC | 259 | $6.42K | 0.00% | +259 | New |
| Financial Management Professionals, Inc. | 181 | $4.49K | 0.00% | 00.0% | Unchanged |
| MAI Capital Management | 125 | $3.10K | 0.00% | +125 | New |
| Strategic Investment Solutions, Inc. | 100 | $2.48K | 0.00% | 00.0% | Unchanged |
| MJT & Associates Financial Advisory Group, Inc. | 94 | $2.33K | 0.00% | 00.0% | Unchanged |
| West Financial Advisors, LLC | 51 | $1.25K | 0.00% | +51 | New |
| FMR LLC | 31 | $769 | 0.00% | +30+3,000.0% | Added |
| Hurley Capital, LLC | 14 | $336 | 0.00% | +1+7.7% | Added |
| Simplex Trading, LLC | 1 | $0 | 0.00% | −567−99.8% | Reduced |
| Millennium Management LLC | 0 | $0 | 0.00% | −70,447−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −53,025−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −39,043−100.0% | Sold out |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | $0 | 0.00% | −29,509−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −28,083−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −10,869−100.0% | Sold out |
| Arlington Trust Co LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| NewSquare Capital LLC | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Laurel Wealth Advisors LLC | 0 | $0 | 0.00% | −241−100.0% | Sold out |
| Hexagon Capital Partners LLC | 0 | $0 | 0.00% | −81−100.0% | Sold out |
| Danske Bank A/S | 0 | $0 | 0.00% | −1−100.0% | Sold out |