Saratoga Investment Corp.
SAR- Exchange
- NYSE
- SEC CIK
- 0001377936
No open-market purchases or sales by Saratoga Investment Corp. insiders were filed in the last 90 days; 58 institutions reported holding it in 13F filings for Q2 2026, worth $41.7M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Saratoga Investment Corp. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 71
- +7 vs. Q3 2023
- Shares held
- 2.54M
- +212.8K (+9.2%) vs. Q3 2023
- Total value
- $65.6M
- +$5.90M (+9.9%) vs. Q3 2023
- New holders
- 12
- 28 more added
- Sold out
- 5
- 17 more reduced
1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SAR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 58 | $41.7M |
| Q1 2026 | 63 | $42.2M |
| Q4 2025 | 71 | $48.4M |
| Q3 2025 | 71 | $55.1M |
| Q2 2025 | 65 | $57.9M |
| Q1 2025 | 67 | $63.9M |
| Q4 2024 | 67 | $52.9M |
| Q3 2024 | 57 | $51.4M |
| Q2 2024 | 58 | $45.7M |
| Q1 2024 | 61 | $48.7M |
| Q4 2023 | 71 | $65.6M |
| Q3 2023 | 65 | $60.8M |
| Q2 2023 | 67 | $47.8M |
| Q1 2023 | 58 | $47.1M |
| Q4 2022 | 52 | $56.9M |
| Q3 2022 | 48 | $48.6M |
| Q2 2022 | 54 | $57.3M |
| Q1 2022 | 57 | $63.9M |
| Q4 2021 | 63 | $74.9M |
| Q3 2021 | 53 | $36.5M |
| Q2 2021 | 47 | $31.6M |
| Q1 2021 | 47 | $32.1M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Saratoga Investment Corp.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Baystate Wealth Management LLC | 0 | $11 | 0.00% | 0 | Unchanged |
| Strategic Investment Solutions, Inc. | 100 | $2.59K | 0.00% | −2,700−96.4% | Reduced |
| Financial Management Professionals, Inc. | 181 | $5.00K | 0.00% | 00.0% | Unchanged |
| Laurel Wealth Advisors LLC | 241 | $6.23K | 0.00% | 00.0% | Unchanged |
| Signaturefd, LLC | 256 | $6.62K | 0.00% | +34+15.3% | Added |
| Bartlett & Co. Wealth Management LLC | 500 | $12.9K | 0.00% | 00.0% | Unchanged |
| Bartlett & Co. LLC | 500 | $13.0K | 0.00% | 00.0% | Unchanged |
| PFS Partners, LLC | 503 | $13.0K | 0.01% | 00.0% | Unchanged |
| Cape Investment Advisory, Inc. | 644 | $16.7K | 0.01% | +644 | New |
| Creekmur Asset Management LLC | 931 | $24.1K | 0.01% | +931 | New |
| Harbour Investments, Inc. | 1,000 | $25.9K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 1,355 | $35.0K | 0.00% | −2,797−67.4% | Reduced |
| Tradition Wealth Management, LLC | 1,715 | $44.0K | 0.00% | +91+5.6% | Added |
| Bank of America Corp | 2,000 | $51.7K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 2,000 | $51.7K | 0.00% | +500+33.3% | Added |
| Huntington National Bank | 2,000 | $51.7K | 0.00% | +2,000 | New |
| Hillsdale Investment Management Inc. | 3,100 | $80.2K | 0.01% | −1,800−36.7% | Reduced |
| Sunbelt Securities, Inc. | 5,082 | $131.4K | 0.02% | 00.0% | Unchanged |
| Register Financial Advisors LLC | 5,815 | $150.4K | 0.10% | +14+0.2% | Added |
| Steward Partners Investment Advisory, LLC | 6,038 | $156.2K | 0.00% | +1,535+34.1% | Added |
| EntryPoint Capital, LLC | 6,111 | $158.0K | 0.15% | +6,111 | New |
| JPMorgan Chase & Co | 6,435 | $166.4K | 0.00% | −6,830−51.5% | Reduced |
| BNP Paribas Arbitrage, SA | 6,556 | $169.5K | 0.00% | +387+6.3% | Added |
| Tower Research Capital LLC (TRC) | 7,905 | $204.4K | 0.00% | +6,418+431.6% | Added |
| Advisor Group Holdings, Inc. | 8,381 | $216.7K | 0.00% | −30,839−78.6% | Reduced |
| National Asset Management, Inc. | 9,307 | $240.7K | 0.01% | +192+2.1% | Added |
| Larson Financial Group LLC | 9,664 | $249.9K | 0.02% | +512+5.6% | Added |
| Avantax Advisory Services, Inc. | 10,561 | $273.1K | 0.00% | +1,604+17.9% | Added |
| Davidson Trust Co | 11,000 | $284.5K | 0.18% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 11,200 | $290.0K | 0.01% | +11,200 | New |
