Saratoga Investment Corp.
SAR- Exchange
- NYSE
- SEC CIK
- 0001377936
No open-market purchases or sales by Saratoga Investment Corp. insiders were filed in the last 90 days; 58 institutions reported holding it in 13F filings for Q2 2026, worth $41.7M in total; no superinvestor holds it.
13F holders, Q2 2025
Institutional positions in Saratoga Investment Corp. as of Jun 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 65
- −2 vs. Q1 2025
- Shares held
- 2.34M
- −189.2K (−7.5%) vs. Q1 2025
- Total value
- $57.9M
- −$6.04M (−9.4%) vs. Q1 2025
- New holders
- 9
- 23 more added
- Sold out
- 11
- 17 more reduced
Compare with Q1 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SAR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 58 | $41.7M |
| Q1 2026 | 63 | $42.2M |
| Q4 2025 | 71 | $48.4M |
| Q3 2025 | 71 | $55.1M |
| Q2 2025 | 65 | $57.9M |
| Q1 2025 | 67 | $63.9M |
| Q4 2024 | 67 | $52.9M |
| Q3 2024 | 57 | $51.4M |
| Q2 2024 | 58 | $45.7M |
| Q1 2024 | 61 | $48.7M |
| Q4 2023 | 71 | $65.6M |
| Q3 2023 | 65 | $60.8M |
| Q2 2023 | 67 | $47.8M |
| Q1 2023 | 58 | $47.1M |
| Q4 2022 | 52 | $56.9M |
| Q3 2022 | 48 | $48.6M |
| Q2 2022 | 54 | $57.3M |
| Q1 2022 | 57 | $63.9M |
| Q4 2021 | 63 | $74.9M |
| Q3 2021 | 53 | $36.5M |
| Q2 2021 | 47 | $31.6M |
| Q1 2021 | 47 | $32.1M |
Institutions, Q2 2025
Shares, value and share of portfolio for each institution holding Saratoga Investment Corp.; share changes are against Q1 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Simplex Trading, LLC | 1 | $0 | 0.00% | −567−99.8% | Reduced |
| Hurley Capital, LLC | 14 | $336 | 0.00% | +1+7.7% | Added |
| FMR LLC | 31 | $769 | 0.00% | +30+3,000.0% | Added |
| West Financial Advisors, LLC | 51 | $1.25K | 0.00% | +51 | New |
| MJT & Associates Financial Advisory Group, Inc. | 94 | $2.33K | 0.00% | 00.0% | Unchanged |
| Strategic Investment Solutions, Inc. | 100 | $2.48K | 0.00% | 00.0% | Unchanged |
| MAI Capital Management | 125 | $3.10K | 0.00% | +125 | New |
| Financial Management Professionals, Inc. | 181 | $4.49K | 0.00% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 259 | $6.42K | 0.00% | +259 | New |
| Harbor Asset Planning, Inc. | 261 | $6.47K | 0.01% | +261 | New |
| GWM Advisors LLC | 358 | $8.88K | 0.00% | +358 | New |
| Signaturefd, LLC | 439 | $10.9K | 0.00% | +100+29.5% | Added |
| PFS Partners, LLC | 503 | $12.5K | 0.01% | 00.0% | Unchanged |
| Evolution Wealth Management Inc. | 645 | $16.0K | 0.02% | +645 | New |
| Bank of America Corp | 700 | $17.4K | 0.00% | 00.0% | Unchanged |
| CIBC Private Wealth Group, LLC | 700 | $17.4K | 0.00% | +500+250.0% | Added |
| Steward Partners Investment Advisory, LLC | 734 | $18.2K | 0.00% | −1,535−67.7% | Reduced |
| Harbour Investments, Inc. | 1,000 | $24.8K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 1,000 | $24.8K | 0.00% | 00.0% | Unchanged |
| Promus Capital, LLC | 1,273 | $31.6K | 0.02% | 00.0% | Unchanged |
| Bartlett & Co. Wealth Management LLC | 2,000 | $49.6K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 5,082 | $121.6K | 0.01% | −1,850−26.7% | Reduced |
| Register Financial Advisors LLC | 5,932 | $147.1K | 0.06% | +20+0.3% | Added |
| Advisor Group Holdings, Inc. | 6,256 | $155.2K | 0.00% | +1,211+24.0% | Added |
| JPMorgan Chase & Co | 7,313 | $181.4K | 0.00% | −3,610−33.0% | Reduced |
| Janney Montgomery Scott LLC | 8,077 | $200.0K | 0.00% | −1,152−12.5% | Reduced |
| Concurrent Investment Advisors, LLC | 9,768 | $242.2K | 0.00% | +9,768 | New |
| Cetera Investment Advisers | 10,092 | $250.3K | 0.00% | +43+0.4% | Added |
| Avantax Advisory Services, Inc. | 10,328 | $256.1K | 0.00% | −54−0.5% | Reduced |
