Saratoga Investment Corp.
SAR- Exchange
- NYSE
- SEC CIK
- 0001377936
No open-market purchases or sales by Saratoga Investment Corp. insiders were filed in the last 90 days; 58 institutions reported holding it in 13F filings for Q2 2026, worth $41.7M in total; no superinvestor holds it.
13F holders, Q1 2026
Institutional positions in Saratoga Investment Corp. as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 63
- −7 vs. Q4 2025
- Shares held
- 1.93M
- −161.1K (−7.7%) vs. Q4 2025
- Total value
- $42.2M
- −$6.24M (−12.9%) vs. Q4 2025
- New holders
- 8
- 26 more added
- Sold out
- 15
- 9 more reduced
1 institution that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SAR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 58 | $41.7M |
| Q1 2026 | 63 | $42.2M |
| Q4 2025 | 71 | $48.4M |
| Q3 2025 | 71 | $55.1M |
| Q2 2025 | 65 | $57.9M |
| Q1 2025 | 67 | $63.9M |
| Q4 2024 | 67 | $52.9M |
| Q3 2024 | 57 | $51.4M |
| Q2 2024 | 58 | $45.7M |
| Q1 2024 | 61 | $48.7M |
| Q4 2023 | 71 | $65.6M |
| Q3 2023 | 65 | $60.8M |
| Q2 2023 | 67 | $47.8M |
| Q1 2023 | 58 | $47.1M |
| Q4 2022 | 52 | $56.9M |
| Q3 2022 | 48 | $48.6M |
| Q2 2022 | 54 | $57.3M |
| Q1 2022 | 57 | $63.9M |
| Q4 2021 | 63 | $74.9M |
| Q3 2021 | 53 | $36.5M |
| Q2 2021 | 47 | $31.6M |
| Q1 2021 | 47 | $32.1M |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Saratoga Investment Corp.; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Lido Advisors, LLC | 199,138 | $4.36M | 0.02% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 165,139 | $3.61M | 0.02% | +1,780+1.1% | Added |
| Hennion & Walsh Asset Management, Inc. | 137,675 | $3.01M | 0.10% | −3,795−2.7% | Reduced |
| Legal & General Group Plc | 122,941 | $2.69M | 0.00% | +5,647+4.8% | Added |
| LPL Financial LLC | 113,995 | $2.49M | 0.00% | +268+0.2% | Added |
| Advisors Asset Management, Inc. | 106,625 | $2.33M | 0.04% | +5,242+5.2% | Added |
| Wells Fargo & Company | 85,267 | $1.86M | 0.00% | +2,437+2.9% | Added |
| International Assets Investment Management, LLC | 82,407 | $1.76M | 0.12% | +20,598+33.3% | Added |
| Ethos Financial Group, LLC | 52,846 | $1.22M | 0.09% | 00.0% | Unchanged |
| Two Sigma Investments, LP | 54,746 | $1.20M | 0.00% | −12,761−18.9% | Reduced |
| BlackRock, Inc. | 54,596 | $1.19M | 0.00% | −40,601−42.6% | Reduced |
| Wealthcare Advisory Partners LLC | 50,573 | $1.11M | 0.02% | +1,102+2.2% | Added |
| Raymond James Financial Inc | 48,454 | $1.06M | 0.00% | +22,788+88.8% | Added |
| Palogic Value Management, L.P. | 46,680 | $1.02M | 0.45% | 00.0% | Unchanged |
| Next Level Private LLC | 43,527 | $951.9K | 0.22% | 00.0% | Unchanged |
| JB Capital Partners LP | 33,847 | $760.9K | 0.13% | 00.0% | Unchanged |
| Morgan Stanley | 28,286 | $618.6K | 0.00% | −2,052−6.8% | Reduced |
| Colony Group, LLC | 27,709 | $606.0K | 0.00% | +2,109+8.2% | Added |
| UBS Group AG | 27,280 | $596.6K | 0.00% | +14,256+109.5% | Added |
| BI Asset Management Fondsmaeglerselskab A/S | 27,027 | $591.0K | 0.01% | 00.0% | Unchanged |
| Virtus Investment Advisers, Inc. | 25,752 | $563.2K | 0.16% | −6,889−21.1% | Reduced |
| Bank of America Corp | 25,027 | $547.3K | 0.00% | +23,959+2,243.4% | Added |
| Cambridge Investment Research Advisors, Inc. | 23,976 | $524.0K | 0.00% | +5,026+26.5% | Added |
| Citadel Advisors LLC | 23,303 | $509.6K | 0.00% | +4,843+26.2% | Added |
| Advisor Group Holdings, Inc. | 22,694 | $496.3K | 0.00% | +4,291+23.3% | Added |
| Cetera Investment Advisers | 22,301 | $487.7K | 0.00% | +476+2.2% | Added |
| PFG Advisors | 21,704 | $474.7K | 0.02% | +70.0% | Added |
| HRT Financial LP | 21,519 | $470.0K | 0.00% | +21,519 | New |
| Focus Financial Network, Inc. | 21,176 | $463.1K | 0.02% | +1,721+8.8% | Added |
