Saratoga Investment Corp.
SAR- Exchange
- NYSE
- SEC CIK
- 0001377936
No open-market purchases or sales by Saratoga Investment Corp. insiders were filed in the last 90 days; 58 institutions reported holding it in 13F filings for Q2 2026, worth $41.7M in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in Saratoga Investment Corp. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 52
- +5 vs. Q3 2022
- Shares held
- 2.28M
- −50.7K (−2.2%) vs. Q3 2022
- Total value
- $56.9M
- +$8.30M (+17.1%) vs. Q3 2022
- New holders
- 11
- 16 more added
- Sold out
- 6
- 12 more reduced
1 institution that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SAR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 58 | $41.7M |
| Q1 2026 | 63 | $42.2M |
| Q4 2025 | 71 | $48.4M |
| Q3 2025 | 71 | $55.1M |
| Q2 2025 | 65 | $57.9M |
| Q1 2025 | 67 | $63.9M |
| Q4 2024 | 67 | $52.9M |
| Q3 2024 | 57 | $51.4M |
| Q2 2024 | 58 | $45.7M |
| Q1 2024 | 61 | $48.7M |
| Q4 2023 | 71 | $65.6M |
| Q3 2023 | 65 | $60.8M |
| Q2 2023 | 67 | $47.8M |
| Q1 2023 | 58 | $47.1M |
| Q4 2022 | 52 | $56.9M |
| Q3 2022 | 48 | $48.6M |
| Q2 2022 | 54 | $57.3M |
| Q1 2022 | 57 | $63.9M |
| Q4 2021 | 63 | $74.9M |
| Q3 2021 | 53 | $36.5M |
| Q2 2021 | 47 | $31.6M |
| Q1 2021 | 47 | $32.1M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Saratoga Investment Corp.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Simplex Trading, LLC | 26 | $0 | 0.00% | +26 | New |
| BlackRock Inc. | 1 | $14 | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 1 | $15 | 0.00% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 54,224 | $1.38K | 0.00% | +8,300+18.1% | Added |
| Financial Management Professionals, Inc. | 181 | $5.00K | 0.00% | 00.0% | Unchanged |
| Laurel Wealth Advisors LLC | 241 | $6.14K | 0.00% | 00.0% | Unchanged |
| Cornerstone Planning Group LLC | 287 | $7.76K | 0.00% | +287 | New |
| PFS Partners, LLC | 503 | $12.8K | 0.01% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 766 | $19.5K | 0.00% | +766 | New |
| Cullen/Frost Bankers, Inc. | 900 | $22.9K | 0.00% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 1,000 | $25.5K | 0.00% | +1,000 | New |
| Tradition Wealth Management, LLC | 1,502 | $38.0K | 0.01% | 00.0% | Unchanged |
| UBS Group AG | 1,528 | $38.9K | 0.00% | −2,667−63.6% | Reduced |
| Steward Partners Investment Advisory, LLC | 4,803 | $122.4K | 0.00% | +4,069+554.4% | Added |
| ICA Group Wealth Management, LLC | 4,950 | $126.2K | 0.03% | +4,950 | New |
| Register Financial Advisors LLC | 5,686 | $144.9K | 0.09% | +5,686 | New |
| IFP Advisors, Inc | 6,794 | $157.0K | 0.00% | +66+1.0% | Added |
| Putnam Investments LLC | 8,005 | $204.0K | 0.00% | +8,005 | New |
| Rockefeller Capital Management L.P. | 8,209 | $209.0K | 0.00% | −10,106−55.2% | Reduced |
| Larson Financial Group LLC | 8,468 | $215.8K | 0.03% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 8,564 | $218.0K | 0.00% | +8,564 | New |
| Mariner, LLC | 9,546 | $243.0K | 0.00% | +9,546 | New |
| Virtus ETF Advisers LLC | 9,775 | $249.2K | 0.13% | −6,435−39.7% | Reduced |
| Citadel Advisors LLC | 10,152 | $258.8K | 0.00% | +10,152 | New |
| Davidson Trust Co | 11,000 | $280.4K | 0.25% | 00.0% | Unchanged |
| First Republic Investment Management, Inc. | 13,677 | $348.6K | 0.00% | 00.0% | Unchanged |
| Bard Associates Inc | 16,210 | $424.0K | 0.18% | +125+0.8% | Added |
| D.A. Davidson & Co. | 20,218 | $515.4K | 0.01% | −1,100−5.2% | Reduced |
| Chicago Partners Investment Group LLC | 19,971 | $539.0K | 0.03% | +108+0.5% | Added |
| National Asset Management, Inc. | 20,770 | $543.5K | 0.02% | +4,020+24.0% | Added |
| Royal Bank of Canada | 21,654 | $552.0K | 0.00% | +2,728+14.4% | Added |
| Mackenzie Financial Corp | 22,018 | $561.2K | 0.00% | −4,285−16.3% | Reduced |
| Morgan Stanley | 25,818 | $658.1K | 0.00% | −9,342−26.6% | Reduced |
| Cerity Partners LLC | 26,613 | $678.4K | 0.00% | 00.0% | Unchanged |
| PFG Advisors | 28,217 | $719.3K | 0.07% | −585−2.0% | Reduced |
| Next Level Private LLC | 27,683 | $732.2K | 0.54% | 00.0% | Unchanged |
| Advisory Research Inc | 30,351 | $773.6K | 0.07% | −5,370−15.0% | Reduced |
| Claybrook Capital, LLC | 31,864 | $812.2K | 0.50% | +9,209+40.6% | Added |
| JB Capital Partners LP | 33,847 | $862.8K | 0.23% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 37,104 | $946.4K | 0.00% | +303+0.8% | Added |
| Two Sigma Advisers, LP | 39,100 | $996.7K | 0.00% | −900−2.3% | Reduced |
| Banque Pictet & Cie SA | 44,468 | $1.13M | 0.01% | +1,065+2.5% | Added |
| Pictet North America Advisors SA | 44,468 | $1.13M | 0.20% | +1,065+2.5% | Added |
| Palogic Value Management, L.P. | 49,980 | $1.27M | 0.66% | +49,980 | New |
| Ameriprise Financial Inc | 60,368 | $1.54M | 0.00% | +12,495+26.1% | Added |
| LPL Financial LLC | 68,464 | $1.75M | 0.00% | +1,912+2.9% | Added |
| Legal & General Group Plc | 79,617 | $2.03M | 0.00% | +3,968+5.2% | Added |
| Raymond James & Associates | 82,521 | $2.10M | 0.00% | −3,036−3.5% | Reduced |
| Wells Fargo & Company | 83,549 | $2.13M | 0.00% | +1,360+1.7% | Added |
| Hennion & Walsh Asset Management, Inc. | 113,479 | $2.89M | 0.18% | +1,342+1.2% | Added |
| Advisors Asset Management, Inc. | 133,585 | $3.41M | 0.07% | −17,214−11.4% | Reduced |
| Black Diamond Capital Management, L.L.C. | 951,340 | $24.2M | 14.88% | −97,871−9.3% | Reduced |
| RMB Capital Management, LLC | 0 | $0 | 0.00% | −25,901−100.0% | Sold out |
| Northern Trust Corp | 0 | $0 | 0.00% | −15,395−100.0% | Sold out |
| National Bank of Canada | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Carmichael Hill & Associates, Inc. | 0 | $0 | 0.00% | −315−100.0% | Sold out |
| Tower Research Capital LLC (TRC) | 0 | $0 | 0.00% | −301−100.0% | Sold out |
| American Portfolios Advisors | – | – | – | – | Not filed |