Saratoga Investment Corp.
SAR- Exchange
- NYSE
- SEC CIK
- 0001377936
No open-market purchases or sales by Saratoga Investment Corp. insiders were filed in the last 90 days; 58 institutions reported holding it in 13F filings for Q2 2026, worth $41.7M in total; no superinvestor holds it.
13F holders, Q4 2024
Institutional positions in Saratoga Investment Corp. as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 67
- +11 vs. Q3 2024
- Shares held
- 2.21M
- +124.8K (+6.0%) vs. Q3 2024
- Total value
- $52.9M
- +$2.29M (+4.5%) vs. Q3 2024
- New holders
- 16
- 15 more added
- Sold out
- 5
- 16 more reduced
1 institution that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting SAR on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 58 | $41.7M |
| Q1 2026 | 63 | $42.2M |
| Q4 2025 | 71 | $48.4M |
| Q3 2025 | 71 | $55.1M |
| Q2 2025 | 65 | $57.9M |
| Q1 2025 | 67 | $63.9M |
| Q4 2024 | 67 | $52.9M |
| Q3 2024 | 57 | $51.4M |
| Q2 2024 | 58 | $45.7M |
| Q1 2024 | 61 | $48.7M |
| Q4 2023 | 71 | $65.6M |
| Q3 2023 | 65 | $60.8M |
| Q2 2023 | 67 | $47.8M |
| Q1 2023 | 58 | $47.1M |
| Q4 2022 | 52 | $56.9M |
| Q3 2022 | 48 | $48.6M |
| Q2 2022 | 54 | $57.3M |
| Q1 2022 | 57 | $63.9M |
| Q4 2021 | 63 | $74.9M |
| Q3 2021 | 53 | $36.5M |
| Q2 2021 | 47 | $31.6M |
| Q1 2021 | 47 | $32.1M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Saratoga Investment Corp.; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| FMR LLC | 1 | $24 | 0.00% | +1 | New |
| Tower Research Capital LLC (TRC) | 2 | $48 | 0.00% | +2 | New |
| Hurley Capital, LLC | 13 | $311 | 0.00% | +13 | New |
| Hexagon Capital Partners LLC | 78 | $1.87K | 0.00% | +78 | New |
| Venturi Wealth Management, LLC | 93 | $2.23K | 0.00% | 00.0% | Unchanged |
| Strategic Investment Solutions, Inc. | 100 | $2.39K | 0.00% | 00.0% | Unchanged |
| Financial Management Professionals, Inc. | 181 | $4.33K | 0.00% | 00.0% | Unchanged |
| Proequities, Inc. | 188 | $4.69K | 0.00% | +188 | New |
| CIBC Private Wealth Group, LLC | 200 | $4.90K | 0.00% | −200−50.0% | Reduced |
| Simplex Trading, LLC | 247 | $5.00K | 0.00% | +247 | New |
| Signaturefd, LLC | 222 | $5.31K | 0.00% | 00.0% | Unchanged |
| Laurel Wealth Advisors LLC | 241 | $5.76K | 0.00% | 00.0% | Unchanged |
| Bartlett & Co. Wealth Management LLC | 500 | $12.0K | 0.00% | 00.0% | Unchanged |
| PFS Partners, LLC | 503 | $12.0K | 0.01% | 00.0% | Unchanged |
| Bank of America Corp | 700 | $16.7K | 0.00% | 00.0% | Unchanged |
| UBS Group AG | 954 | $22.8K | 0.00% | +33+3.6% | Added |
| Harbour Investments, Inc. | 1,000 | $23.9K | 0.00% | 00.0% | Unchanged |
| IFP Advisors, Inc | 1,000 | $23.9K | 0.00% | 00.0% | Unchanged |
| Arlington Trust Co LLC | 1,000 | $23.9K | 0.01% | 00.0% | Unchanged |
| Promus Capital, LLC | 1,273 | $30.4K | 0.02% | +1,273 | New |
| Steward Partners Investment Advisory, LLC | 2,269 | $54.3K | 0.00% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 5,082 | $121.3K | 0.01% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 5,376 | $128.6K | 0.00% | −1,446−21.2% | Reduced |
| Register Financial Advisors LLC | 5,894 | $141.0K | 0.07% | +26+0.4% | Added |
| JPMorgan Chase & Co | 6,789 | $162.4K | 0.00% | +1,789+35.8% | Added |
| Wedbush Securities Inc | 8,700 | $208.0K | 0.01% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 8,882 | $212.0K | 0.00% | +8,882 | New |
| Avantax Advisory Services, Inc. | 10,382 | $248.3K | 0.00% | −66−0.6% | Reduced |
