Royce Small-Cap Trust, Inc.
RVT- Exchange
- NYSE
- SEC CIK
- 0000804116
No open-market purchases or sales by Royce Small-Cap Trust, Inc. insiders were filed in the last 90 days; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.
13F holders, Q1 2022
Institutional positions in Royce Small-Cap Trust, Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 150
- −13 vs. Q4 2021
- Shares held
- 28.2M
- −3.10M (−9.9%) vs. Q4 2021
- Total value
- $478.3M
- −$134.5M (−21.9%) vs. Q4 2021
- New holders
- 12
- 59 more added
- Sold out
- 25
- 47 more reduced
4 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RVT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 208 | $717.3M |
| Q1 2026 | 202 | $601.8M |
| Q4 2025 | 199 | $582.2M |
| Q3 2025 | 198 | $565.6M |
| Q2 2025 | 188 | $510.9M |
| Q1 2025 | 183 | $470.9M |
| Q4 2024 | 185 | $501.6M |
| Q3 2024 | 183 | $482.7M |
| Q2 2024 | 176 | $443.5M |
| Q1 2024 | 171 | $455.1M |
| Q4 2023 | 166 | $431.3M |
| Q3 2023 | 160 | $369.7M |
| Q2 2023 | 158 | $381.9M |
| Q1 2023 | 167 | $370.7M |
| Q4 2022 | 164 | $366.8M |
| Q3 2022 | 152 | $350.1M |
| Q2 2022 | 145 | $398.2M |
| Q1 2022 | 150 | $478.3M |
| Q4 2021 | 167 | $613.0M |
| Q3 2021 | 157 | $569.7M |
| Q2 2021 | 168 | $618.6M |
| Q1 2021 | 164 | $576.3M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Royce Small-Cap Trust, Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| 9258 Wealth Management, LLC | 54,140 | $920.0K | 0.21% | +1,596+3.0% | Added |
| Stratos Wealth Partners, LTD. | 58,998 | $1.00M | 0.02% | +9,342+18.8% | Added |
| Wedbush Securities Inc | 60,172 | $1.02M | 0.05% | +1,583+2.7% | Added |
| HighTower Advisors, LLC | 60,364 | $1.02M | 0.00% | +44,057+270.2% | Added |
| Polar Asset Management Partners Inc. | 61,575 | $1.05M | 0.01% | 00.0% | Unchanged |
| Benjamin F. Edwards & Company, Inc. | 61,645 | $1.05M | 0.05% | −116−0.2% | Reduced |
| Steward Partners Investment Advisory, LLC | 69,107 | $1.17M | 0.02% | +6,919+11.1% | Added |
| Cambridge Investment Research Advisors, Inc. | 69,587 | $1.18M | 0.01% | +22,133+46.6% | Added |
| Brinker Capital Investments, LLC | 70,706 | $1.20M | 0.02% | −2,253−3.1% | Reduced |
| Northwestern Mutual Wealth Management Co | 73,325 | $1.25M | 0.00% | −5,434−6.9% | Reduced |
| Focused Wealth Management, Inc | 76,506 | $1.30M | 0.21% | +76,506 | New |
| Mraz, Amerine & Associates, Inc. | 78,668 | $1.34M | 0.32% | 00.0% | Unchanged |
| Miracle Mile Advisors, LLC | 78,849 | $1.34M | 0.06% | 00.0% | Unchanged |
| Atlas Private Wealth Advisors | 81,436 | $1.38M | 0.61% | −888−1.1% | Reduced |
| Private Advisor Group, LLC | 88,433 | $1.50M | 0.01% | −33,891−27.7% | Reduced |
| Boenning & Scattergood, Inc. | 90,926 | $1.54M | 0.25% | +1,267+1.4% | Added |
| Financial Advocates Investment Management | 100,977 | $1.72M | 0.11% | +1,711+1.7% | Added |
| Accel Wealth Management | 102,582 | $1.75M | 0.91% | +2,856+2.9% | Added |
| Shaker Financial Services, LLC | 121,516 | $2.06M | 0.78% | +30,036+32.8% | Added |
| Advisor Group Holdings, Inc. | 124,907 | $2.12M | 0.00% | −2,947−2.3% | Reduced |
| Gabelli Funds LLC | 126,700 | $2.15M | 0.01% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 138,756 | $2.36M | 0.01% | +15,023+12.1% | Added |
| Cadence Wealth Management LLC | 147,323 | $2.50M | 1.92% | −31,570−17.6% | Reduced |
| Oppenheimer & Co Inc | 148,459 | $2.52M | 0.05% | −3,258−2.1% | Reduced |
| RB Capital Management, LLC | 149,736 | $2.54M | 0.83% | +3,168+2.2% | Added |
| Commonwealth Equity Services, LLC | 168,293 | $2.86M | 0.01% | −101,969−37.7% | Reduced |
| Menlo Advisors LLC | 183,824 | $3.12M | 1.65% | −4,632−2.5% | Reduced |
| Centaurus Financial, Inc. | 193,809 | $3.29M | 0.26% | +3,841+2.0% | Added |
| Atlantic Union Bankshares Corp | 199,571 | $3.39M | 0.30% | +1,505+0.8% | Added |
