Royce Small-Cap Trust, Inc.
RVT- Exchange
- NYSE
- SEC CIK
- 0000804116
No open-market purchases or sales by Royce Small-Cap Trust, Inc. insiders were filed in the last 90 days; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.
13F holders, Q1 2023
Institutional positions in Royce Small-Cap Trust, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 167
- +5 vs. Q4 2022
- Shares held
- 27.3M
- −309.7K (−1.1%) vs. Q4 2022
- Total value
- $370.7M
- +$5.51M (+1.5%) vs. Q4 2022
- New holders
- 23
- 59 more added
- Sold out
- 18
- 51 more reduced
2 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RVT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 208 | $717.3M |
| Q1 2026 | 202 | $601.8M |
| Q4 2025 | 199 | $582.2M |
| Q3 2025 | 198 | $565.6M |
| Q2 2025 | 188 | $510.9M |
| Q1 2025 | 183 | $470.9M |
| Q4 2024 | 185 | $501.6M |
| Q3 2024 | 183 | $482.7M |
| Q2 2024 | 176 | $443.5M |
| Q1 2024 | 171 | $455.1M |
| Q4 2023 | 166 | $431.3M |
| Q3 2023 | 160 | $369.7M |
| Q2 2023 | 158 | $381.9M |
| Q1 2023 | 167 | $370.7M |
| Q4 2022 | 164 | $366.8M |
| Q3 2022 | 152 | $350.1M |
| Q2 2022 | 145 | $398.2M |
| Q1 2022 | 150 | $478.3M |
| Q4 2021 | 167 | $613.0M |
| Q3 2021 | 157 | $569.7M |
| Q2 2021 | 168 | $618.6M |
| Q1 2021 | 164 | $576.3M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Royce Small-Cap Trust, Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| GWM Advisors LLC | 40,522 | $531.3K | 0.01% | +38+0.1% | Added |
| Samalin Investment Counsel, LLC | 39,183 | $531.7K | 0.32% | +7,631+24.2% | Added |
| First Republic Investment Management, Inc. | 40,771 | $553.3K | 0.00% | +411+1.0% | Added |
| Coastal Investment Advisors, Inc. | 42,834 | $581.3K | 0.14% | +1,378+3.3% | Added |
| Stolper Co | 43,671 | $593.0K | 0.25% | −2,660−5.7% | Reduced |
| David J Yvars Group | 44,593 | $599.6K | 0.54% | +6,043+15.7% | Added |
| The PNC Financial Services Group, Inc. | 44,262 | $600.6K | 0.00% | 00.0% | Unchanged |
| Raymond James Trust N.A. | 48,938 | $664.0K | 0.02% | −7,239−12.9% | Reduced |
| Focused Wealth Management, Inc | 51,244 | $695.4K | 0.14% | +36,977+259.2% | Added |
| OTA Financial Group L.P. | 54,450 | $738.0K | 0.65% | +54,450 | New |
| 9258 Wealth Management, LLC | 54,419 | $738.5K | 0.15% | −1,089−2.0% | Reduced |
| Steward Partners Investment Advisory, LLC | 55,354 | $751.2K | 0.01% | +1,562+2.9% | Added |
| 1832 Asset Management L.P. | 56,320 | $764.3K | 0.00% | −345−0.6% | Reduced |
| NWF Advisory Services Inc. | 57,847 | $798.3K | 0.19% | +57,847 | New |
| All Season Financial Advisors, Inc. | 59,306 | $804.8K | 0.73% | +2,025+3.5% | Added |
| Atlas Private Wealth Advisors | 59,965 | $813.7K | 0.38% | −455−0.8% | Reduced |
| Independent Financial Group, LLC | 60,760 | $824.5K | 0.07% | +19,574+47.5% | Added |
