Royce Small-Cap Trust, Inc.

RVT

Exchange: NYSE
SEC CIK: 0000804116

SEC filings (opens in a new tab)

In the last 90 days, Royce Small-Cap Trust, Inc. insiders filed 1 open-market purchase and 0 sales; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.

13F holders, Q3 2026

Institutional positions in Royce Small-Cap Trust, Inc. as of Sep 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works

Q3 2026 data is still coming in (13F filing deadline: Nov 16, 2026), so these numbers are incomplete.

Institutional holders: 1; +1 vs. Q2 2026
Shares held: 207; +207 vs. Q2 2026
Total value: $4.00K; +$4.00K vs. Q2 2026
New holders: 1; 0 more added
Sold out: 0; 0 more reduced

208 institutions that held it in Q2 2026 haven't filed for Q3 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.

Compare with Q2 2026: new holders, sold out and not filed yet

Holders and value by quarter

Institutions reporting RVT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.

Institutional holders

Value held

Institutions holding RVT and their total value by quarter
Quarter	Holders	Value
Q2 2026	208	$717.3M
Q1 2026	202	$601.8M
Q4 2025	199	$582.2M
Q3 2025	198	$565.6M
Q2 2025	188	$510.9M
Q1 2025	183	$470.9M
Q4 2024	185	$501.6M
Q3 2024	183	$482.7M
Q2 2024	176	$443.5M
Q1 2024	171	$455.1M
Q4 2023	166	$431.3M
Q3 2023	160	$369.7M
Q2 2023	158	$381.9M
Q1 2023	167	$370.7M
Q4 2022	164	$366.8M
Q3 2022	152	$350.1M
Q2 2022	145	$398.2M
Q1 2022	150	$478.3M
Q4 2021	167	$613.0M
Q3 2021	157	$569.7M
Q2 2021	168	$618.6M
Q1 2021	164	$576.3M

Institutions, Q3 2026

Shares, value and share of portfolio for each institution holding Royce Small-Cap Trust, Inc.; share changes are against Q2 2026.

