Saratoga Investment Corp.
SAR- Exchange
- NYSE
- SEC CIK
- 0001377936
No open-market purchases or sales by Saratoga Investment Corp. insiders were filed in the last 90 days; 58 institutions reported holding it in 13F filings for Q2 2026, worth $41.7M in total; no superinvestor holds it.
13F holders, Q1 2024
Institutional positions in Saratoga Investment Corp. as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 61
- −6 vs. Q4 2023
- Shares held
- 2.10M
- −408.8K (−16.3%) vs. Q4 2023
- Total value
- $48.7M
- −$16.1M (−24.9%) vs. Q4 2023
- New holders
- 10
- 19 more added
- Sold out
- 16
- 19 more reduced
4 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SAR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 58 | $41.7M |
| Q1 2026 | 63 | $42.2M |
| Q4 2025 | 71 | $48.4M |
| Q3 2025 | 71 | $55.1M |
| Q2 2025 | 65 | $57.9M |
| Q1 2025 | 67 | $63.9M |
| Q4 2024 | 67 | $52.9M |
| Q3 2024 | 57 | $51.4M |
| Q2 2024 | 58 | $45.7M |
| Q1 2024 | 61 | $48.7M |
| Q4 2023 | 71 | $65.6M |
| Q3 2023 | 65 | $60.8M |
| Q2 2023 | 67 | $47.8M |
| Q1 2023 | 58 | $47.1M |
| Q4 2022 | 52 | $56.9M |
| Q3 2022 | 48 | $48.6M |
| Q2 2022 | 54 | $57.3M |
| Q1 2022 | 57 | $63.9M |
| Q4 2021 | 63 | $74.9M |
| Q3 2021 | 53 | $36.5M |
| Q2 2021 | 47 | $31.6M |
| Q1 2021 | 47 | $32.1M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Saratoga Investment Corp.; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Creekmur Asset Management LLC | 144 | $3.34K | 0.00% | −787−84.5% | Reduced |
| Financial Management Professionals, Inc. | 181 | $4.00K | 0.00% | 00.0% | Unchanged |
| Old Point Trust & Financial Services N A | 200 | $4.64K | 0.00% | +200 | New |
| Signaturefd, LLC | 222 | $5.15K | 0.00% | −34−13.3% | Reduced |
| Laurel Wealth Advisors LLC | 241 | $5.59K | 0.00% | 00.0% | Unchanged |
| EntryPoint Capital, LLC | 398 | $9.23K | 0.01% | −5,713−93.5% | Reduced |
| Bartlett & Co. Wealth Management LLC | 500 | $11.6K | 0.00% | 00.0% | Unchanged |
| PFS Partners, LLC | 503 | $11.7K | 0.01% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 526 | $12.2K | 0.00% | +526 | New |
| CIBC Private Wealth Group, LLC | 600 | $13.9K | 0.00% | +600 | New |
| Bank of America Corp | 700 | $16.2K | 0.00% | −1,300−65.0% | Reduced |
| Harbour Investments, Inc. | 1,000 | $23.2K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 1,500 | $34.8K | 0.00% | −500−25.0% | Reduced |
| Aquatic Capital Management LLC | 2,700 | $62.6K | 0.00% | −8,500−75.9% | Reduced |
| UBS Group AG | 2,786 | $64.6K | 0.00% | +1,431+105.6% | Added |
| Quantbot Technologies LP | 2,788 | $64.7K | 0.00% | −9,938−78.1% | Reduced |
| Steward Partners Investment Advisory, LLC | 4,964 | $115.2K | 0.00% | −1,074−17.8% | Reduced |
| Sunbelt Securities, Inc. | 5,082 | $117.9K | 0.01% | 00.0% | Unchanged |
| Register Financial Advisors LLC | 5,832 | $135.3K | 0.07% | +17+0.3% | Added |
| Advisor Group Holdings, Inc. | 7,259 | $168.4K | 0.00% | −1,122−13.4% | Reduced |
| Wedbush Securities Inc | 8,825 | $205.0K | 0.01% | +8,825 | New |
| Mariner, LLC | 9,124 | $211.7K | 0.00% | −3,096−25.3% | Reduced |
| Larson Financial Group LLC | 9,969 | $231.3K | 0.02% | +305+3.2% | Added |
| National Asset Management, Inc. | 9,115 | $234.2K | 0.01% | −192−2.1% | Reduced |
| Davidson Trust Co | 11,000 | $255.2K | 0.15% | 00.0% | Unchanged |
| Atria Wealth Solutions, Inc. | 11,155 | $258.8K | 0.00% | −500−4.3% | Reduced |
| Avantax Advisory Services, Inc. | 11,393 | $264.3K | 0.00% | +832+7.9% | Added |
| Bard Associates Inc | 15,945 | $369.9K | 0.13% | 00.0% | Unchanged |
| McDonald Partners LLC | 20,275 | $470.4K | 0.13% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 20,547 | $477.0K | 0.00% | +4,061+24.6% | Added |