| Jane Street Group, LLC | 10,520 | $251.6K | 0.00% | +10,520 | New |
| Davidson Trust Co | 11,000 | $263.1K | 0.14% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 11,124 | $266.1K | 0.00% | +11,124 | New |
| Northern Trust Corp | 11,315 | $270.7K | 0.00% | +11,315 | New |
| Connor, Clark & Lunn Investment Management Ltd. | 11,914 | $285.0K | 0.00% | +11,914 | New |
| Mariner, LLC | 13,235 | $316.6K | 0.00% | +13,235 | New |
| Commonwealth Equity Services, LLC | 15,411 | $369.0K | 0.00% | −1,276−7.6% | Reduced |
| Bard Associates Inc | 15,945 | $381.4K | 0.13% | 00.0% | Unchanged |
| Citadel Advisors LLC | 17,889 | $427.9K | 0.00% | +17,889 | New |
| Campbell & CO Investment Adviser LLC | 20,505 | $490.5K | 0.04% | +6,714+48.7% | Added |
| PFG Advisors | 22,074 | $528.0K | 0.03% | −375−1.7% | Reduced |
| Royal Bank of Canada | 22,458 | $537.0K | 0.00% | +285+1.3% | Added |
| D.A. Davidson & Co. | 29,929 | $715.9K | 0.01% | +2,929+10.8% | Added |
| RMB Capital Management, LLC | 30,000 | $717.6K | 0.02% | 00.0% | Unchanged |
| Wealthcare Advisory Partners LLC | 32,845 | $785.6K | 0.02% | +911+2.9% | Added |
| Virtus ETF Advisers LLC | 33,759 | $807.5K | 0.33% | −757−2.2% | Reduced |
| JB Capital Partners LP | 33,847 | $809.6K | 0.15% | 00.0% | Unchanged |
| Raymond James Financial Inc | 34,032 | $814.0K | 0.00% | +34,032 | New |
| Marshall Wace, LLP | 35,962 | $860.2K | 0.00% | +35,962 | New |
| Next Level Private LLC | 39,154 | $936.6K | 0.38% | 00.0% | Unchanged |
| Qube Research & Technologies Ltd | 43,852 | $1.05M | 0.00% | −2,508−5.4% | Reduced |
| Palogic Value Management, L.P. | 46,680 | $1.12M | 0.45% | 00.0% | Unchanged |
| BlackRock, Inc. | 52,998 | $1.27M | 0.00% | +13,972+35.8% | Added |
| BI Asset Management Fondsmaeglerselskab A/S | 59,059 | $1.41M | 0.01% | +2,694+4.8% | Added |
| Kovitz Investment Group Partners, LLC | 59,239 | $1.42M | 0.01% | −3,306−5.3% | Reduced |
| Ameriprise Financial Inc | 59,961 | $1.43M | 0.00% | −4,777−7.4% | Reduced |
| Trexquant Investment LP | 64,017 | $1.53M | 0.02% | +36,544+133.0% | Added |
| International Assets Investment Management, LLC | 79,569 | $1.93M | 0.16% | −32,669−29.1% | Reduced |
| LPL Financial LLC | 87,304 | $2.09M | 0.00% | −5,463−5.9% | Reduced |
| Legal & General Group Plc | 90,997 | $2.17M | 0.00% | −11,227−11.0% | Reduced |
| Morgan Stanley | 94,192 | $2.25M | 0.00% | +9,257+10.9% | Added |
| Lido Advisors, LLC | 94,981 | $2.27M | 0.01% | +23,089+32.1% | Added |
| Millennium Management LLC | 105,129 | $2.51M | 0.00% | −18,491−15.0% | Reduced |
| Advisors Asset Management, Inc. | 107,401 | $2.57M | 0.05% | −4,972−4.4% | Reduced |
| Wells Fargo & Company | 109,784 | $2.63M | 0.00% | +3,292+3.1% | Added |
| Private Advisor Group, LLC | 122,295 | $2.93M | 0.02% | −7,326−5.7% | Reduced |
| Two Sigma Investments, LP | 128,379 | $3.07M | 0.01% | +7,556+6.3% | Added |
| Hennion & Walsh Asset Management, Inc. | 144,817 | $3.46M | 0.16% | +6,632+4.8% | Added |
| Two Sigma Advisers, LP | 145,100 | $3.47M | 0.01% | −1,900−1.3% | Reduced |
| McDonald Partners LLC | 0 | $0 | 0.00% | −20,264−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −10,500−100.0% | Sold out |
| PVG Asset Management Corp | 0 | $0 | 0.00% | −10,165−100.0% | Sold out |
| Atria Wealth Solutions, Inc. | 0 | $0 | 0.00% | −9,955−100.0% | Sold out |
| BNP Paribas Arbitrage, SA | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Raymond James & Associates | – | – | – | – | Not filed |