Royce Small-Cap Trust, Inc.
RVT- Exchange
- NYSE
- SEC CIK
- 0000804116
No open-market purchases or sales by Royce Small-Cap Trust, Inc. insiders were filed in the last 90 days; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.
13F holders, Q3 2022
Institutional positions in Royce Small-Cap Trust, Inc. as of Sep 30, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 152
- +9 vs. Q2 2022
- Shares held
- 27.1M
- −347.0K (−1.3%) vs. Q2 2022
- Total value
- $350.1M
- −$43.2M (−11.0%) vs. Q2 2022
- New holders
- 18
- 63 more added
- Sold out
- 9
- 38 more reduced
2 institutions that held it in Q2 2022 haven't filed for Q3 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RVT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 208 | $717.3M |
| Q1 2026 | 202 | $601.8M |
| Q4 2025 | 199 | $582.2M |
| Q3 2025 | 198 | $565.6M |
| Q2 2025 | 188 | $510.9M |
| Q1 2025 | 183 | $470.9M |
| Q4 2024 | 185 | $501.6M |
| Q3 2024 | 183 | $482.7M |
| Q2 2024 | 176 | $443.5M |
| Q1 2024 | 171 | $455.1M |
| Q4 2023 | 166 | $431.3M |
| Q3 2023 | 160 | $369.7M |
| Q2 2023 | 158 | $381.9M |
| Q1 2023 | 167 | $370.7M |
| Q4 2022 | 164 | $366.8M |
| Q3 2022 | 152 | $350.1M |
| Q2 2022 | 145 | $398.2M |
| Q1 2022 | 150 | $478.3M |
| Q4 2021 | 167 | $613.0M |
| Q3 2021 | 157 | $569.7M |
| Q2 2021 | 168 | $618.6M |
| Q1 2021 | 164 | $576.3M |
Institutions, Q3 2022
Shares, value and share of portfolio for each institution holding Royce Small-Cap Trust, Inc.; share changes are against Q2 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Raymond James Trust N.A. | 54,271 | $681.0K | 0.03% | −1,000−1.8% | Reduced |
| 9258 Wealth Management, LLC | 55,698 | $699.0K | 0.18% | +346+0.6% | Added |
| Lokken Investment Group LLC | 55,755 | $700.0K | 0.60% | −221−0.4% | Reduced |
| 1832 Asset Management L.P. | 56,125 | $704.0K | 0.00% | −230,743−80.4% | Reduced |
| All Season Financial Advisors, Inc. | 56,820 | $713.0K | 0.77% | +56,820 | New |
| Shaker Financial Services, LLC | 58,000 | $728.0K | 0.36% | +58,000 | New |
| Polar Asset Management Partners Inc. | 61,575 | $773.0K | 0.01% | 00.0% | Unchanged |
| Miracle Mile Advisors, LLC | 65,464 | $822.0K | 0.04% | 00.0% | Unchanged |
| Cadence Wealth Management LLC | 66,240 | $831.0K | 0.78% | −8,431−11.3% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 67,111 | $842.0K | 0.00% | −3,662−5.2% | Reduced |
| Cetera Investment Advisers | 67,359 | $845.0K | 0.02% | +1,108+1.7% | Added |
| Northwestern Mutual Wealth Management Co | 68,708 | $862.0K | 0.00% | +2,045+3.1% | Added |
| Mraz, Amerine & Associates, Inc. | 71,770 | $901.0K | 0.24% | −538−0.7% | Reduced |
| Wedbush Securities Inc | 74,065 | $930.0K | 0.05% | +8,068+12.2% | Added |
| Focused Wealth Management, Inc | 77,325 | $970.0K | 0.20% | −89−0.1% | Reduced |
| Atlas Private Wealth Advisors | 79,706 | $1.00M | 0.60% | −1,055−1.3% | Reduced |
| Benjamin F. Edwards & Company, Inc. | 80,749 | $1.01M | 0.05% | −6,097−7.0% | Reduced |
| Atria Investments LLC | 81,826 | $1.03M | 0.02% | +2,629+3.3% | Added |
| Boenning & Scattergood, Inc. | 86,702 | $1.09M | 0.22% | +1,212+1.4% | Added |
| SeaCrest Wealth Management, LLC | 89,145 | $1.12M | 0.17% | +31,490+54.6% | Added |
| Financial Advocates Investment Management | 105,469 | $1.32M | 0.12% | +2,286+2.2% | Added |
