Saratoga Investment Corp.
SAR- Exchange
- NYSE
- SEC CIK
- 0001377936
No open-market purchases or sales by Saratoga Investment Corp. insiders were filed in the last 90 days; 58 institutions reported holding it in 13F filings for Q2 2026, worth $41.7M in total; no superinvestor holds it.
13F holders, Q1 2026
Institutional positions in Saratoga Investment Corp. as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 63
- −7 vs. Q4 2025
- Shares held
- 1.93M
- −161.1K (−7.7%) vs. Q4 2025
- Total value
- $42.2M
- −$6.24M (−12.9%) vs. Q4 2025
- New holders
- 8
- 26 more added
- Sold out
- 15
- 9 more reduced
1 institution that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SAR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 58 | $41.7M |
| Q1 2026 | 63 | $42.2M |
| Q4 2025 | 71 | $48.4M |
| Q3 2025 | 71 | $55.1M |
| Q2 2025 | 65 | $57.9M |
| Q1 2025 | 67 | $63.9M |
| Q4 2024 | 67 | $52.9M |
| Q3 2024 | 57 | $51.4M |
| Q2 2024 | 58 | $45.7M |
| Q1 2024 | 61 | $48.7M |
| Q4 2023 | 71 | $65.6M |
| Q3 2023 | 65 | $60.8M |
| Q2 2023 | 67 | $47.8M |
| Q1 2023 | 58 | $47.1M |
| Q4 2022 | 52 | $56.9M |
| Q3 2022 | 48 | $48.6M |
| Q2 2022 | 54 | $57.3M |
| Q1 2022 | 57 | $63.9M |
| Q4 2021 | 63 | $74.9M |
| Q3 2021 | 53 | $36.5M |
| Q2 2021 | 47 | $31.6M |
| Q1 2021 | 47 | $32.1M |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Saratoga Investment Corp.; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Hurley Capital, LLC | 15 | $326 | 0.00% | +1+7.1% | Added |
| Larson Financial Group LLC | 49 | $1.07K | 0.00% | 00.0% | Unchanged |
| West Financial Advisors, LLC | 56 | $1.22K | 0.00% | +2+3.7% | Added |
| MJT & Associates Financial Advisory Group, Inc. | 94 | $2.06K | 0.00% | 00.0% | Unchanged |
| Strategic Investment Solutions, Inc. | 100 | $2.19K | 0.00% | 00.0% | Unchanged |
| MAI Capital Management | 125 | $2.73K | 0.00% | 00.0% | Unchanged |
| Fortitude Family Office, LLC | 140 | $3.06K | 0.00% | +140 | New |
| Avion Wealth | 211 | $4.00K | 0.00% | +7+3.4% | Added |
| Advisory Services Network, LLC | 241 | $5.27K | 0.00% | +241 | New |
| Russell Investments Group, Ltd. | 328 | $7.17K | 0.00% | −152−31.7% | Reduced |
| Bryn Mawr Trust Co | 500 | $10.9K | 0.00% | +500 | New |
| PFS Partners, LLC | 503 | $11.0K | 0.01% | 00.0% | Unchanged |
| State of Alaska, Department of Revenue | 630 | $13.0K | 0.00% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 684 | $15.0K | 0.00% | 00.0% | Unchanged |
| Evolution Wealth Management Inc. | 701 | $15.3K | 0.01% | 00.0% | Unchanged |
| IFP Advisors, Inc | 1,000 | $21.9K | 0.00% | 00.0% | Unchanged |
| Triumph Capital Management | 1,775 | $38.8K | 0.01% | +1,550+688.9% | Added |
| Daytona Street Capital LLC | 1,999 | $50.4K | 0.04% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 5,725 | $125.2K | 0.00% | −6,376−52.7% | Reduced |
| Register Financial Advisors LLC | 6,003 | $131.3K | 0.05% | +23+0.4% | Added |
| JPMorgan Chase & Co | 7,021 | $149.6K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 7,477 | $163.5K | 0.00% | +2,265+43.5% | Added |
| XTX Topco Ltd | 10,079 | $220.4K | 0.00% | +10,079 | New |
| HighTower Advisors, LLC | 10,221 | $223.5K | 0.00% | +8+0.1% | Added |
| Janney Montgomery Scott LLC | 10,256 | $224.0K | 0.00% | +10,256 | New |
| Wedbush Securities Inc | 10,700 | $234.0K | 0.01% | 00.0% | Unchanged |
| Davidson Trust Co | 11,000 | $240.6K | 0.10% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 13,726 | $300.2K | 0.02% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 17,182 | $375.8K | 0.00% | −1,455−7.8% | Reduced |
| Greenwood Gearhart Inc | 17,800 | $389.3K | 0.02% | +17,800 | New |
| Royal Bank of Canada | 17,950 | $393.0K | 0.00% | +557+3.2% | Added |
