Saratoga Investment Corp.
SAR- Exchange
- NYSE
- SEC CIK
- 0001377936
No open-market purchases or sales by Saratoga Investment Corp. insiders were filed in the last 90 days; 58 institutions reported holding it in 13F filings for Q2 2026, worth $41.7M in total; no superinvestor holds it.
13F holders, Q1 2024
Institutional positions in Saratoga Investment Corp. as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 61
- −6 vs. Q4 2023
- Shares held
- 2.10M
- −408.8K (−16.3%) vs. Q4 2023
- Total value
- $48.7M
- −$16.1M (−24.9%) vs. Q4 2023
- New holders
- 10
- 19 more added
- Sold out
- 16
- 19 more reduced
4 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SAR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 58 | $41.7M |
| Q1 2026 | 63 | $42.2M |
| Q4 2025 | 71 | $48.4M |
| Q3 2025 | 71 | $55.1M |
| Q2 2025 | 65 | $57.9M |
| Q1 2025 | 67 | $63.9M |
| Q4 2024 | 67 | $52.9M |
| Q3 2024 | 57 | $51.4M |
| Q2 2024 | 58 | $45.7M |
| Q1 2024 | 61 | $48.7M |
| Q4 2023 | 71 | $65.6M |
| Q3 2023 | 65 | $60.8M |
| Q2 2023 | 67 | $47.8M |
| Q1 2023 | 58 | $47.1M |
| Q4 2022 | 52 | $56.9M |
| Q3 2022 | 48 | $48.6M |
| Q2 2022 | 54 | $57.3M |
| Q1 2022 | 57 | $63.9M |
| Q4 2021 | 63 | $74.9M |
| Q3 2021 | 53 | $36.5M |
| Q2 2021 | 47 | $31.6M |
| Q1 2021 | 47 | $32.1M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Saratoga Investment Corp.; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Two Sigma Investments, LP | 153,942 | $3.57M | 0.01% | −81,112−34.5% | Reduced |
| Two Sigma Advisers, LP | 152,700 | $3.54M | 0.01% | −60,200−28.3% | Reduced |
| Advisors Asset Management, Inc. | 126,165 | $2.93M | 0.06% | +6,837+5.7% | Added |
| Private Advisor Group, LLC | 126,133 | $2.93M | 0.02% | +15,782+14.3% | Added |
| Hennion & Walsh Asset Management, Inc. | 125,373 | $2.91M | 0.16% | +2,154+1.7% | Added |
| Millennium Management LLC | 106,301 | $2.47M | 0.00% | −116,972−52.4% | Reduced |
| Legal & General Group Plc | 100,844 | $2.34M | 0.00% | +2,881+2.9% | Added |
| Wells Fargo & Company | 99,396 | $2.31M | 0.00% | +8,998+10.0% | Added |
| LPL Financial LLC | 78,835 | $1.83M | 0.00% | +4,400+5.9% | Added |
| Lido Advisors, LLC | 70,617 | $1.64M | 0.01% | 00.0% | Unchanged |
| TMD Wealth Management, LLC | 68,227 | $1.58M | 0.37% | +9,447+16.1% | Added |
| Citadel Advisors LLC | 65,746 | $1.53M | 0.00% | −128,617−66.2% | Reduced |
| Ameriprise Financial Inc | 58,982 | $1.37M | 0.00% | +11,519+24.3% | Added |
| Rockefeller Capital Management L.P. | 56,977 | $1.32M | 0.00% | +56,977 | New |
| Morgan Stanley | 55,976 | $1.30M | 0.00% | +23,931+74.7% | Added |
| Palogic Value Management, L.P. | 47,680 | $1.11M | 0.48% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 37,032 | $859.1K | 0.00% | +3,091+9.1% | Added |
| Franklin Resources Inc | 36,023 | $835.7K | 0.00% | +36,023 | New |
| JB Capital Partners LP | 33,847 | $785.3K | 0.15% | 00.0% | Unchanged |
| Next Level Private LLC | 31,476 | $730.3K | 0.34% | 00.0% | Unchanged |
| Alpine Global Management, LLC | 31,299 | $726.1K | 0.14% | +31,299 | New |
| Wealthcare Advisory Partners LLC | 30,602 | $710.0K | 0.02% | +30,602 | New |
| Raymond James & Associates | 29,858 | $692.7K | 0.00% | −3,950−11.7% | Reduced |
| Quadrature Capital Ltd | 29,641 | $687.4K | 0.01% | −70,744−70.5% | Reduced |
| Virtus ETF Advisers LLC | 27,901 | $647.3K | 0.34% | +11,524+70.4% | Added |
| D.A. Davidson & Co. | 27,072 | $628.1K | 0.01% | +2,881+11.9% | Added |
| Campbell & CO Investment Adviser LLC | 26,630 | $617.8K | 0.05% | +26,630 | New |
| Royal Bank of Canada | 26,326 | $611.0K | 0.00% | +301+1.2% | Added |
| RMB Capital Management, LLC | 25,000 | $580.0K | 0.01% | +25,000 | New |
| PFG Advisors | 23,195 | $538.1K | 0.04% | −33−0.1% | Reduced |
