Royce Small-Cap Trust, Inc.
RVT- Exchange
- NYSE
- SEC CIK
- 0000804116
No open-market purchases or sales by Royce Small-Cap Trust, Inc. insiders were filed in the last 90 days; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.
13F holders, Q4 2022
Institutional positions in Royce Small-Cap Trust, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 164
- +14 vs. Q3 2022
- Shares held
- 27.7M
- +624.8K (+2.3%) vs. Q3 2022
- Total value
- $366.8M
- +$16.9M (+4.8%) vs. Q3 2022
- New holders
- 23
- 60 more added
- Sold out
- 9
- 47 more reduced
2 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RVT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 208 | $717.3M |
| Q1 2026 | 202 | $601.8M |
| Q4 2025 | 199 | $582.2M |
| Q3 2025 | 198 | $565.6M |
| Q2 2025 | 188 | $510.9M |
| Q1 2025 | 183 | $470.9M |
| Q4 2024 | 185 | $501.6M |
| Q3 2024 | 183 | $482.7M |
| Q2 2024 | 176 | $443.5M |
| Q1 2024 | 171 | $455.1M |
| Q4 2023 | 166 | $431.3M |
| Q3 2023 | 160 | $369.7M |
| Q2 2023 | 158 | $381.9M |
| Q1 2023 | 167 | $370.7M |
| Q4 2022 | 164 | $366.8M |
| Q3 2022 | 152 | $350.1M |
| Q2 2022 | 145 | $398.2M |
| Q1 2022 | 150 | $478.3M |
| Q4 2021 | 167 | $613.0M |
| Q3 2021 | 157 | $569.7M |
| Q2 2021 | 168 | $618.6M |
| Q1 2021 | 164 | $576.3M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Royce Small-Cap Trust, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| GWM Advisors LLC | 40,484 | $517.3K | 0.01% | +2,727+7.2% | Added |
| Bluefin Capital Management, LLC | 39,396 | $522.4K | 0.09% | −3,002−7.1% | Reduced |
| First Republic Investment Management, Inc. | 40,360 | $535.2K | 0.00% | +832+2.1% | Added |
| Independent Financial Group, LLC | 41,186 | $546.1K | 0.05% | +3,059+8.0% | Added |
| Coastal Investment Advisors, Inc. | 41,456 | $549.7K | 0.13% | +1,357+3.4% | Added |
| The PNC Financial Services Group, Inc. | 44,262 | $586.9K | 0.00% | 00.0% | Unchanged |
| Stolper Co | 46,331 | $614.0K | 0.27% | −673−1.4% | Reduced |
| Steward Partners Investment Advisory, LLC | 53,792 | $713.3K | 0.01% | +2,103+4.1% | Added |
| Lokken Investment Group LLC | 55,366 | $734.2K | 0.58% | −389−0.7% | Reduced |
| 9258 Wealth Management, LLC | 55,508 | $736.0K | 0.16% | −190−0.3% | Reduced |
| Wolverine Asset Management LLC | 55,533 | $736.4K | 0.01% | +2,810+5.3% | Added |
| Landscape Capital Management, L.L.C. | 55,716 | $738.8K | 0.11% | +55,716 | New |
| Raymond James Trust N.A. | 56,177 | $745.0K | 0.03% | +1,906+3.5% | Added |
| 1832 Asset Management L.P. | 56,665 | $751.4K | 0.00% | +540+1.0% | Added |
| All Season Financial Advisors, Inc. | 57,281 | $759.5K | 0.67% | +461+0.8% | Added |
| Atlas Private Wealth Advisors | 60,420 | $801.2K | 0.43% | −19,286−24.2% | Reduced |
| Polar Asset Management Partners Inc. | 61,575 | $816.5K | 0.01% | 00.0% | Unchanged |
| Cambridge Investment Research Advisors, Inc. | 64,642 | $857.0K | 0.00% | −2,469−3.7% | Reduced |
| Miracle Mile Advisors, LLC | 65,464 | $868.1K | 0.03% | 00.0% | Unchanged |
| Northwestern Mutual Wealth Management Co | 68,192 | $904.2K | 0.00% | −516−0.8% | Reduced |
| Wedbush Securities Inc | 68,882 | $913.0K | 0.05% | −5,183−7.0% | Reduced |
| Bank of Montreal | 62,594 | $917.6K | 0.00% | +25,318+67.9% | Added |
| Mraz, Amerine & Associates, Inc. | 70,676 | $937.2K | 0.22% | −1,094−1.5% | Reduced |
| Elequin Capital LP | 77,104 | $1.02M | 0.29% | +77,104 | New |
| Kennedy Investment Group | 79,312 | $1.05M | 0.67% | +79,312 | New |
| Atria Investments LLC | 79,961 | $1.06M | 0.02% | −1,865−2.3% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 82,083 | $1.09M | 0.05% | +1,334+1.7% | Added |
| Weiss Asset Management LP | 95,218 | $1.26M | 0.06% | +95,218 | New |
