Saratoga Investment Corp.
SAR- Exchange
- NYSE
- SEC CIK
- 0001377936
No open-market purchases or sales by Saratoga Investment Corp. insiders were filed in the last 90 days; 58 institutions reported holding it in 13F filings for Q2 2026, worth $41.7M in total; no superinvestor holds it.
Q4 2021 vs. Q3 2021
How the institutions holding Saratoga Investment Corp. changed between Q3 2021 and Q4 2021.
All holders in Q4 2021All holders in Q3 2021
| Measure | Q3 2021 | Q4 2021 | Change |
|---|---|---|---|
| Holders | 53 | 63 | +10 |
| Shares | 1.27M | 2.55M | +1.28M (+100.8%) |
| Value | $36.5M | $74.9M | +$38.4M (+105.1%) |
New holders (19)
Institutions that held Saratoga Investment Corp. at the end of Q4 2021 but not at the end of Q3 2021.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Black Diamond Capital Management, L.L.C. | 978,397 | $28.7M | 15.25% |
| Thomas J. Herzfeld Advisors, Inc. | 100,890 | $2.96M | 1.08% |
| Citadel Advisors LLC | 32,138 | $944.0K | 0.00% |
| Marshall Wace, LLP | 30,523 | $897.0K | 0.00% |
| Millennium Management LLC | 28,397 | $834.0K | 0.00% |
| Chemistry Wealth Management LLC | 21,950 | $645.0K | 0.54% |
| Next Level Private LLC | 21,950 | $645.0K | 0.54% |
| D. E. Shaw & Co., Inc. | 19,747 | $580.0K | 0.00% |
| All Season Financial Advisors, Inc. | 11,301 | $332.0K | 0.23% |
| Jump Financial, LLC | 8,800 | $259.0K | 0.02% |
| Financial Advocates Investment Management | 7,206 | $212.0K | 0.02% |
| Confluence Wealth Services, Inc. | 3,000 | $88.0K | 0.03% |
| Chilton Capital Management LLC | 840 | $25.0K | 0.00% |
| National Bank of Canada | 500 | $15.0K | 0.00% |
| PFS Partners, LLC | 503 | $14.8K | 0.01% |
| Credit Agricole S A | 350 | $10.0K | 0.00% |
| Vectors Research Management, LLC | 300 | $9.00K | 0.00% |
| Aquatic Capital Management LLC | 200 | $6.00K | 0.01% |
| Lee Financial Co | 15 | $0 | 0.00% |
Sold out (9)
Institutions that held Saratoga Investment Corp. at the end of Q3 2021 and filed for Q4 2021 without it.
| Institution | Shares, Q3 2021 | Value, Q3 2021 |
|---|---|---|
| Cetera Advisors LLC | 7,488 | $215.0K |
| Eagle Global Advisors LLC | 7,080 | $203.0K |
| Bank of America Corp | 1,725 | $50.0K |
| FNY Investment Advisers, LLC | 1,399 | $40.0K |
| Harbour Investments, Inc. | 1,000 | $29.0K |
| Tower Research Capital LLC (TRC) | 533 | $15.0K |
| Sandy Spring Bank | 360 | $10.0K |
| JPMorgan Chase & Co | 12 | $0 |
| Deutsche Bank AG | 12 | $0 |