Saratoga Investment Corp.
SAR- Exchange
- NYSE
- SEC CIK
- 0001377936
No open-market purchases or sales by Saratoga Investment Corp. insiders were filed in the last 90 days; 58 institutions reported holding it in 13F filings for Q2 2026, worth $41.7M in total; no superinvestor holds it.
13F holders, Q2 2022
Institutional positions in Saratoga Investment Corp. as of Jun 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 54
- −3 vs. Q1 2022
- Shares held
- 2.39M
- +45.1K (+1.9%) vs. Q1 2022
- Total value
- $57.3M
- −$6.60M (−10.3%) vs. Q1 2022
- New holders
- 8
- 15 more added
- Sold out
- 11
- 16 more reduced
Compare with Q1 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SAR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 58 | $41.7M |
| Q1 2026 | 63 | $42.2M |
| Q4 2025 | 71 | $48.4M |
| Q3 2025 | 71 | $55.1M |
| Q2 2025 | 65 | $57.9M |
| Q1 2025 | 67 | $63.9M |
| Q4 2024 | 67 | $52.9M |
| Q3 2024 | 57 | $51.4M |
| Q2 2024 | 58 | $45.7M |
| Q1 2024 | 61 | $48.7M |
| Q4 2023 | 71 | $65.6M |
| Q3 2023 | 65 | $60.8M |
| Q2 2023 | 67 | $47.8M |
| Q1 2023 | 58 | $47.1M |
| Q4 2022 | 52 | $56.9M |
| Q3 2022 | 48 | $48.6M |
| Q2 2022 | 54 | $57.3M |
| Q1 2022 | 57 | $63.9M |
| Q4 2021 | 63 | $74.9M |
| Q3 2021 | 53 | $36.5M |
| Q2 2021 | 47 | $31.6M |
| Q1 2021 | 47 | $32.1M |
Institutions, Q2 2022
Shares, value and share of portfolio for each institution holding Saratoga Investment Corp.; share changes are against Q1 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Center for Financial Planning, Inc. | 2 | $0 | 0.00% | 00.0% | Unchanged |
| Financial Management Professionals, Inc. | 181 | $4.00K | 0.00% | 00.0% | Unchanged |
| Laurel Wealth Advisors LLC | 241 | $6.00K | 0.00% | 00.0% | Unchanged |
| Aquatic Capital Management LLC | 271 | $6.00K | 0.00% | +271 | New |
| Carmichael Hill & Associates, Inc. | 315 | $8.00K | 0.00% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 381 | $9.00K | 0.00% | −1,375−78.3% | Reduced |
| Northwestern Mutual Wealth Management Co | 361 | $9.00K | 0.00% | +361 | New |
| National Bank of Canada | 500 | $12.0K | 0.00% | 00.0% | Unchanged |
| PFS Partners, LLC | 503 | $12.1K | 0.01% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 734 | $18.0K | 0.00% | 00.0% | Unchanged |
| American Portfolios Advisors | 880 | $21.1K | 0.00% | 00.0% | Unchanged |
| Cullen/Frost Bankers, Inc. | 900 | $22.0K | 0.00% | −457−33.7% | Reduced |
| Credit Agricole S A | 1,000 | $24.0K | 0.00% | 00.0% | Unchanged |
| Fairfield, Bush & Co. | 1,000 | $24.0K | 0.01% | +1,000 | New |
| Tradition Wealth Management, LLC | 1,465 | $35.0K | 0.01% | +32+2.2% | Added |
| Lazard Asset Management LLC | 2,963 | $71.0K | 0.00% | +1,542+108.5% | Added |
| Ahrens Investment Partners LLC | 4,243 | $102.0K | 0.05% | −7,687−64.4% | Reduced |
| UBS Group AG | 4,972 | $120.0K | 0.00% | −838−14.4% | Reduced |
| IFP Advisors, Inc | 6,652 | $154.0K | 0.01% | 00.0% | Unchanged |
| Avantax Advisory Services, Inc. | 8,852 | $212.0K | 0.00% | +469+5.6% | Added |
| Claybrook Capital, LLC | 11,105 | $266.0K | 0.16% | +11,105 | New |
| First Republic Investment Management, Inc. | 11,981 | $287.0K | 0.00% | −1,000−7.7% | Reduced |
| Davidson Trust Co | 13,000 | $312.0K | 0.28% | 00.0% | Unchanged |