| Wedbush Securities Inc | 10,700 | $265.0K | 0.01% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 10,839 | $268.8K | 0.00% | +108+1.0% | Added |
| Davidson Trust Co | 11,000 | $272.8K | 0.13% | 00.0% | Unchanged |
| UBS Group AG | 14,188 | $351.9K | 0.00% | +13,212+1,353.7% | Added |
| Jane Street Group, LLC | 14,328 | $355.3K | 0.00% | +14,328 | New |
| Bard Associates Inc | 15,845 | $393.0K | 0.13% | −100−0.6% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 16,324 | $405.0K | 0.00% | +624+4.0% | Added |
| Kovitz Investment Group Partners, LLC | 17,845 | $442.2K | 0.00% | +5,751+47.6% | Added |
| PFG Advisors | 21,911 | $543.4K | 0.03% | +60.0% | Added |
| Royal Bank of Canada | 22,297 | $553.0K | 0.00% | −1,179−5.0% | Reduced |
| Commonwealth Equity Services, LLC | 24,287 | $602.0K | 0.00% | +7,433+44.1% | Added |
| RMB Capital Management, LLC | 30,000 | $744.0K | 0.01% | 00.0% | Unchanged |
| Raymond James Financial Inc | 30,868 | $765.5K | 0.00% | −2,164−6.6% | Reduced |
| D.A. Davidson & Co. | 31,109 | $771.5K | 0.01% | +1,093+3.6% | Added |
| JB Capital Partners LP | 33,847 | $822.8K | 0.15% | 00.0% | Unchanged |
| Redhawk Wealth Advisors, Inc. | 34,092 | $845.5K | 0.11% | +34,092 | New |
| Virtus Investment Advisers, Inc. | 36,300 | $900.2K | 0.30% | −6,888−15.9% | Reduced |
| Next Level Private LLC | 39,154 | $971.0K | 0.32% | 00.0% | Unchanged |
| Wealthcare Advisory Partners LLC | 39,926 | $990.2K | 0.02% | +7,040+21.4% | Added |
| Trexquant Investment LP | 43,253 | $1.07M | 0.01% | −23,721−35.4% | Reduced |
| Palogic Value Management, L.P. | 46,680 | $1.16M | 0.49% | 00.0% | Unchanged |
| Ethos Financial Group, LLC | 48,596 | $1.21M | 0.10% | +3,089+6.8% | Added |
| BI Asset Management Fondsmaeglerselskab A/S | 50,232 | $1.25M | 0.01% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 52,610 | $1.30M | 0.11% | −2,276−4.1% | Reduced |
| Ameriprise Financial Inc | 66,899 | $1.66M | 0.00% | −1,641−2.4% | Reduced |
| BlackRock, Inc. | 69,598 | $1.73M | 0.00% | +17,682+34.1% | Added |
| Morgan Stanley | 77,913 | $1.93M | 0.00% | −14,740−15.9% | Reduced |
| Legal & General Group Plc | 94,950 | $2.35M | 0.00% | +1,020+1.1% | Added |
| LPL Financial LLC | 96,684 | $2.40M | 0.00% | +8,019+9.0% | Added |
| Wells Fargo & Company | 100,920 | $2.50M | 0.00% | +655+0.7% | Added |
| Advisors Asset Management, Inc. | 105,285 | $2.61M | 0.05% | −9,226−8.1% | Reduced |
| Private Advisor Group, LLC | 151,280 | $3.75M | 0.02% | +25,488+20.3% | Added |
| Two Sigma Investments, LP | 175,840 | $4.36M | 0.01% | −60,027−25.4% | Reduced |
| Lido Advisors, LLC | 186,253 | $4.62M | 0.02% | +56,125+43.1% | Added |
| Hennion & Walsh Asset Management, Inc. | 208,608 | $5.17M | 0.21% | +15,440+8.0% | Added |
| Two Sigma Advisers, LP | 231,800 | $5.75M | 0.01% | −50,200−17.8% | Reduced |
| Millennium Management LLC | 0 | $0 | 0.00% | −70,447−100.0% | Sold out |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −53,025−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −39,043−100.0% | Sold out |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | $0 | 0.00% | −29,509−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −28,083−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −10,869−100.0% | Sold out |
| Arlington Trust Co LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| NewSquare Capital LLC | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Laurel Wealth Advisors LLC | 0 | $0 | 0.00% | −241−100.0% | Sold out |
| Hexagon Capital Partners LLC | 0 | $0 | 0.00% | −81−100.0% | Sold out |
| Danske Bank A/S | 0 | $0 | 0.00% | −1−100.0% | Sold out |