Saratoga Investment Corp.
SAR- Exchange
- NYSE
- SEC CIK
- 0001377936
No open-market purchases or sales by Saratoga Investment Corp. insiders were filed in the last 90 days; 58 institutions reported holding it in 13F filings for Q2 2026, worth $41.7M in total; no superinvestor holds it.
Q4 2023 vs. Q3 2023
How the institutions holding Saratoga Investment Corp. changed between Q3 2023 and Q4 2023.
All holders in Q4 2023All holders in Q3 2023
| Measure | Q3 2023 | Of which not filed for Q4 2023 | Q4 2023 | Change |
|---|---|---|---|---|
| Holders | 65 | 1 | 71 | +7 |
| Shares | 2.37M | 41.8K | 2.54M | +212.8K (+9.2%) |
| Value | $60.8M | $1.07M | $65.6M | +$5.90M (+9.9%) |
1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so the changes leave them out.
New holders (12)
Institutions that held Saratoga Investment Corp. at the end of Q4 2023 but not at the end of Q3 2023.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Lido Advisors, LLC | 70,617 | $1.83M | 0.02% |
| TMD Wealth Management, LLC | 58,780 | $1.52M | 0.40% |
| Significant Wealth Partners LLC | 39,560 | $1.02M | 0.74% |
| McDonald Partners LLC | 20,275 | $524.3K | 0.16% |
| Cerity Partners LLC | 16,662 | $430.9K | 0.00% |
| D. E. Shaw & Co., Inc. | 13,996 | $361.9K | 0.00% |
| Dynamic Technology Lab Private Ltd | 13,522 | $350.0K | 0.04% |
| Aquatic Capital Management LLC | 11,200 | $290.0K | 0.01% |
| EntryPoint Capital, LLC | 6,111 | $158.0K | 0.15% |
| Huntington National Bank | 2,000 | $51.7K | 0.00% |
| Creekmur Asset Management LLC | 931 | $24.1K | 0.01% |
| Cape Investment Advisory, Inc. | 644 | $16.7K | 0.01% |
Sold out (5)
Institutions that held Saratoga Investment Corp. at the end of Q3 2023 and filed for Q4 2023 without it.
| Institution | Shares, Q3 2023 | Value, Q3 2023 |
|---|---|---|
| Scoggin Management LP | 113,700 | $2.92M |
| Alpine Global Management, LLC | 52,000 | $1.34M |
| Squarepoint Ops LLC | 23,122 | $594.2K |
| Barclays PLC | 1,441 | $37.0K |
| C M Bidwell & Associates Ltd | 1,385 | $35.6K |
Not filed for Q4 2023 yet (1)
Institutions that held Saratoga Investment Corp. at the end of Q3 2023 and haven't filed a 13F for Q4 2023. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q3 2023 | Value, Q3 2023 |
|---|---|---|
| Claybrook Capital, LLC | 41,817 | $1.07M |