| General American Investors Co Inc | 205,877 | $3.50M | 0.29% | 00.0% | Unchanged |
| Punch & Associates Investment Management, Inc. | 220,003 | $3.74M | 0.21% | −129,386−37.0% | Reduced |
| D.A. Davidson & Co. | 229,517 | $3.90M | 0.04% | +2,912+1.3% | Added |
| Lazard Asset Management LLC | 238,575 | $4.05M | 0.00% | −85,475−26.4% | Reduced |
| 1832 Asset Management L.P. | 279,174 | $4.68M | 0.01% | −149,935−34.9% | Reduced |
| Waterfront Wealth Inc. | 324,753 | $5.26M | 1.86% | −1250.0% | Reduced |
| Rothschild Investment Corp | 311,003 | $5.28M | 0.42% | +17,515+6.0% | Added |
| Guggenheim Capital LLC | 313,372 | $5.33M | 0.03% | +12,874+4.3% | Added |
| Blue Bell Private Wealth Management, LLC | 332,108 | $5.64M | 1.61% | −40,912−11.0% | Reduced |
| Cohen & Steers, Inc. | 395,098 | $6.71M | 0.01% | −224,805−36.3% | Reduced |
| Janney Montgomery Scott LLC | 418,502 | $7.11M | 0.03% | +15,164+3.8% | Added |
| Stifel Financial Corp | 580,923 | $9.87M | 0.01% | +37,728+6.9% | Added |
| LPL Financial LLC | 642,908 | $10.9M | 0.01% | +35,567+5.9% | Added |
| Royal Bank of Canada | 965,909 | $16.4M | 0.00% | +70,907+7.9% | Added |
| Raymond James Financial Services Advisors, Inc. | 1,503,093 | $25.5M | 0.05% | +21,042+1.4% | Added |
| UBS Group AG | 1,659,989 | $28.2M | 0.01% | +78,783+5.0% | Added |
| Wells Fargo & Company | 1,682,472 | $28.6M | 0.01% | −21,924−1.3% | Reduced |
| Raymond James & Associates | 1,719,390 | $29.2M | 0.02% | +135,102+8.5% | Added |
| Parametric Portfolio Associates LLC | 2,425,143 | $41.2M | 0.02% | −564,780−18.9% | Reduced |
| Bank of America Corp | 3,978,692 | $67.6M | 0.01% | +178,844+4.7% | Added |
| Morgan Stanley | 5,112,784 | $86.9M | 0.01% | −638,704−11.1% | Reduced |
| Proequities, Inc. | 0 | $0 | 0.00% | −20,253−100.0% | Sold out |
| Advisors Asset Management, Inc. | 0 | $0 | 0.00% | −781,292−100.0% | Sold out |
| Allspring Global Investments Holdings, LLC | 0 | $0 | 0.00% | −470,848−100.0% | Sold out |
| Frontier Wealth Management LLC | 0 | $0 | 0.00% | −252,509−100.0% | Sold out |
| Bank of New York Mellon Corp | 0 | $0 | 0.00% | −53,658−100.0% | Sold out |
| ProVise Management Group, LLC | 0 | $0 | 0.00% | −35,689−100.0% | Sold out |
| Northern Trust Corp | 0 | $0 | 0.00% | −27,122−100.0% | Sold out |
| Advisor Resource Council | 0 | $0 | 0.00% | −24,398−100.0% | Sold out |
| Americana Partners, LLC | 0 | $0 | 0.00% | −19,430−100.0% | Sold out |
| CSS LLC | 0 | $0 | 0.00% | −13,767−100.0% | Sold out |
| Tiaa, FSB | 0 | $0 | 0.00% | −11,473−100.0% | Sold out |
| People's United Financial, Inc. | 0 | $0 | 0.00% | −10,350−100.0% | Sold out |
| Douglass Winthrop Advisors, LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Confluence Wealth Services, Inc. | 0 | $0 | 0.00% | −8,180−100.0% | Sold out |
| FSB Premier Wealth Management, Inc. | 0 | $0 | 0.00% | −4,627−100.0% | Sold out |
| BDO Wealth Advisors, LLC | 0 | $0 | 0.00% | −3,680−100.0% | Sold out |
| Stephenson National Bank & Trust | 0 | $0 | 0.00% | −3,100−100.0% | Sold out |
| Assetmark, Inc | 0 | $0 | 0.00% | −2,420−100.0% | Sold out |
| Eaton Vance Management | 0 | $0 | 0.00% | −2,128−100.0% | Sold out |
| Snowden Capital Advisors LLC | 0 | $0 | 0.00% | −1,855−100.0% | Sold out |
| Huntington National Bank | 0 | $0 | 0.00% | – | Sold out |
| Widmann Financial Services, Inc. | 0 | $0 | 0.00% | −636−100.0% | Sold out |
| Ahrens Investment Partners LLC | 0 | $0 | 0.00% | −500−100.0% | Sold out |
| Fifth Third Bancorp | 0 | $0 | 0.00% | −29−100.0% | Sold out |
| Baldrige Asset Management LLC | 0 | $0 | 0.00% | −3−100.0% | Sold out |
| Reilly Financial Advisors, LLC | – | – | – | – | Not filed |
| NEXT Financial Group, Inc | – | – | – | – | Not filed |
| Harbour Investments, Inc. | – | – | – | – | Not filed |
| Carroll Financial Associates, Inc. | – | – | – | – | Not filed |