Institutions holding RVT in Q3 2026
Institution	Shares	Value	% of portfolio	Change in shares	Action
Pensionmark Financial Group, LLC	–	–	–	–	Not filed
J.W. Cole Advisors, Inc.	–	–	–	–	Not filed
Mezzasalma Advisors, LLC	–	–	–	–	Not filed
Moors & Cabot, Inc.	–	–	–	–	Not filed
Fca Corp	–	–	–	–	Not filed
Vista Investment Partners II, LLC	–	–	–	–	Not filed
Uncommon Cents Investing LLC	–	–	–	–	Not filed
Jefferies Financial Group Inc.	–	–	–	–	Not filed
Vontobel Holding Ltd.	–	–	–	–	Not filed
Cerity Partners LLC	–	–	–	–	Not filed
International Assets Investment Management, LLC	–	–	–	–	Not filed
Eclectic Associates Inc	–	–	–	–	Not filed
Daymark Wealth Partners, LLC	–	–	–	–	Not filed
Northwestern Mutual Wealth Management Co	–	–	–	–	Not filed
Decker Wealth Management LLC	–	–	–	–	Not filed
Harbour Wealth Management Group, Inc.	–	–	–	–	Not filed
Prevail Innovative Wealth Advisors, LLC	–	–	–	–	Not filed
South State Corp.	–	–	–	–	Not filed
Independent Financial Group, LLC	–	–	–	–	Not filed
Calamos Advisors LLC	–	–	–	–	Not filed
Carson Advisory Inc.	–	–	–	–	Not filed
Beacon Financial Advisory LLC	–	–	–	–	Not filed
Mariner, LLC	–	–	–	–	Not filed
Redmond Asset Management, LLC	–	–	–	–	Not filed
Sierra Ocean, LLC	–	–	–	–	Not filed
Kovack Advisors, Inc.	–	–	–	–	Not filed
Stephens Inc	–	–	–	–	Not filed
K2 Principal Fund, L.P.	–	–	–	–	Not filed
Fortem Financial Group, LLC	–	–	–	–	Not filed
Belpointe Asset Management LLC	–	–	–	–	Not filed
Fortis Capital Advisors, LLC	–	–	–	–	Not filed
PKS Advisory Services, LLC	–	–	–	–	Not filed
Colony Group, LLC	–	–	–	–	Not filed
Tiaa-Cref Individual & Institutional Services, LLC	–	–	–	–	Not filed
US Bancorp	–	–	–	–	Not filed
Keyes, Stange & Wooten Wealth Management, LLC	–	–	–	–	Not filed
Susquehanna International Group, LLP	–	–	–	–	Not filed
Uhlmann Price Securities, LLC	–	–	–	–	Not filed
Sage Private Wealth Group, LLC	–	–	–	–	Not filed
Closed-End Fund Advisors, Inc.	–	–	–	–	Not filed
Centurion Wealth Management LLC	–	–	–	–	Not filed
Barrett & Company, Inc.	–	–	–	–	Not filed
Two Sigma Securities, LLC	–	–	–	–	Not filed
The PNC Financial Services Group, Inc.	–	–	–	–	Not filed
RMR Wealth Builders	–	–	–	–	Not filed
Verus Capital Partners, LLC	–	–	–	–	Not filed
Truist Financial Corp	–	–	–	–	Not filed
Tradition Wealth Management, LLC	–	–	–	–	Not filed
North Star Asset Management Inc	–	–	–	–	Not filed
Invesco Ltd.	–	–	–	–	Not filed
NorthStar Asset Management LLC	–	–	–	–	Not filed
Davenport & Co LLC	–	–	–	–	Not filed
Wedmont Private Capital	–	–	–	–	Not filed
Coastal Bridge Advisors, LLC	–	–	–	–	Not filed
Coquina Private Wealth LLC	–	–	–	–	Not filed
SEI Investments Co	–	–	–	–	Not filed
Graves-Light Private Wealth Management, Inc.	–	–	–	–	Not filed
Sittner & Nelson, LLC	–	–	–	–	Not filed
Mascoma Wealth Management LLC	–	–	–	–	Not filed
Wealth Enhancement Advisory Services, LLC	–	–	–	–	Not filed
North Star Investment Management Corp.	–	–	–	–	Not filed
Trust Co of Vermont	–	–	–	–	Not filed
Institute for Wealth Management, LLC.	–	–	–	–	Not filed
EverSource Wealth Advisors, LLC	–	–	–	–	Not filed
Salem Investment Counselors Inc	–	–	–	–	Not filed
Community Financial Services Group, LLC	–	–	–	–	Not filed
Assetmark, Inc	–	–	–	–	Not filed
Pingora Partners LLC	–	–	–	–	Not filed
SRS Capital Advisors, Inc.	–	–	–	–	Not filed
UBS Asset Management Americas Inc	–	–	–	–	Not filed
Quent Capital, LLC	–	–	–	–	Not filed
Brown, Lisle/Cummings, Inc.	–	–	–	–	Not filed
Center for Financial Planning, Inc.	–	–	–	–	Not filed
Clearstead Advisors, LLC	–	–	–	–	Not filed
Vermillion Wealth Management, Inc.	–	–	–	–	Not filed
RHL Group, LLC	–	–	–	–	Not filed
Salomon & Ludwin, LLC	–	–	–	–	Not filed
Hager Investment Management Services, LLC	–	–	–	–	Not filed
Huntington National Bank	–	–	–	–	Not filed
Harbour Investments, Inc.	–	–	–	–	Not filed
Westfuller Advisors, LLC	–	–	–	–	Not filed
Hughes Financial Services, LLC	–	–	–	–	Not filed
Prosperity Bancshares Inc	–	–	–	–	Not filed
Compass Financial Management LLC	–	–	–	–	Not filed
Central Trust Co	–	–	–	–	Not filed
NBC Securities, Inc.	–	–	–	–	Not filed
Geneos Wealth Management Inc.	–	–	–	–	Not filed
Newton One Investments LLC	–	–	–	–	Not filed
Hantz Financial Services, Inc.	–	–	–	–	Not filed
City State Bank	–	–	–	–	Not filed
Thomas J. Herzfeld Advisors, Inc.	–	–	–	–	Not filed
National Bank of Canada	–	–	–	–	Not filed
Pinnacle Bancorp, Inc.	–	–	–	–	Not filed
Creative Financial Designs Inc	–	–	–	–	Not filed
Country Trust Bank	–	–	–	–	Not filed
MB, Levis & Associates, LLC	–	–	–	–	Not filed
Game Plan Financial Advisors, LLC	–	–	–	–	Not filed
JPMorgan Chase & Co	–	–	–	–	Not filed
Global Retirement Partners, LLC	–	–	–	–	Not filed
Trust Co	–	–	–	–	Not filed