Saratoga Investment Corp.
SAR- Exchange
- NYSE
- SEC CIK
- 0001377936
No open-market purchases or sales by Saratoga Investment Corp. insiders were filed in the last 90 days; 58 institutions reported holding it in 13F filings for Q2 2026, worth $41.7M in total; no superinvestor holds it.
Q4 2024 vs. Q3 2024
How the institutions holding Saratoga Investment Corp. changed between Q3 2024 and Q4 2024.
All holders in Q4 2024All holders in Q3 2024
| Measure | Q3 2024 | Of which not filed for Q4 2024 | Q4 2024 | Change |
|---|---|---|---|---|
| Holders | 57 | 1 | 67 | +11 |
| Shares | 2.12M | 33.0K | 2.21M | +124.8K (+6.0%) |
| Value | $51.4M | $765.3K | $52.9M | +$2.29M (+4.5%) |
1 institution that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so the changes leave them out.
New holders (16)
Institutions that held Saratoga Investment Corp. at the end of Q4 2024 but not at the end of Q3 2024.
| Institution | Shares | Value | % of portfolio |
|---|---|---|---|
| Marshall Wace, LLP | 35,962 | $860.2K | 0.00% |
| Raymond James Financial Inc | 34,032 | $814.0K | 0.00% |
| Citadel Advisors LLC | 17,889 | $427.9K | 0.00% |
| Mariner, LLC | 13,235 | $316.6K | 0.00% |
| Connor, Clark & Lunn Investment Management Ltd. | 11,914 | $285.0K | 0.00% |
| Northern Trust Corp | 11,315 | $270.7K | 0.00% |
| HighTower Advisors, LLC | 11,124 | $266.1K | 0.00% |
| Jane Street Group, LLC | 10,520 | $251.6K | 0.00% |
| Janney Montgomery Scott LLC | 8,882 | $212.0K | 0.00% |
| Promus Capital, LLC | 1,273 | $30.4K | 0.02% |
| Simplex Trading, LLC | 247 | $5.00K | 0.00% |
| Proequities, Inc. | 188 | $4.69K | 0.00% |
| Hexagon Capital Partners LLC | 78 | $1.87K | 0.00% |
| Hurley Capital, LLC | 13 | $311 | 0.00% |
| Tower Research Capital LLC (TRC) | 2 | $48 | 0.00% |
| FMR LLC | 1 | $24 | 0.00% |
Sold out (5)
Institutions that held Saratoga Investment Corp. at the end of Q3 2024 and filed for Q4 2024 without it.
| Institution | Shares, Q3 2024 | Value, Q3 2024 |
|---|---|---|
| McDonald Partners LLC | 20,264 | $469.9K |
| Schonfeld Strategic Advisors LLC | 10,500 | $243.5K |
| PVG Asset Management Corp | 10,165 | $235.7K |
| Atria Wealth Solutions, Inc. | 9,955 | $230.9K |
| BNP Paribas Arbitrage, SA | 1 | $23 |
Not filed for Q4 2024 yet (1)
Institutions that held Saratoga Investment Corp. at the end of Q3 2024 and haven't filed a 13F for Q4 2024. Not filing isn't selling, so they aren't counted as sold out.
| Institution | Shares, Q3 2024 | Value, Q3 2024 |
|---|---|---|
| Raymond James & Associates | 33,000 | $765.3K |