| Ameriprise Financial Inc | 18,131 | $396.5K | 0.00% | −47,461−72.4% | Reduced |
| D.A. Davidson & Co. | 18,303 | $400.3K | 0.00% | +109+0.6% | Added |
| VestGen Advisors, LLC | 19,250 | $426.0K | 0.01% | +19,250 | New |
| Focus Financial Network, Inc. | 21,176 | $463.1K | 0.02% | +1,721+8.8% | Added |
| HRT Financial LP | 21,519 | $470.0K | 0.00% | +21,519 | New |
| PFG Advisors | 21,704 | $474.7K | 0.02% | +70.0% | Added |
| Cetera Investment Advisers | 22,301 | $487.7K | 0.00% | +476+2.2% | Added |
| Advisor Group Holdings, Inc. | 22,694 | $496.3K | 0.00% | +4,291+23.3% | Added |
| Citadel Advisors LLC | 23,303 | $509.6K | 0.00% | +4,843+26.2% | Added |
| Cambridge Investment Research Advisors, Inc. | 23,976 | $524.0K | 0.00% | +5,026+26.5% | Added |
| Bank of America Corp | 25,027 | $547.3K | 0.00% | +23,959+2,243.4% | Added |
| Virtus Investment Advisers, Inc. | 25,752 | $563.2K | 0.16% | −6,889−21.1% | Reduced |
| BI Asset Management Fondsmaeglerselskab A/S | 27,027 | $591.0K | 0.01% | 00.0% | Unchanged |
| UBS Group AG | 27,280 | $596.6K | 0.00% | +14,256+109.5% | Added |
| Colony Group, LLC | 27,709 | $606.0K | 0.00% | +2,109+8.2% | Added |
| Morgan Stanley | 28,286 | $618.6K | 0.00% | −2,052−6.8% | Reduced |
| JB Capital Partners LP | 33,847 | $760.9K | 0.13% | 00.0% | Unchanged |
| Next Level Private LLC | 43,527 | $951.9K | 0.22% | 00.0% | Unchanged |
| Palogic Value Management, L.P. | 46,680 | $1.02M | 0.45% | 00.0% | Unchanged |
| Raymond James Financial Inc | 48,454 | $1.06M | 0.00% | +22,788+88.8% | Added |
| Wealthcare Advisory Partners LLC | 50,573 | $1.11M | 0.02% | +1,102+2.2% | Added |
| BlackRock, Inc. | 54,596 | $1.19M | 0.00% | −40,601−42.6% | Reduced |
| Two Sigma Investments, LP | 54,746 | $1.20M | 0.00% | −12,761−18.9% | Reduced |
| Ethos Financial Group, LLC | 52,846 | $1.22M | 0.09% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 82,407 | $1.76M | 0.12% | +20,598+33.3% | Added |
| Wells Fargo & Company | 85,267 | $1.86M | 0.00% | +2,437+2.9% | Added |
| Advisors Asset Management, Inc. | 106,625 | $2.33M | 0.04% | +5,242+5.2% | Added |
| LPL Financial LLC | 113,995 | $2.49M | 0.00% | +268+0.2% | Added |
| Legal & General Group Plc | 122,941 | $2.69M | 0.00% | +5,647+4.8% | Added |
| Hennion & Walsh Asset Management, Inc. | 137,675 | $3.01M | 0.10% | −3,795−2.7% | Reduced |
| Private Advisor Group, LLC | 165,139 | $3.61M | 0.02% | +1,780+1.1% | Added |
| Lido Advisors, LLC | 199,138 | $4.36M | 0.02% | 00.0% | Unchanged |
| Closed-End Fund Advisors, Inc. | 0 | $0 | 0.00% | −159,499−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −16,827−100.0% | Sold out |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −13,214−100.0% | Sold out |
| Susquehanna International Group, LLP | 0 | $0 | 0.00% | −12,875−100.0% | Sold out |
| Brevan Howard Capital Management LP | 0 | $0 | 0.00% | −11,419−100.0% | Sold out |
| Two Sigma Advisers, LP | 0 | $0 | 0.00% | −11,000−100.0% | Sold out |
| Harbour Investments, Inc. | 0 | $0 | 0.00% | −5,973−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −4,264−100.0% | Sold out |
| Bartlett & Co. Wealth Management LLC | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Kestra Advisory Services, LLC | 0 | $0 | 0.00% | −1,987−100.0% | Sold out |
| Flagship Harbor Advisors, LLC | 0 | $0 | 0.00% | −443−100.0% | Sold out |
| Eastern Bank | 0 | $0 | 0.00% | −400−100.0% | Sold out |
| Harbor Asset Planning, Inc. | 0 | $0 | 0.00% | −261−100.0% | Sold out |
| Laurel Wealth Advisors LLC | 0 | $0 | 0.00% | −241−100.0% | Sold out |
| Ronald Blue Trust, Inc. | 0 | $0 | 0.00% | −20−100.0% | Sold out |
| CIBC Private Wealth Group, LLC | – | – | – | – | Not filed |