| Financial Advocates Investment Management | 95,391 | $1.26M | 0.10% | −10,078−9.6% | Reduced |
| Accel Wealth Management | 110,812 | $1.47M | 0.70% | +6,506+6.2% | Added |
| SeaCrest Wealth Management, LLC | 113,529 | $1.51M | 0.22% | +24,384+27.4% | Added |
| Boenning & Scattergood, Inc. | 90,926 | $1.54M | 0.25% | +4,224+4.9% | Added |
| Gabelli Funds LLC | 127,858 | $1.70M | 0.01% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 128,091 | $1.70M | 0.00% | +7,720+6.4% | Added |
| Cetera Investment Advisers | 130,858 | $1.74M | 0.02% | +63,499+94.3% | Added |
| Rothschild Investment Corp | 140,725 | $1.87M | 0.17% | −172,534−55.1% | Reduced |
| HighTower Advisors, LLC | 145,289 | $1.93M | 0.00% | +113,579+358.2% | Added |
| Oppenheimer & Co Inc | 147,279 | $1.95M | 0.04% | −13,015−8.1% | Reduced |
| RB Capital Management, LLC | 154,275 | $2.05M | 0.75% | +626+0.4% | Added |
| Centaurus Financial, Inc. | 174,878 | $2.32M | 0.22% | −3,527−2.0% | Reduced |
| Atlantic Union Bankshares Corp | 178,463 | $2.37M | 0.25% | −20,026−10.1% | Reduced |
| Menlo Advisors LLC | 180,789 | $2.40M | 1.80% | +490+0.3% | Added |
| Advisor Group Holdings, Inc. | 186,939 | $2.48M | 0.01% | +60,333+47.7% | Added |
| Commonwealth Equity Services, LLC | 194,737 | $2.58M | 0.01% | +7,492+4.0% | Added |
| General American Investors Co Inc | 205,877 | $2.73M | 0.27% | 00.0% | Unchanged |
| D.A. Davidson & Co. | 210,395 | $2.79M | 0.03% | −24,894−10.6% | Reduced |
| Cohen & Steers, Inc. | 229,671 | $3.04M | 0.01% | −26,482−10.3% | Reduced |
| Lazard Asset Management LLC | 238,575 | $3.16M | 0.00% | 00.0% | Unchanged |
| Waterfront Wealth Inc. | 223,392 | $3.21M | 1.10% | −62,294−21.8% | Reduced |
| Blue Bell Private Wealth Management, LLC | 246,723 | $3.27M | 1.07% | −17,107−6.5% | Reduced |
| Captrust Financial Advisors | 358,944 | $4.76M | 0.02% | +34,021+10.5% | Added |
| Guggenheim Capital LLC | 382,165 | $5.07M | 0.04% | +15,470+4.2% | Added |
| Janney Montgomery Scott LLC | 460,692 | $6.11M | 0.02% | +20,120+4.6% | Added |
| Shaker Financial Services, LLC | 502,250 | $6.66M | 3.12% | +444,250+765.9% | Added |
| Stifel Financial Corp | 604,413 | $8.01M | 0.01% | +35,601+6.3% | Added |
| LPL Financial LLC | 724,182 | $9.60M | 0.01% | +18,337+2.6% | Added |
| Advisors Asset Management, Inc. | 736,354 | $9.76M | 0.20% | −6,356−0.9% | Reduced |
| Royal Bank of Canada | 981,028 | $13.0M | 0.00% | +63,367+6.9% | Added |
| Raymond James Financial Services Advisors, Inc. | 1,510,640 | $20.0M | 0.04% | −14,697−1.0% | Reduced |
| UBS Group AG | 1,580,017 | $21.0M | 0.01% | −50,225−3.1% | Reduced |
| Raymond James & Associates | 1,789,487 | $23.7M | 0.02% | +22,653+1.3% | Added |
| Wells Fargo & Company | 1,909,326 | $25.3M | 0.01% | +490,209+34.5% | Added |
| Bank of America Corp | 4,226,695 | $56.0M | 0.01% | +97,313+2.4% | Added |
| Morgan Stanley | 5,252,426 | $69.6M | 0.01% | −795,600−13.2% | Reduced |
| Heron Bay Capital Management | 0 | $0 | 0.00% | −11,773−100.0% | Sold out |
| Moors & Cabot, Inc. | 0 | $0 | 0.00% | −11,124−100.0% | Sold out |
| Wetherby Asset Management Inc | 0 | $0 | 0.00% | −10,743−100.0% | Sold out |
| Buttonwood Financial Advisors Inc. | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| CNB Bank | 0 | $0 | 0.00% | −341−100.0% | Sold out |
| Hudock, Inc. | 0 | $0 | 0.00% | −317−100.0% | Sold out |
| Meeder Asset Management Inc | 0 | $0 | 0.00% | −161−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −76−100.0% | Sold out |
| Geneos Wealth Management Inc. | 0 | $0 | 0.00% | −97−100.0% | Sold out |
| Wipfli Financial Advisors LLC, | – | – | – | – | Not filed |
| American Portfolios Advisors | – | – | – | – | Not filed |