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Royce Small-Cap Trust, Inc.

RVT
Exchange
NYSE
SEC CIK
0000804116

In the last 90 days, Royce Small-Cap Trust, Inc. insiders filed 1 open-market purchase and 0 sales; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.

Q3 2026 data is still coming in (13F filing deadline: Nov 16, 2026), so these numbers are incomplete.

Q3 2026 vs. Q2 2026

How the institutions holding Royce Small-Cap Trust, Inc. changed between Q2 2026 and Q3 2026.

All holders in Q3 2026All holders in Q2 2026

13F holders of RVT: Q2 2026 compared with Q3 2026
MeasureQ2 2026Of which not filed for Q3 2026Q3 2026Change
Holders2082081+1
Shares38.8M38.8M207+207
Value$717.3M$717.3M$4.00K+$4.00K

208 institutions that held it in Q2 2026 haven't filed for Q3 2026 yet. Not filing isn't selling, so the changes leave them out.

New holders (1)

Institutions that held Royce Small-Cap Trust, Inc. at the end of Q3 2026 but not at the end of Q2 2026.

Institutions new to RVT in Q3 2026
InstitutionSharesValue% of portfolio
CX Institutional207$4.00K0.00%

Sold out (0)

Institutions that held Royce Small-Cap Trust, Inc. at the end of Q2 2026 and filed for Q3 2026 without it.

None.

Not filed for Q3 2026 yet (208)

Institutions that held Royce Small-Cap Trust, Inc. at the end of Q2 2026 and haven't filed a 13F for Q3 2026. Not filing isn't selling, so they aren't counted as sold out.

Showing the largest 100 of 208 by value.

Institutions holding RVT in Q2 2026 that haven't filed for Q3 2026
InstitutionShares, Q2 2026Value, Q2 2026
Bank of America Corp6,054,512$111.8M
Morgan Stanley5,903,526$109.0M
Raymond James Financial Inc3,088,819$57.1M
LPL Financial LLC2,396,929$44.3M
Wells Fargo & Company1,646,540$30.4M
Royal Bank of Canada1,639,146$30.3M
Penserra Capital Management LLC1,384,409$25.6M
Saba Capital Management, L.P.1,247,806$23.0M
Stifel Financial Corp848,245$15.7M
Janney Montgomery Scott LLC742,462$13.7M
Blue Bell Private Wealth Management, LLC674,729$12.5M
Lazard Asset Management LLC612,315$11.3M
Rivernorth Capital Management, LLC607,243$11.2M
Shaker Financial Services, LLC605,745$11.2M
Waterfront Wealth Inc.495,162$8.97M
Advisor Group Holdings, Inc.484,010$8.94M
Modern Wealth Management, LLC480,230$8.87M
UBS Group AG465,248$8.59M
Guggenheim Capital LLC423,470$7.82M
Advisors Asset Management, Inc.336,541$6.22M
Paller Financial Services Inc303,412$5.60M
Steward Partners Investment Advisory, LLC290,748$5.37M
Allspring Global Investments Holdings, LLC287,283$5.31M
Rothschild Investment LLC250,772$4.63M
Captrust Financial Advisors249,028$4.60M
Cypress Capital Management LLC (WY)243,763$4.50M
Private Advisor Group, LLC231,258$4.27M
D.A. Davidson & Co.230,461$4.26M
Oppenheimer & Co Inc222,656$4.11M
HighTower Advisors, LLC200,824$3.71M
Logan Stone Capital, LLC195,674$3.61M
Altium Capital Management LP192,509$3.56M
Z3 Capital Partners, LLC186,663$3.45M
Wolverine Asset Management LLC178,790$3.30M
Hennion & Walsh Asset Management, Inc.177,676$3.28M
RB Capital Management, LLC171,223$3.16M
Wiley Bros.-Aintree Capital, LLC164,931$3.03M
Intrepid Family Office LLC155,643$2.87M
General American Investors Co Inc150,877$2.79M
Samalin Investment Counsel, LLC147,347$2.72M
Cambridge Investment Research Advisors, Inc.132,934$2.46M
Commonwealth Equity Services, LLC121,634$2.25M
City of London Investment Management Co Ltd119,199$2.20M
Evolve Private Wealth, LLC108,008$1.99M
Sanctuary Advisors, LLC102,167$1.89M
Atlantic Union Bankshares Corp94,361$1.74M
Advisory Advocates, LLC90,631$1.67M
Landscape Capital Management, L.L.C.88,150$1.63M
First Trust Advisors LP86,326$1.59M
We Are One Seven, LLC84,159$1.55M
GWM Advisors LLC82,369$1.52M
TrueMark Investments, LLC79,839$1.47M
Kennedy Investment Group77,383$1.43M
WJ Financial Advisors LLC75,025$1.39M
Fifth Third Bancorp73,504$1.36M
Focused Wealth Management, Inc73,461$1.36M
1607 Capital Partners, LLC70,000$1.29M
Comprehensive Money Management Services LLC69,950$1.29M
Jane Street Group, LLC68,238$1.26M
Cetera Investment Advisers65,753$1.21M
Accel Wealth Management65,508$1.21M
Whitener Capital Management, Inc.60,929$1.13M
Prospera Financial Services Inc60,538$1.12M
Triumph Capital Management60,025$1.11M
Stolper Co56,794$1.05M
Abel Hall, LLC55,000$1.02M
Concorde Asset Management, LLC54,600$1.01M
Quantedge Capital Pte Ltd54,300$1.00M
Bay Rivers Group53,475$987.7K
Warren Averett Asset Management, LLC53,079$980.4K
Nations Financial Group Inc,51,281$947.2K
Mraz, Amerine & Associates, Inc.51,232$946.3K
Envestnet Asset Management Inc50,037$924.2K
NWF Advisory Services Inc.47,762$882.2K
Kestra Advisory Services, LLC46,722$863.0K
Bank of Montreal45,945$848.6K
Atlanta Consulting Group Advisors, LLC42,931$792.9K
Gabelli Funds LLC42,200$779.4K
XTX Topco Ltd41,667$769.6K
Delta Wealth Advisors LLC40,866$754.8K
Apollon Wealth Management, LLC39,044$721.1K
Benjamin Edwards Inc38,628$713.6K
Farther Finance Advisors, LLC36,639$676.7K
Alexander Randolph Advisory, Inc.35,134$648.9K
Karpus Management, Inc.34,568$638.5K
EP Wealth Advisors, LLC33,637$621.3K
PMG Family Office LLC33,453$617.9K
Level Four Advisory Services, LLC30,365$560.9K
HBK Sorce Advisory LLC29,544$552.2K
Mercer Global Advisors Inc29,810$550.6K
Baird Financial Group, Inc.29,604$546.8K
Spirepoint Private Client, LLC29,243$540.1K
Wedbush Securities Inc29,047$537.0K
Brown Advisory Inc28,736$530.8K
David J Yvars Group28,164$518.1K
Kestra Private Wealth Services, LLC27,333$504.8K
1776 Wealth LLC27,231$503.0K
Allworth Financial LP26,774$494.5K
Heritage Wealth Management, Inc.26,268$485.2K
Pensionmark Financial Group, LLC28,819$484.0K