Saratoga Investment Corp.
SAR- Exchange
- NYSE
- SEC CIK
- 0001377936
No open-market purchases or sales by Saratoga Investment Corp. insiders were filed in the last 90 days; 58 institutions reported holding it in 13F filings for Q2 2026, worth $41.7M in total; no superinvestor holds it.
13F holders, Q1 2022
Institutional positions in Saratoga Investment Corp. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 57
- −6 vs. Q4 2021
- Shares held
- 2.35M
- −205.0K (−8.0%) vs. Q4 2021
- Total value
- $63.9M
- −$11.0M (−14.7%) vs. Q4 2021
- New holders
- 8
- 24 more added
- Sold out
- 14
- 10 more reduced
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SAR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 58 | $41.7M |
| Q1 2026 | 63 | $42.2M |
| Q4 2025 | 71 | $48.4M |
| Q3 2025 | 71 | $55.1M |
| Q2 2025 | 65 | $57.9M |
| Q1 2025 | 67 | $63.9M |
| Q4 2024 | 67 | $52.9M |
| Q3 2024 | 57 | $51.4M |
| Q2 2024 | 58 | $45.7M |
| Q1 2024 | 61 | $48.7M |
| Q4 2023 | 71 | $65.6M |
| Q3 2023 | 65 | $60.8M |
| Q2 2023 | 67 | $47.8M |
| Q1 2023 | 58 | $47.1M |
| Q4 2022 | 52 | $56.9M |
| Q3 2022 | 48 | $48.6M |
| Q2 2022 | 54 | $57.3M |
| Q1 2022 | 57 | $63.9M |
| Q4 2021 | 63 | $74.9M |
| Q3 2021 | 53 | $36.5M |
| Q2 2021 | 47 | $31.6M |
| Q1 2021 | 47 | $32.1M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Saratoga Investment Corp.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Lee Financial Co | 15 | $0 | 0.00% | 00.0% | Unchanged |
| Center for Financial Planning, Inc. | 2 | $0 | 0.00% | 00.0% | Unchanged |
| Bank of America Corp | 13 | $0 | 0.00% | +13 | New |
| FMR LLC | 93 | $3.00K | 0.00% | +93 | New |
| Financial Management Professionals, Inc. | 181 | $5.00K | 0.00% | 00.0% | Unchanged |
| Laurel Wealth Advisors LLC | 241 | $7.00K | 0.00% | 00.0% | Unchanged |
| Motco | 249 | $7.00K | 0.00% | +249 | New |
| Carmichael Hill & Associates, Inc. | 315 | $9.00K | 0.00% | 00.0% | Unchanged |
| PFS Partners, LLC | 503 | $13.7K | 0.01% | 00.0% | Unchanged |
| National Bank of Canada | 500 | $14.0K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 734 | $20.0K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 880 | $24.0K | 0.00% | 00.0% | Unchanged |
| Credit Agricole S A | 1,000 | $27.0K | 0.00% | +650+185.7% | Added |
| Cullen/Frost Bankers, Inc. | 1,357 | $37.0K | 0.00% | 00.0% | Unchanged |
| Lazard Asset Management LLC | 1,421 | $38.0K | 0.00% | +1,421 | New |
| Tradition Wealth Management, LLC | 1,433 | $39.0K | 0.00% | +53+3.8% | Added |
| Geneos Wealth Management Inc. | 1,756 | $47.0K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 6,652 | $154.0K | 0.00% | +6,652 | New |
| UBS Group AG | 5,810 | $158.0K | 0.00% | +1,783+44.3% | Added |
| Modera Wealth Management, LLC | 8,000 | $218.0K | 0.01% | +8,000 | New |
| TAP Consulting, LLC | 8,318 | $227.0K | 0.06% | +310+3.9% | Added |
| Avantax Advisory Services, Inc. | 8,383 | $228.0K | 0.00% | +8,383 | New |
| Cambridge Investment Research Advisors, Inc. | 8,771 | $239.0K | 0.00% | +8,771 | New |
| Financial Advocates Investment Management | 8,808 | $240.0K | 0.02% | +1,602+22.2% | Added |
| Citadel Advisors LLC | 11,225 | $306.0K | 0.00% | −20,913−65.1% | Reduced |
| Ahrens Investment Partners LLC | 11,930 | $325.0K | 0.10% | +2,220+22.9% | Added |
| Davidson Trust Co | 13,000 | $354.0K | 0.26% | 00.0% | Unchanged |
