Saratoga Investment Corp.
SAR- Exchange
- NYSE
- SEC CIK
- 0001377936
No open-market purchases or sales by Saratoga Investment Corp. insiders were filed in the last 90 days; 58 institutions reported holding it in 13F filings for Q2 2026, worth $41.7M in total; no superinvestor holds it.
13F holders, Q2 2023
Institutional positions in Saratoga Investment Corp. as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 67
- +10 vs. Q1 2023
- Shares held
- 1.77M
- −92.9K (−5.0%) vs. Q1 2023
- Total value
- $47.8M
- +$706.0K (+1.5%) vs. Q1 2023
- New holders
- 18
- 23 more added
- Sold out
- 8
- 18 more reduced
1 institution that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SAR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 58 | $41.7M |
| Q1 2026 | 63 | $42.2M |
| Q4 2025 | 71 | $48.4M |
| Q3 2025 | 71 | $55.1M |
| Q2 2025 | 65 | $57.9M |
| Q1 2025 | 67 | $63.9M |
| Q4 2024 | 67 | $52.9M |
| Q3 2024 | 57 | $51.4M |
| Q2 2024 | 58 | $45.7M |
| Q1 2024 | 61 | $48.7M |
| Q4 2023 | 71 | $65.6M |
| Q3 2023 | 65 | $60.8M |
| Q2 2023 | 67 | $47.8M |
| Q1 2023 | 58 | $47.1M |
| Q4 2022 | 52 | $56.9M |
| Q3 2022 | 48 | $48.6M |
| Q2 2022 | 54 | $57.3M |
| Q1 2022 | 57 | $63.9M |
| Q4 2021 | 63 | $74.9M |
| Q3 2021 | 53 | $36.5M |
| Q2 2021 | 47 | $31.6M |
| Q1 2021 | 47 | $32.1M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Saratoga Investment Corp.; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Baystate Wealth Management LLC | 0 | $11 | 0.00% | 0 | New |
| Citigroup Inc | 8 | $216 | 0.00% | +8 | New |
| Financial Management Professionals, Inc. | 181 | $5.00K | 0.00% | 00.0% | Unchanged |
| Laurel Wealth Advisors LLC | 241 | $6.50K | 0.00% | 00.0% | Unchanged |
| Bartlett & Co. LLC | 500 | $13.0K | 0.00% | +500 | New |
| Bartlett & Co. Wealth Management LLC | 500 | $13.5K | 0.00% | +500 | New |
| PFS Partners, LLC | 503 | $13.6K | 0.01% | 00.0% | Unchanged |
| Harbour Investments, Inc. | 1,000 | $27.0K | 0.00% | +1,000 | New |
| Tradition Wealth Management, LLC | 1,624 | $44.0K | 0.01% | +41+2.6% | Added |
| Bank of America Corp | 2,046 | $55.2K | 0.00% | −7−0.3% | Reduced |
| JPMorgan Chase & Co | 2,300 | $62.1K | 0.00% | +2,200+2,200.0% | Added |
| Quantbot Technologies LP | 2,426 | $65.5K | 0.00% | +2,426 | New |
| Toth Financial Advisory Corp | 2,600 | $70.2K | 0.01% | +2,600 | New |
| UBS Group AG | 2,639 | $71.2K | 0.00% | +1,510+133.7% | Added |
| BNP Paribas Arbitrage, SA | 3,247 | $87.6K | 0.00% | +3,247 | New |
| Sunbelt Securities, Inc. | 5,082 | $137.2K | 0.02% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 5,503 | $148.5K | 0.00% | −1,700−23.6% | Reduced |
| Register Financial Advisors LLC | 5,787 | $156.2K | 0.11% | +12+0.2% | Added |
| IFP Advisors, Inc | 8,312 | $191.6K | 0.01% | −516−5.8% | Reduced |
| Rockefeller Capital Management L.P. | 7,143 | $192.8K | 0.00% | −1,191−14.3% | Reduced |
| First Republic Investment Management, Inc. | 7,500 | $202.4K | 0.00% | −6,177−45.2% | Reduced |
| HRT Financial LP | 7,640 | $206.0K | 0.00% | +7,640 | New |
| Citadel Advisors LLC | 8,011 | $216.2K | 0.00% | +3,720+86.7% | Added |
| SG Americas Securities, LLC | 8,168 | $220.0K | 0.00% | +8,168 | New |
| Cetera Advisors LLC | 8,325 | $224.7K | 0.00% | +8,325 | New |
| Janney Montgomery Scott LLC | 8,820 | $238.0K | 0.00% | +8,820 | New |
| Avantax Advisory Services, Inc. | 8,870 | $239.4K | 0.00% | +91+1.0% | Added |
| Qube Research & Technologies Ltd | 8,991 | $242.7K | 0.00% | +8,991 | New |
| Larson Financial Group LLC | 9,152 | $247.0K | 0.02% | +229+2.6% | Added |