| VestGen Advisors, LLC | 19,250 | $426.0K | 0.01% | +19,250 | New |
| D.A. Davidson & Co. | 18,303 | $400.3K | 0.00% | +109+0.6% | Added |
| Ameriprise Financial Inc | 18,131 | $396.5K | 0.00% | −47,461−72.4% | Reduced |
| Royal Bank of Canada | 17,950 | $393.0K | 0.00% | +557+3.2% | Added |
| Greenwood Gearhart Inc | 17,800 | $389.3K | 0.02% | +17,800 | New |
| Commonwealth Equity Services, LLC | 17,182 | $375.8K | 0.00% | −1,455−7.8% | Reduced |
| Sunbelt Securities, Inc. | 13,726 | $300.2K | 0.02% | 00.0% | Unchanged |
| Davidson Trust Co | 11,000 | $240.6K | 0.10% | 00.0% | Unchanged |
| Wedbush Securities Inc | 10,700 | $234.0K | 0.01% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 10,256 | $224.0K | 0.00% | +10,256 | New |
| HighTower Advisors, LLC | 10,221 | $223.5K | 0.00% | +8+0.1% | Added |
| XTX Topco Ltd | 10,079 | $220.4K | 0.00% | +10,079 | New |
| Steward Partners Investment Advisory, LLC | 7,477 | $163.5K | 0.00% | +2,265+43.5% | Added |
| JPMorgan Chase & Co | 7,021 | $149.6K | 0.00% | 00.0% | Unchanged |
| Register Financial Advisors LLC | 6,003 | $131.3K | 0.05% | +23+0.4% | Added |
| Aquatic Capital Management LLC | 5,725 | $125.2K | 0.00% | −6,376−52.7% | Reduced |
| Daytona Street Capital LLC | 1,999 | $50.4K | 0.04% | 00.0% | Unchanged |
| Triumph Capital Management | 1,775 | $38.8K | 0.01% | +1,550+688.9% | Added |
| IFP Advisors, Inc | 1,000 | $21.9K | 0.00% | 00.0% | Unchanged |
| Evolution Wealth Management Inc. | 701 | $15.3K | 0.01% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 684 | $15.0K | 0.00% | 00.0% | Unchanged |
| State of Alaska, Department of Revenue | 630 | $13.0K | 0.00% | 00.0% | Unchanged |
| PFS Partners, LLC | 503 | $11.0K | 0.01% | 00.0% | Unchanged |
| Bryn Mawr Trust Co | 500 | $10.9K | 0.00% | +500 | New |
| Russell Investments Group, Ltd. | 328 | $7.17K | 0.00% | −152−31.7% | Reduced |
| Advisory Services Network, LLC | 241 | $5.27K | 0.00% | +241 | New |
| Avion Wealth | 211 | $4.00K | 0.00% | +7+3.4% | Added |
| Fortitude Family Office, LLC | 140 | $3.06K | 0.00% | +140 | New |
| MAI Capital Management | 125 | $2.73K | 0.00% | 00.0% | Unchanged |
| Strategic Investment Solutions, Inc. | 100 | $2.19K | 0.00% | 00.0% | Unchanged |
| MJT & Associates Financial Advisory Group, Inc. | 94 | $2.06K | 0.00% | 00.0% | Unchanged |
| West Financial Advisors, LLC | 56 | $1.22K | 0.00% | +2+3.7% | Added |
| Larson Financial Group LLC | 49 | $1.07K | 0.00% | 00.0% | Unchanged |
| Hurley Capital, LLC | 15 | $326 | 0.00% | +1+7.1% | Added |
| Closed-End Fund Advisors, Inc. | 0 | $0 | 0.00% | −159,499−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −16,827−100.0% | Sold out |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −13,214−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −12,875−100.0% | Sold out |
| Brevan Howard Capital Management LP | 0 | $0 | 0.00% | −11,419−100.0% | Sold out |
| Two Sigma Advisers, LP | 0 | $0 | 0.00% | −11,000−100.0% | Sold out |
| Harbour Investments, Inc. | 0 | $0 | 0.00% | −5,973−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −4,264−100.0% | Sold out |
| Bartlett & Co. Wealth Management LLC | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Kestra Advisory Services, LLC | 0 | $0 | 0.00% | −1,987−100.0% | Sold out |
| Flagship Harbor Advisors, LLC | 0 | $0 | 0.00% | −443−100.0% | Sold out |
| Eastern Bank | 0 | $0 | 0.00% | −400−100.0% | Sold out |
| Harbor Asset Planning, Inc. | 0 | $0 | 0.00% | −261−100.0% | Sold out |
| Laurel Wealth Advisors LLC | 0 | $0 | 0.00% | −241−100.0% | Sold out |
| Ronald Blue Trust, Inc. | 0 | $0 | 0.00% | −20−100.0% | Sold out |
| CIBC Private Wealth Group, LLC | – | – | – | – | Not filed |