| First Republic Investment Management, Inc. | 12,981 | $354.0K | 0.00% | +4,006+44.6% | Added |
| National Asset Management, Inc. | 13,545 | $370.0K | 0.01% | +1,430+11.8% | Added |
| Northern Trust Corp | 13,876 | $378.0K | 0.00% | +1,378+11.0% | Added |
| Virtus ETF Advisers LLC | 17,582 | $479.0K | 0.21% | +3,435+24.3% | Added |
| Bard Associates Inc | 18,095 | $493.0K | 0.17% | +2,390+15.2% | Added |
| Royal Bank of Canada | 19,564 | $533.0K | 0.00% | −11−0.1% | Reduced |
| Rockefeller Capital Management L.P. | 20,734 | $565.0K | 0.00% | +3,987+23.8% | Added |
| D.A. Davidson & Co. | 21,179 | $577.0K | 0.01% | +108+0.5% | Added |
| Chicago Partners Investment Group LLC | 23,100 | $605.0K | 0.05% | +2,010+9.5% | Added |
| Next Level Private LLC | 22,841 | $623.0K | 0.50% | +891+4.1% | Added |
| Ameriprise Financial Inc | 25,378 | $692.0K | 0.00% | −1,003−3.8% | Reduced |
| RMB Capital Management, LLC | 25,901 | $706.0K | 0.02% | +501+2.0% | Added |
| Ares Management LLC | 27,798 | $758.0K | 0.03% | 00.0% | Unchanged |
| Morgan Stanley | 28,272 | $770.0K | 0.00% | +699+2.5% | Added |
| PFG Advisors | 29,965 | $817.0K | 0.08% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 31,420 | $857.0K | 0.01% | +17,020+118.2% | Added |
| Advisory Research Inc | 31,552 | $860.0K | 0.07% | +5,056+19.1% | Added |
| JB Capital Partners LP | 33,847 | $923.0K | 0.21% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 40,510 | $1.10M | 0.00% | −1,123−2.7% | Reduced |
| Mackenzie Financial Corp | 48,376 | $1.32M | 0.00% | −2,877−5.6% | Reduced |
| Cerity Partners LLC | 50,299 | $1.37M | 0.02% | −1,747−3.4% | Reduced |
| Two Sigma Investments, LP | 51,897 | $1.42M | 0.00% | −32,741−38.7% | Reduced |
| Two Sigma Advisers, LP | 62,500 | $1.70M | 0.00% | −7,700−11.0% | Reduced |
| LPL Financial LLC | 69,686 | $1.90M | 0.00% | −10,127−12.7% | Reduced |
| Legal & General Group Plc | 71,023 | $1.94M | 0.00% | +2,771+4.1% | Added |
| Wells Fargo & Company | 79,543 | $2.17M | 0.00% | +6,220+8.5% | Added |
| Raymond James & Associates | 81,686 | $2.23M | 0.00% | +7,043+9.4% | Added |
| Hennion & Walsh Asset Management, Inc. | 90,517 | $2.47M | 0.13% | −29,996−24.9% | Reduced |
| Thomas J. Herzfeld Advisors, Inc. | 164,249 | $4.48M | 1.68% | +63,359+62.8% | Added |
| Black Diamond Capital Management, L.L.C. | 1,016,942 | $27.7M | 13.97% | +38,545+3.9% | Added |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −138,230−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −30,523−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −28,397−100.0% | Sold out |
| Putnam Investments LLC | 0 | $0 | 0.00% | −23,936−100.0% | Sold out |
| Chemistry Wealth Management LLC | 0 | $0 | 0.00% | −21,950−100.0% | Sold out |
| D. E. Shaw & Co., Inc. | 0 | $0 | 0.00% | −19,747−100.0% | Sold out |
| All Season Financial Advisors, Inc. | 0 | $0 | 0.00% | −11,301−100.0% | Sold out |
| Commonwealth Equity Services, LLC | 0 | $0 | 0.00% | −9,880−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −8,800−100.0% | Sold out |
| Confluence Wealth Services, Inc. | 0 | $0 | 0.00% | −3,000−100.0% | Sold out |
| Chilton Capital Management LLC | 0 | $0 | 0.00% | −840−100.0% | Sold out |
| Mark Sheptoff Financial Planning, LLC | 0 | $0 | 0.00% | −700−100.0% | Sold out |
| Vectors Research Management, LLC | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −200−100.0% | Sold out |