| Chicago Partners Investment Group LLC | 9,409 | $248.7K | 0.01% | −10,709−53.2% | Reduced |
| Virtus ETF Advisers LLC | 9,250 | $249.7K | 0.15% | −500−5.1% | Reduced |
| Cubist Systematic Strategies, LLC | 9,540 | $257.5K | 0.00% | +9,540 | New |
| Mariner, LLC | 9,546 | $257.7K | 0.00% | −381−3.8% | Reduced |
| Jump Financial, LLC | 10,200 | $275.3K | 0.01% | +10,200 | New |
| Atria Wealth Solutions, Inc. | 10,905 | $294.3K | 0.00% | +2,400+28.2% | Added |
| Davidson Trust Co | 11,000 | $296.9K | 0.21% | 00.0% | Unchanged |
| Commonwealth Equity Services, LLC | 12,145 | $328.0K | 0.00% | +3,229+36.2% | Added |
| Quadrature Capital Ltd | 16,366 | $440.9K | 0.01% | +16,366 | New |
| Bard Associates Inc | 16,485 | $444.9K | 0.17% | +75+0.5% | Added |
| Cerity Partners LLC | 18,700 | $504.7K | 0.00% | −6,011−24.3% | Reduced |
| National Asset Management, Inc. | 19,010 | $513.1K | 0.01% | −1,821−8.7% | Reduced |
| D. E. Shaw & Co., Inc. | 20,435 | $551.5K | 0.00% | +20,435 | New |
| D.A. Davidson & Co. | 22,840 | $616.5K | 0.01% | +85+0.4% | Added |
| Mackenzie Financial Corp | 23,846 | $648.1K | 0.00% | −7,062−22.8% | Reduced |
| PFG Advisors | 26,391 | $712.3K | 0.05% | 00.0% | Unchanged |
| Advisory Research Inc | 26,925 | $726.7K | 0.09% | −2,731−9.2% | Reduced |
| Royal Bank of Canada | 28,341 | $765.0K | 0.00% | +722+2.6% | Added |
| Next Level Private LLC | 28,459 | $781.2K | 0.51% | 00.0% | Unchanged |
| Marshall Wace, LLP | 33,521 | $904.7K | 0.00% | +33,521 | New |
| Putnam Investments LLC | 33,589 | $906.6K | 0.00% | +6,080+22.1% | Added |
| JB Capital Partners LP | 33,847 | $913.5K | 0.20% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 34,518 | $931.6K | 0.00% | −1,467−4.1% | Reduced |
| Morgan Stanley | 35,490 | $957.9K | 0.00% | +3,428+10.7% | Added |
| Claybrook Capital, LLC | 41,817 | $1.13M | 0.60% | +8,372+25.0% | Added |
| Palogic Value Management, L.P. | 47,680 | $1.29M | 0.60% | −1,100−2.3% | Reduced |
| Ameriprise Financial Inc | 58,339 | $1.57M | 0.00% | +60+0.1% | Added |
| Private Advisor Group, LLC | 59,374 | $1.60M | 0.01% | +2,800+4.9% | Added |
| Raymond James & Associates | 63,809 | $1.72M | 0.00% | −5,767−8.3% | Reduced |
| LPL Financial LLC | 71,819 | $1.94M | 0.00% | +6,935+10.7% | Added |
| Hennion & Walsh Asset Management, Inc. | 80,782 | $2.18M | 0.13% | −16,563−17.0% | Reduced |
| Wells Fargo & Company | 86,104 | $2.32M | 0.00% | +1,475+1.7% | Added |
| Legal & General Group Plc | 89,035 | $2.40M | 0.00% | +7,186+8.8% | Added |
| Two Sigma Investments, LP | 93,403 | $2.52M | 0.01% | +68,493+275.0% | Added |
| Black Diamond Capital Management, L.L.C. | 96,507 | $2.60M | 1.62% | −345,263−78.2% | Reduced |
| Two Sigma Advisers, LP | 100,800 | $2.72M | 0.01% | +37,000+58.0% | Added |
| Millennium Management LLC | 125,826 | $3.40M | 0.00% | +50,109+66.2% | Added |
| Advisors Asset Management, Inc. | 128,551 | $3.47M | 0.07% | −10,299−7.4% | Reduced |
| Trexquant Investment LP | 0 | $0 | 0.00% | −11,533−100.0% | Sold out |
| ICA Group Wealth Management, LLC | 0 | $0 | 0.00% | −4,950−100.0% | Sold out |
| International Assets Investment Management, LLC | 0 | $0 | 0.00% | −3,116−100.0% | Sold out |
| Belpointe Asset Management LLC | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −772−100.0% | Sold out |
| Simplex Trading, LLC | 0 | $0 | 0.00% | −548−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −237−100.0% | Sold out |
| TCI Wealth Advisors, Inc. | 0 | $0 | 0.00% | 0 | Sold out |
| Ahrens Investment Partners LLC | – | – | – | – | Not filed |