| Janney Montgomery Scott LLC | 22,843 | $530.0K | 0.00% | +4,016+21.3% | Added |
| PFG Advisors | 23,195 | $538.1K | 0.04% | −33−0.1% | Reduced |
| RMB Capital Management, LLC | 25,000 | $580.0K | 0.01% | +25,000 | New |
| Royal Bank of Canada | 26,326 | $611.0K | 0.00% | +301+1.2% | Added |
| Campbell & CO Investment Adviser LLC | 26,630 | $617.8K | 0.05% | +26,630 | New |
| D.A. Davidson & Co. | 27,072 | $628.1K | 0.01% | +2,881+11.9% | Added |
| Virtus ETF Advisers LLC | 27,901 | $647.3K | 0.34% | +11,524+70.4% | Added |
| Quadrature Capital Ltd | 29,641 | $687.4K | 0.01% | −70,744−70.5% | Reduced |
| Raymond James & Associates | 29,858 | $692.7K | 0.00% | −3,950−11.7% | Reduced |
| Wealthcare Advisory Partners LLC | 30,602 | $710.0K | 0.02% | +30,602 | New |
| Alpine Global Management, LLC | 31,299 | $726.1K | 0.14% | +31,299 | New |
| Next Level Private LLC | 31,476 | $730.3K | 0.34% | 00.0% | Unchanged |
| JB Capital Partners LP | 33,847 | $785.3K | 0.15% | 00.0% | Unchanged |
| Franklin Resources Inc | 36,023 | $835.7K | 0.00% | +36,023 | New |
| Qube Research & Technologies Ltd | 37,032 | $859.1K | 0.00% | +3,091+9.1% | Added |
| Palogic Value Management, L.P. | 47,680 | $1.11M | 0.48% | 00.0% | Unchanged |
| Morgan Stanley | 55,976 | $1.30M | 0.00% | +23,931+74.7% | Added |
| Rockefeller Capital Management L.P. | 56,977 | $1.32M | 0.00% | +56,977 | New |
| Ameriprise Financial Inc | 58,982 | $1.37M | 0.00% | +11,519+24.3% | Added |
| Citadel Advisors LLC | 65,746 | $1.53M | 0.00% | −128,617−66.2% | Reduced |
| TMD Wealth Management, LLC | 68,227 | $1.58M | 0.37% | +9,447+16.1% | Added |
| Lido Advisors, LLC | 70,617 | $1.64M | 0.01% | 00.0% | Unchanged |
| LPL Financial LLC | 78,835 | $1.83M | 0.00% | +4,400+5.9% | Added |
| Wells Fargo & Company | 99,396 | $2.31M | 0.00% | +8,998+10.0% | Added |
| Legal & General Group Plc | 100,844 | $2.34M | 0.00% | +2,881+2.9% | Added |
| Millennium Management LLC | 106,301 | $2.47M | 0.00% | −116,972−52.4% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 125,373 | $2.91M | 0.16% | +2,154+1.7% | Added |
| Private Advisor Group, LLC | 126,133 | $2.93M | 0.02% | +15,782+14.3% | Added |
| Advisors Asset Management, Inc. | 126,165 | $2.93M | 0.06% | +6,837+5.7% | Added |
| Two Sigma Advisers, LP | 152,700 | $3.54M | 0.01% | −60,200−28.3% | Reduced |
| Two Sigma Investments, LP | 153,942 | $3.57M | 0.01% | −81,112−34.5% | Reduced |
| Simplify Asset Management Inc. | 0 | $0 | 0.00% | −51,700−100.0% | Sold out |
| Significant Wealth Partners LLC | 0 | $0 | 0.00% | −39,560−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −28,857−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −22,916−100.0% | Sold out |
| Cerity Partners LLC | 0 | $0 | 0.00% | −16,662−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −15,275−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −14,656−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −13,996−100.0% | Sold out |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −13,522−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −7,905−100.0% | Sold out |
| BNP Paribas Arbitrage, SA | 0 | $0 | 0.00% | −6,556−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −6,435−100.0% | Sold out |
| Hillsdale Investment Management Inc. | 0 | $0 | 0.00% | −3,100−100.0% | Sold out |
| Huntington National Bank | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Tradition Wealth Management, LLC | 0 | $0 | 0.00% | −1,715−100.0% | Sold out |
| Cape Investment Advisory, Inc. | 0 | $0 | 0.00% | −644−100.0% | Sold out |
| Putnam Investments LLC | – | – | – | – | Not filed |
| Bartlett & Co. LLC | – | – | – | – | Not filed |
| Strategic Investment Solutions, Inc. | – | – | – | – | Not filed |
| Baystate Wealth Management LLC | – | – | – | – | Not filed |