Royce Small-Cap Trust, Inc.

RVT

Exchange: NYSE
SEC CIK: 0000804116

SEC filings (opens in a new tab)

In the last 90 days, Royce Small-Cap Trust, Inc. insiders filed 1 open-market purchase and 0 sales; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.

13F holders, Q3 2026

Institutional positions in Royce Small-Cap Trust, Inc. as of Sep 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Q3 2026 data is still coming in (13F filing deadline: Nov 16, 2026), so these numbers are incomplete.

Institutional holders: 1; +1 vs. Q2 2026
Shares held: 207; +207 vs. Q2 2026
Total value: $4.00K; +$4.00K vs. Q2 2026
New holders: 1; 0 more added
Sold out: 0; 0 more reduced

208 institutions that held it in Q2 2026 haven't filed for Q3 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2026: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting RVT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holders

Value held

Institutions holding RVT and their total value by quarter
Quarter	Holders	Value
Q2 2026	208	$717.3M
Q1 2026	202	$601.8M
Q4 2025	199	$582.2M
Q3 2025	198	$565.6M
Q2 2025	188	$510.9M
Q1 2025	183	$470.9M
Q4 2024	185	$501.6M
Q3 2024	183	$482.7M
Q2 2024	176	$443.5M
Q1 2024	171	$455.1M
Q4 2023	166	$431.3M
Q3 2023	160	$369.7M
Q2 2023	158	$381.9M
Q1 2023	167	$370.7M
Q4 2022	164	$366.8M
Q3 2022	152	$350.1M
Q2 2022	145	$398.2M
Q1 2022	150	$478.3M
Q4 2021	167	$613.0M
Q3 2021	157	$569.7M
Q2 2021	168	$618.6M
Q1 2021	164	$576.3M

Institutions, Q3 2026

Shares, value and share of portfolio for each institution holding Royce Small-Cap Trust, Inc.; share changes are against Q2 2026.