| Lokken Investment Group LLC | 62,824 | $852.5K | 0.65% | +7,458+13.5% | Added |
| Bank of Montreal | 58,277 | $867.7K | 0.00% | −4,317−6.9% | Reduced |
| Miracle Mile Advisors, LLC | 65,464 | $888.4K | 0.03% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 65,567 | $889.7K | 0.00% | −2,625−3.8% | Reduced |
| Wedbush Securities Inc | 66,526 | $903.0K | 0.05% | −2,356−3.4% | Reduced |
| Mraz, Amerine & Associates, Inc. | 68,952 | $935.7K | 0.23% | −1,724−2.4% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 74,889 | $1.02M | 0.04% | −7,194−8.8% | Reduced |
| Elequin Capital LP | 75,442 | $1.02M | 0.72% | −1,662−2.2% | Reduced |
| Kennedy Investment Group | 79,889 | $1.08M | 0.66% | +577+0.7% | Added |
| Cambridge Investment Research Advisors, Inc. | 81,141 | $1.10M | 0.01% | +16,499+25.5% | Added |
| Atria Investments LLC | 85,557 | $1.16M | 0.02% | +5,596+7.0% | Added |
| Financial Advocates Investment Management | 97,378 | $1.32M | 0.10% | +1,987+2.1% | Added |
| Private Advisor Group, LLC | 97,928 | $1.33M | 0.01% | +2,378+2.5% | Added |
| Accel Wealth Management | 112,185 | $1.52M | 0.62% | +1,373+1.2% | Added |
| Landscape Capital Management, L.L.C. | 119,600 | $1.62M | 0.22% | +63,884+114.7% | Added |
| Gabelli Funds LLC | 125,158 | $1.70M | 0.01% | −2,700−2.1% | Reduced |
| Baird Financial Group, Inc. | 131,257 | $1.78M | 0.00% | +3,166+2.5% | Added |
| Rothschild Investment Corp | 143,275 | $1.94M | 0.17% | +2,550+1.8% | Added |
| SeaCrest Wealth Management, LLC | 143,806 | $1.95M | 0.26% | +30,277+26.7% | Added |
| Oppenheimer & Co Inc | 146,869 | $1.99M | 0.04% | −410−0.3% | Reduced |
| HighTower Advisors, LLC | 148,344 | $2.01M | 0.00% | +3,055+2.1% | Added |
| General American Investors Co Inc | 150,877 | $2.05M | 0.19% | −55,000−26.7% | Reduced |
| RB Capital Management, LLC | 157,063 | $2.13M | 0.70% | +2,788+1.8% | Added |
| Cetera Investment Advisers | 157,340 | $2.14M | 0.02% | +26,482+20.2% | Added |
| Atlantic Union Bankshares Corp | 161,311 | $2.19M | 0.23% | −17,152−9.6% | Reduced |
| Advisor Group Holdings, Inc. | 164,947 | $2.24M | 0.00% | −21,992−11.8% | Reduced |
| Centaurus Financial, Inc. | 168,380 | $2.29M | 0.18% | −6,498−3.7% | Reduced |
| Allspring Global Investments Holdings, LLC | 169,534 | $2.30M | 0.00% | +169,534 | New |
| Menlo Advisors LLC | 179,010 | $2.43M | 1.67% | −1,779−1.0% | Reduced |
| Commonwealth Equity Services, LLC | 190,802 | $2.59M | 0.01% | −3,935−2.0% | Reduced |
| D.A. Davidson & Co. | 208,112 | $2.82M | 0.03% | −2,283−1.1% | Reduced |
| Cohen & Steers, Inc. | 209,671 | $2.85M | 0.01% | −20,000−8.7% | Reduced |
| Waterfront Wealth Inc. | 226,613 | $3.08M | 1.00% | +3,221+1.4% | Added |