| Janney Montgomery Scott LLC | 22,843 | $530.0K | 0.00% | +4,016+21.3% | Added |
| Commonwealth Equity Services, LLC | 20,547 | $477.0K | 0.00% | +4,061+24.6% | Added |
| McDonald Partners LLC | 20,275 | $470.4K | 0.13% | 00.0% | Unchanged |
| Bard Associates Inc | 15,945 | $369.9K | 0.13% | 00.0% | Unchanged |
| Avantax Advisory Services, Inc. | 11,393 | $264.3K | 0.00% | +832+7.9% | Added |
| Atria Wealth Solutions, Inc. | 11,155 | $258.8K | 0.00% | −500−4.3% | Reduced |
| Davidson Trust Co | 11,000 | $255.2K | 0.15% | 00.0% | Unchanged |
| National Asset Management, Inc. | 9,115 | $234.2K | 0.01% | −192−2.1% | Reduced |
| Larson Financial Group LLC | 9,969 | $231.3K | 0.02% | +305+3.2% | Added |
| Mariner, LLC | 9,124 | $211.7K | 0.00% | −3,096−25.3% | Reduced |
| Wedbush Securities Inc | 8,825 | $205.0K | 0.01% | +8,825 | New |
| Advisor Group Holdings, Inc. | 7,259 | $168.4K | 0.00% | −1,122−13.4% | Reduced |
| Register Financial Advisors LLC | 5,832 | $135.3K | 0.07% | +17+0.3% | Added |
| Sunbelt Securities, Inc. | 5,082 | $117.9K | 0.01% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 4,964 | $115.2K | 0.00% | −1,074−17.8% | Reduced |
| Quantbot Technologies LP | 2,788 | $64.7K | 0.00% | −9,938−78.1% | Reduced |
| UBS Group AG | 2,786 | $64.6K | 0.00% | +1,431+105.6% | Added |
| Aquatic Capital Management LLC | 2,700 | $62.6K | 0.00% | −8,500−75.9% | Reduced |
| IFP Advisors, Inc | 1,500 | $34.8K | 0.00% | −500−25.0% | Reduced |
| Harbour Investments, Inc. | 1,000 | $23.2K | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 700 | $16.2K | 0.00% | −1,300−65.0% | Reduced |
| CIBC Private Wealth Group, LLC | 600 | $13.9K | 0.00% | +600 | New |
| Northwestern Mutual Wealth Management Co | 526 | $12.2K | 0.00% | +526 | New |
| PFS Partners, LLC | 503 | $11.7K | 0.01% | 00.0% | Unchanged |
| Bartlett & Co. Wealth Management LLC | 500 | $11.6K | 0.00% | 00.0% | Unchanged |
| EntryPoint Capital, LLC | 398 | $9.23K | 0.01% | −5,713−93.5% | Reduced |
| Laurel Wealth Advisors LLC | 241 | $5.59K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 222 | $5.15K | 0.00% | −34−13.3% | Reduced |
| Old Point Trust & Financial Services N A | 200 | $4.64K | 0.00% | +200 | New |
| Financial Management Professionals, Inc. | 181 | $4.00K | 0.00% | 00.0% | Unchanged |
| Creekmur Asset Management LLC | 144 | $3.34K | 0.00% | −787−84.5% | Reduced |
| Simplify Asset Management Inc. | 0 | $0 | 0.00% | −51,700−100.0% | Sold out |
| Significant Wealth Partners LLC | 0 | $0 | 0.00% | −39,560−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −28,857−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −22,916−100.0% | Sold out |
| Cerity Partners LLC | 0 | $0 | 0.00% | −16,662−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −15,275−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −14,656−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −13,996−100.0% | Sold out |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −13,522−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −7,905−100.0% | Sold out |
| BNP Paribas Arbitrage, SA | 0 | $0 | 0.00% | −6,556−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −6,435−100.0% | Sold out |
| Hillsdale Investment Management Inc. | 0 | $0 | 0.00% | −3,100−100.0% | Sold out |
| Huntington National Bank | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Tradition Wealth Management, LLC | 0 | $0 | 0.00% | −1,715−100.0% | Sold out |
| Cape Investment Advisory, Inc. | 0 | $0 | 0.00% | −644−100.0% | Sold out |
| Putnam Investments LLC | – | – | – | – | Not filed |
| Bartlett & Co. LLC | – | – | – | – | Not filed |
| Strategic Investment Solutions, Inc. | – | – | – | – | Not filed |
| Baystate Wealth Management LLC | – | – | – | – | Not filed |