Institutions holding RVT in Q3 2026
Institution	Shares	Value	% of portfolio	Change in shares	Action
CX Institutional	207	$4.00K	0.00%	+207	New
Bank of America Corp	–	–	–	–	Not filed
Morgan Stanley	–	–	–	–	Not filed
Raymond James Financial Inc	–	–	–	–	Not filed
LPL Financial LLC	–	–	–	–	Not filed
Wells Fargo & Company	–	–	–	–	Not filed
Royal Bank of Canada	–	–	–	–	Not filed
Penserra Capital Management LLC	–	–	–	–	Not filed
Saba Capital Management, L.P.	–	–	–	–	Not filed
Stifel Financial Corp	–	–	–	–	Not filed
Janney Montgomery Scott LLC	–	–	–	–	Not filed
Blue Bell Private Wealth Management, LLC	–	–	–	–	Not filed
Lazard Asset Management LLC	–	–	–	–	Not filed
Rivernorth Capital Management, LLC	–	–	–	–	Not filed
Shaker Financial Services, LLC	–	–	–	–	Not filed
Waterfront Wealth Inc.	–	–	–	–	Not filed
Advisor Group Holdings, Inc.	–	–	–	–	Not filed
Modern Wealth Management, LLC	–	–	–	–	Not filed
UBS Group AG	–	–	–	–	Not filed
Guggenheim Capital LLC	–	–	–	–	Not filed
Advisors Asset Management, Inc.	–	–	–	–	Not filed
Paller Financial Services Inc	–	–	–	–	Not filed
Steward Partners Investment Advisory, LLC	–	–	–	–	Not filed
Allspring Global Investments Holdings, LLC	–	–	–	–	Not filed
Rothschild Investment LLC	–	–	–	–	Not filed
Captrust Financial Advisors	–	–	–	–	Not filed
Cypress Capital Management LLC (WY)	–	–	–	–	Not filed
Private Advisor Group, LLC	–	–	–	–	Not filed
D.A. Davidson & Co.	–	–	–	–	Not filed
Oppenheimer & Co Inc	–	–	–	–	Not filed
HighTower Advisors, LLC	–	–	–	–	Not filed
Logan Stone Capital, LLC	–	–	–	–	Not filed
Altium Capital Management LP	–	–	–	–	Not filed
Z3 Capital Partners, LLC	–	–	–	–	Not filed
Wolverine Asset Management LLC	–	–	–	–	Not filed
Hennion & Walsh Asset Management, Inc.	–	–	–	–	Not filed
RB Capital Management, LLC	–	–	–	–	Not filed
Wiley Bros.-Aintree Capital, LLC	–	–	–	–	Not filed
Intrepid Family Office LLC	–	–	–	–	Not filed
General American Investors Co Inc	–	–	–	–	Not filed
Samalin Investment Counsel, LLC	–	–	–	–	Not filed
Cambridge Investment Research Advisors, Inc.	–	–	–	–	Not filed
Commonwealth Equity Services, LLC	–	–	–	–	Not filed
City of London Investment Management Co Ltd	–	–	–	–	Not filed
Evolve Private Wealth, LLC	–	–	–	–	Not filed
Sanctuary Advisors, LLC	–	–	–	–	Not filed
Atlantic Union Bankshares Corp	–	–	–	–	Not filed
Advisory Advocates, LLC	–	–	–	–	Not filed
Landscape Capital Management, L.L.C.	–	–	–	–	Not filed
First Trust Advisors LP	–	–	–	–	Not filed
We Are One Seven, LLC	–	–	–	–	Not filed
GWM Advisors LLC	–	–	–	–	Not filed
TrueMark Investments, LLC	–	–	–	–	Not filed
Kennedy Investment Group	–	–	–	–	Not filed
WJ Financial Advisors LLC	–	–	–	–	Not filed
Fifth Third Bancorp	–	–	–	–	Not filed
Focused Wealth Management, Inc	–	–	–	–	Not filed
1607 Capital Partners, LLC	–	–	–	–	Not filed
Comprehensive Money Management Services LLC	–	–	–	–	Not filed
Jane Street Group, LLC	–	–	–	–	Not filed
Cetera Investment Advisers	–	–	–	–	Not filed
Accel Wealth Management	–	–	–	–	Not filed
Whitener Capital Management, Inc.	–	–	–	–	Not filed
Prospera Financial Services Inc	–	–	–	–	Not filed
Triumph Capital Management	–	–	–	–	Not filed
Stolper Co	–	–	–	–	Not filed
Abel Hall, LLC	–	–	–	–	Not filed
Concorde Asset Management, LLC	–	–	–	–	Not filed
Quantedge Capital Pte Ltd	–	–	–	–	Not filed
Bay Rivers Group	–	–	–	–	Not filed
Warren Averett Asset Management, LLC	–	–	–	–	Not filed
Nations Financial Group Inc,	–	–	–	–	Not filed
Mraz, Amerine & Associates, Inc.	–	–	–	–	Not filed
Envestnet Asset Management Inc	–	–	–	–	Not filed
NWF Advisory Services Inc.	–	–	–	–	Not filed
Kestra Advisory Services, LLC	–	–	–	–	Not filed
Bank of Montreal	–	–	–	–	Not filed
Atlanta Consulting Group Advisors, LLC	–	–	–	–	Not filed
Gabelli Funds LLC	–	–	–	–	Not filed
XTX Topco Ltd	–	–	–	–	Not filed
Delta Wealth Advisors LLC	–	–	–	–	Not filed
Apollon Wealth Management, LLC	–	–	–	–	Not filed
Benjamin Edwards Inc	–	–	–	–	Not filed
Farther Finance Advisors, LLC	–	–	–	–	Not filed
Alexander Randolph Advisory, Inc.	–	–	–	–	Not filed
Karpus Management, Inc.	–	–	–	–	Not filed
EP Wealth Advisors, LLC	–	–	–	–	Not filed
PMG Family Office LLC	–	–	–	–	Not filed
Level Four Advisory Services, LLC	–	–	–	–	Not filed
HBK Sorce Advisory LLC	–	–	–	–	Not filed
Mercer Global Advisors Inc	–	–	–	–	Not filed
Baird Financial Group, Inc.	–	–	–	–	Not filed
Spirepoint Private Client, LLC	–	–	–	–	Not filed
Wedbush Securities Inc	–	–	–	–	Not filed
Brown Advisory Inc	–	–	–	–	Not filed
David J Yvars Group	–	–	–	–	Not filed
Kestra Private Wealth Services, LLC	–	–	–	–	Not filed
1776 Wealth LLC	–	–	–	–	Not filed
Allworth Financial LP	–	–	–	–	Not filed
Heritage Wealth Management, Inc.	–	–	–	–	Not filed