| Private Advisor Group, LLC | 105,763 | $1.33M | 0.02% | +15,705+17.4% | Added |
| Accel Wealth Management | 104,306 | $1.41M | 0.75% | +1,486+1.4% | Added |
| Baird Financial Group, Inc. | 120,371 | $1.51M | 0.00% | +7,907+7.0% | Added |
| Advisor Group Holdings, Inc. | 126,606 | $1.59M | 0.00% | +7,173+6.0% | Added |
| Gabelli Funds LLC | 127,858 | $1.60M | 0.01% | +1,158+0.9% | Added |
| RB Capital Management, LLC | 153,649 | $1.93M | 0.74% | +1,467+1.0% | Added |
| Oppenheimer & Co Inc | 160,294 | $2.01M | 0.05% | −19,266−10.7% | Reduced |
| Centaurus Financial, Inc. | 178,405 | $2.24M | 0.22% | −34,249−16.1% | Reduced |
| Menlo Advisors LLC | 180,299 | $2.26M | 1.59% | −2,589−1.4% | Reduced |
| Commonwealth Equity Services, LLC | 187,245 | $2.35M | 0.01% | +15,897+9.3% | Added |
| Atlantic Union Bankshares Corp | 198,489 | $2.49M | 0.29% | −250−0.1% | Reduced |
| General American Investors Co Inc | 205,877 | $2.58M | 0.27% | 00.0% | Unchanged |
| D.A. Davidson & Co. | 235,289 | $2.95M | 0.04% | +2,074+0.9% | Added |
| Lazard Asset Management LLC | 238,575 | $2.99M | 0.00% | 00.0% | Unchanged |
| Cohen & Steers, Inc. | 256,153 | $3.21M | 0.01% | −34,207−11.8% | Reduced |
| Blue Bell Private Wealth Management, LLC | 263,830 | $3.31M | 1.19% | −29,370−10.0% | Reduced |
| Rothschild Investment Corp | 313,259 | $3.93M | 0.39% | −2,121−0.7% | Reduced |
| Waterfront Wealth Inc. | 285,686 | $3.96M | 1.51% | −36,155−11.2% | Reduced |
| Captrust Financial Advisors | 324,923 | $4.08M | 0.02% | +324,923 | New |
| Guggenheim Capital LLC | 366,695 | $4.60M | 0.04% | +34,331+10.3% | Added |
| Janney Montgomery Scott LLC | 440,572 | $5.53M | 0.02% | +4,751+1.1% | Added |
| Stifel Financial Corp | 568,812 | $7.14M | 0.01% | +26,058+4.8% | Added |
| LPL Financial LLC | 705,845 | $8.86M | 0.01% | +45,581+6.9% | Added |
| Royal Bank of Canada | 917,661 | $11.5M | 0.00% | −10,339−1.1% | Reduced |
| Wells Fargo & Company | 1,419,117 | $17.8M | 0.01% | −154,855−9.8% | Reduced |
| Advisors Asset Management, Inc. | 742,710 | $18.8M | 0.38% | −36,360−4.7% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 1,525,337 | $19.1M | 0.04% | −8,060−0.5% | Reduced |
| UBS Group AG | 1,630,242 | $20.5M | 0.01% | +48,871+3.1% | Added |
| Raymond James & Associates | 1,766,834 | $22.2M | 0.02% | −38,755−2.1% | Reduced |
| Bank of America Corp | 4,129,382 | $51.8M | 0.01% | +62,339+1.5% | Added |
| Morgan Stanley | 6,048,026 | $75.9M | 0.01% | −573,871−8.7% | Reduced |
| Advisor Resource Council | 0 | $0 | 0.00% | −38,957−100.0% | Sold out |
| Invesco Ltd. | 0 | $0 | 0.00% | −12,141−100.0% | Sold out |
| Confluence Wealth Services, Inc. | 0 | $0 | 0.00% | −10,344−100.0% | Sold out |
| Park Avenue Securities LLC | 0 | $0 | 0.00% | −11,755−100.0% | Sold out |
| HHM Wealth Advisors, LLC | 0 | $0 | 0.00% | −6,283−100.0% | Sold out |
| Ahrens Investment Partners LLC | 0 | $0 | 0.00% | −5,300−100.0% | Sold out |
| CWM, LLC | 0 | $0 | 0.00% | −1,296−100.0% | Sold out |
| Spire Wealth Management | 0 | $0 | 0.00% | −841−100.0% | Sold out |
| Prospera Financial Services Inc | 0 | $0 | 0.00% | −325−100.0% | Sold out |
| Frontier Wealth Management LLC | – | – | – | – | Not filed |
| B. Riley Wealth Management, Inc. | – | – | – | – | Not filed |