| Atria Wealth Solutions, Inc. | 11,655 | $301.4K | 0.00% | 00.0% | Unchanged |
| Mariner, LLC | 12,220 | $316.0K | 0.00% | +2,674+28.0% | Added |
| Quantbot Technologies LP | 12,726 | $329.1K | 0.02% | +6,161+93.8% | Added |
| Dynamic Technology Lab Private Ltd | 13,522 | $350.0K | 0.04% | +13,522 | New |
| D. E. Shaw & Co., Inc. | 13,996 | $361.9K | 0.00% | +13,996 | New |
| Marshall Wace, LLP | 14,656 | $379.0K | 0.00% | −44,319−75.1% | Reduced |
| Trexquant Investment LP | 15,275 | $395.0K | 0.01% | −14,882−49.3% | Reduced |
| Bard Associates Inc | 15,945 | $412.3K | 0.16% | −540−3.3% | Reduced |
| Virtus ETF Advisers LLC | 16,377 | $423.5K | 0.27% | −4,711−22.3% | Reduced |
| Commonwealth Equity Services, LLC | 16,486 | $426.0K | 0.00% | −2,554−13.4% | Reduced |
| Cerity Partners LLC | 16,662 | $430.9K | 0.00% | +16,662 | New |
| Janney Montgomery Scott LLC | 18,827 | $487.0K | 0.00% | +1,444+8.3% | Added |
| McDonald Partners LLC | 20,275 | $524.3K | 0.16% | +20,275 | New |
| Cubist Systematic Strategies, LLC | 22,916 | $592.6K | 0.01% | +6,811+42.3% | Added |
| PFG Advisors | 23,228 | $600.7K | 0.05% | −2,001−7.9% | Reduced |
| D.A. Davidson & Co. | 24,191 | $625.6K | 0.01% | +1,024+4.4% | Added |
| Royal Bank of Canada | 26,025 | $673.0K | 0.00% | +287+1.1% | Added |
| Jump Financial, LLC | 28,857 | $746.2K | 0.02% | +16,256+129.0% | Added |
| Putnam Investments LLC | 30,289 | $783.3K | 0.00% | −8,005−20.9% | Reduced |
| Next Level Private LLC | 31,476 | $814.0K | 0.46% | 00.0% | Unchanged |
| Morgan Stanley | 32,045 | $828.7K | 0.00% | −19,364−37.7% | Reduced |
| Raymond James & Associates | 33,808 | $874.3K | 0.00% | −15,883−32.0% | Reduced |
| JB Capital Partners LP | 33,847 | $875.3K | 0.18% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 33,941 | $877.7K | 0.00% | +17,371+104.8% | Added |
| Significant Wealth Partners LLC | 39,560 | $1.02M | 0.74% | +39,560 | New |
| Ameriprise Financial Inc | 47,463 | $1.23M | 0.00% | +555+1.2% | Added |
| Palogic Value Management, L.P. | 47,680 | $1.23M | 0.55% | 00.0% | Unchanged |
| Simplify Asset Management Inc. | 51,700 | $1.34M | 0.21% | +3,200+6.6% | Added |
| TMD Wealth Management, LLC | 58,780 | $1.52M | 0.40% | +58,780 | New |
| Lido Advisors, LLC | 70,617 | $1.83M | 0.02% | +70,617 | New |
| LPL Financial LLC | 74,435 | $1.92M | 0.00% | +470+0.6% | Added |
| Wells Fargo & Company | 90,398 | $2.34M | 0.00% | −2,028−2.2% | Reduced |
| Legal & General Group Plc | 97,963 | $2.53M | 0.00% | +10,915+12.5% | Added |
| Quadrature Capital Ltd | 100,385 | $2.60M | 0.05% | +44,722+80.3% | Added |
| Private Advisor Group, LLC | 110,351 | $2.85M | 0.02% | +28,027+34.0% | Added |
| Advisors Asset Management, Inc. | 119,328 | $3.09M | 0.06% | −20,723−14.8% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 123,219 | $3.19M | 0.18% | +40,245+48.5% | Added |
| Citadel Advisors LLC | 194,363 | $5.03M | 0.01% | +155,150+395.7% | Added |
| Two Sigma Advisers, LP | 212,900 | $5.51M | 0.01% | +31,600+17.4% | Added |
| Millennium Management LLC | 223,273 | $5.77M | 0.01% | −72,463−24.5% | Reduced |
| Two Sigma Investments, LP | 235,054 | $6.08M | 0.01% | +24,438+11.6% | Added |
| Scoggin Management LP | 0 | $0 | 0.00% | −113,700−100.0% | Sold out |
| Alpine Global Management, LLC | 0 | $0 | 0.00% | −52,000−100.0% | Sold out |
| Squarepoint Ops LLC | 0 | $0 | 0.00% | −23,122−100.0% | Sold out |
| Barclays PLC | 0 | $0 | 0.00% | −1,441−100.0% | Sold out |
| C M Bidwell & Associates Ltd | 0 | $0 | 0.00% | −1,385−100.0% | Sold out |
| Claybrook Capital, LLC | – | – | – | – | Not filed |