| Royal Bank of Canada | 13,072 | $313.0K | 0.00% | −6,492−33.2% | Reduced |
| Northern Trust Corp | 14,201 | $340.0K | 0.00% | +325+2.3% | Added |
| National Asset Management, Inc. | 15,525 | $373.0K | 0.02% | +1,980+14.6% | Added |
| Two Sigma Investments, LP | 15,788 | $378.0K | 0.00% | −36,109−69.6% | Reduced |
| Bard Associates Inc | 16,245 | $389.0K | 0.17% | −1,850−10.2% | Reduced |
| Millennium Management LLC | 16,392 | $393.0K | 0.00% | +16,392 | New |
| Virtus ETF Advisers LLC | 17,268 | $414.0K | 0.15% | −314−1.8% | Reduced |
| Rockefeller Capital Management L.P. | 19,141 | $458.0K | 0.00% | −1,593−7.7% | Reduced |
| Chicago Partners Investment Group LLC | 19,786 | $466.0K | 0.03% | −3,314−14.3% | Reduced |
| D.A. Davidson & Co. | 21,244 | $509.0K | 0.01% | +65+0.3% | Added |
| RMB Capital Management, LLC | 25,901 | $621.0K | 0.02% | 00.0% | Unchanged |
| Cerity Partners LLC | 28,691 | $688.0K | 0.01% | −21,608−43.0% | Reduced |
| PFG Advisors | 29,965 | $718.0K | 0.08% | 00.0% | Unchanged |
| Mackenzie Financial Corp | 30,229 | $725.0K | 0.00% | −18,147−37.5% | Reduced |
| JB Capital Partners LP | 33,847 | $811.0K | 0.22% | 00.0% | Unchanged |
| Morgan Stanley | 34,216 | $820.0K | 0.00% | +5,944+21.0% | Added |
| Advisory Research Inc | 35,221 | $844.0K | 0.08% | +3,669+11.6% | Added |
| Ameriprise Financial Inc | 40,901 | $979.0K | 0.00% | +15,523+61.2% | Added |
| Private Advisor Group, LLC | 41,524 | $995.0K | 0.01% | +10,104+32.2% | Added |
| Banque Pictet & Cie SA | 42,400 | $1.02M | 0.01% | +42,400 | New |
| Pictet North America Advisors SA | 42,400 | $1.02M | 0.13% | +42,400 | New |
| Advisor Group Holdings, Inc. | 43,316 | $1.04M | 0.00% | +2,806+6.9% | Added |
| Two Sigma Advisers, LP | 54,400 | $1.30M | 0.00% | −8,100−13.0% | Reduced |
| LPL Financial LLC | 64,011 | $1.53M | 0.00% | −5,675−8.1% | Reduced |
| Legal & General Group Plc | 71,023 | $1.70M | 0.00% | 00.0% | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. | 81,998 | $1.97M | 0.81% | −82,251−50.1% | Reduced |
| Wells Fargo & Company | 82,256 | $1.97M | 0.00% | +2,713+3.4% | Added |
| Raymond James & Associates | 84,808 | $2.03M | 0.00% | +3,122+3.8% | Added |
| Hennion & Walsh Asset Management, Inc. | 101,958 | $2.44M | 0.15% | +11,441+12.6% | Added |
| Advisors Asset Management, Inc. | 143,994 | $3.45M | 0.06% | +143,994 | New |
| Black Diamond Capital Management, L.L.C. | 1,037,331 | $24.9M | 13.49% | +20,389+2.0% | Added |
| Ares Management LLC | 0 | $0 | 0.00% | −27,798−100.0% | Sold out |
| Next Level Private LLC | 0 | $0 | 0.00% | −22,841−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −11,225−100.0% | Sold out |
| Financial Advocates Investment Management | 0 | $0 | 0.00% | −8,808−100.0% | Sold out |
| Cambridge Investment Research Advisors, Inc. | 0 | $0 | 0.00% | −8,771−100.0% | Sold out |
| TAP Consulting, LLC | 0 | $0 | 0.00% | −8,318−100.0% | Sold out |
| Modera Wealth Management, LLC | 0 | $0 | 0.00% | −8,000−100.0% | Sold out |
| Motco | 0 | $0 | 0.00% | −249−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −93−100.0% | Sold out |
| Bank of America Corp | 0 | $0 | 0.00% | −13−100.0% | Sold out |
| Lee Financial Co | 0 | $0 | 0.00% | −15−100.0% | Sold out |