| Lazard Asset Management LLC | 238,575 | $3.24M | 0.00% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 273,782 | $3.72M | 1.11% | +27,059+11.0% | Added |
| Captrust Financial Advisors | 314,304 | $4.27M | 0.02% | −44,640−12.4% | Reduced |
| Wolverine Asset Management LLC | 337,716 | $4.58M | 0.08% | +282,183+508.1% | Added |
| Guggenheim Capital LLC | 394,710 | $5.36M | 0.05% | +12,545+3.3% | Added |
| Janney Montgomery Scott LLC | 398,886 | $5.41M | 0.02% | −61,806−13.4% | Reduced |
| Shaker Financial Services, LLC | 529,857 | $7.19M | 3.14% | +27,607+5.5% | Added |
| Stifel Financial Corp | 592,738 | $8.04M | 0.01% | −11,675−1.9% | Reduced |
| Advisors Asset Management, Inc. | 685,963 | $9.31M | 0.19% | −50,391−6.8% | Reduced |
| UBS Group AG | 868,763 | $11.8M | 0.01% | −711,254−45.0% | Reduced |
| LPL Financial LLC | 893,245 | $12.1M | 0.01% | +169,063+23.3% | Added |
| Royal Bank of Canada | 1,053,465 | $14.3M | 0.00% | +72,437+7.4% | Added |
| Raymond James Financial Services Advisors, Inc. | 1,565,930 | $21.2M | 0.04% | +55,290+3.7% | Added |
| Raymond James & Associates | 1,812,913 | $24.6M | 0.02% | +23,426+1.3% | Added |
| Wells Fargo & Company | 1,957,790 | $26.6M | 0.01% | +48,464+2.5% | Added |
| Bank of America Corp | 4,394,743 | $59.6M | 0.01% | +168,048+4.0% | Added |
| Morgan Stanley | 4,753,761 | $64.5M | 0.01% | −498,665−9.5% | Reduced |
| Weiss Asset Management LP | 0 | $0 | 0.00% | −95,218−100.0% | Sold out |
| Polar Asset Management Partners Inc. | 0 | $0 | 0.00% | −61,575−100.0% | Sold out |
| Endowment Wealth Management, Inc. | 0 | $0 | 0.00% | −29,760−100.0% | Sold out |
| HBK Sorce Advisory LLC | 0 | $0 | 0.00% | −19,616−100.0% | Sold out |
| Jane Street Group, LLC | 0 | $0 | 0.00% | −18,949−100.0% | Sold out |
| Whitener Capital Management, Inc. | 0 | $0 | 0.00% | −15,060−100.0% | Sold out |
| Cadence Wealth Management LLC | 0 | $0 | 0.00% | −12,182−100.0% | Sold out |
| M&T Bank Corp | 0 | $0 | 0.00% | −10,289−100.0% | Sold out |
| Formidable Asset Management, LLC | 0 | $0 | 0.00% | −10,205−100.0% | Sold out |
| Money Concepts Capital Corp | 0 | $0 | 0.00% | −5,501−100.0% | Sold out |
| Gradient Investments LLC | 0 | $0 | 0.00% | −3,202−100.0% | Sold out |
| U.S. Capital Wealth Advisors, LLC | 0 | $0 | 0.00% | −2,519−100.0% | Sold out |
| Romano Brothers and Company | 0 | $0 | 0.00% | −1,750−100.0% | Sold out |
| US Bancorp | 0 | $0 | 0.00% | −1,200−100.0% | Sold out |
| Atwood & Palmer Inc | 0 | $0 | 0.00% | −1,200−100.0% | Sold out |
| TFC Financial Management | 0 | $0 | 0.00% | −441−100.0% | Sold out |
| National Bank of Canada | 0 | $0 | 0.00% | −355−100.0% | Sold out |
| Paragon Wealth Strategies, LLC | 0 | $0 | 0.00% | 0 | Sold out |
| Boenning & Scattergood, Inc. | – | – | – | – | Not filed |
| Sargent Bickham Lagudis LLC | – | – | – | – | Not filed |