Royce Small-Cap Trust, Inc.
RVT- Exchange
- NYSE
- SEC CIK
- 0000804116
No open-market purchases or sales by Royce Small-Cap Trust, Inc. insiders were filed in the last 90 days; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.
13F holders, Q4 2021
Institutional positions in Royce Small-Cap Trust, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 167
- +13 vs. Q3 2021
- Shares held
- 31.3M
- −280.2K (−0.9%) vs. Q3 2021
- Total value
- $613.0M
- +$43.9M (+7.7%) vs. Q3 2021
- New holders
- 32
- 63 more added
- Sold out
- 19
- 42 more reduced
3 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RVT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 208 | $717.3M |
| Q1 2026 | 202 | $601.8M |
| Q4 2025 | 199 | $582.2M |
| Q3 2025 | 198 | $565.6M |
| Q2 2025 | 188 | $510.9M |
| Q1 2025 | 183 | $470.9M |
| Q4 2024 | 185 | $501.6M |
| Q3 2024 | 183 | $482.7M |
| Q2 2024 | 176 | $443.5M |
| Q1 2024 | 171 | $455.1M |
| Q4 2023 | 166 | $431.3M |
| Q3 2023 | 160 | $369.7M |
| Q2 2023 | 158 | $381.9M |
| Q1 2023 | 167 | $370.7M |
| Q4 2022 | 164 | $366.8M |
| Q3 2022 | 152 | $350.1M |
| Q2 2022 | 145 | $398.2M |
| Q1 2022 | 150 | $478.3M |
| Q4 2021 | 167 | $613.0M |
| Q3 2021 | 157 | $569.7M |
| Q2 2021 | 168 | $618.6M |
| Q1 2021 | 164 | $576.3M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Royce Small-Cap Trust, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Envestnet Asset Management Inc | 33,444 | $655.0K | 0.00% | −1,567−4.5% | Reduced |
| ProVise Management Group, LLC | 35,689 | $699.0K | 0.06% | +21+0.1% | Added |
| Bank of Montreal | 34,810 | $706.0K | 0.00% | 00.0% | Unchanged |
| Stolper Co | 40,535 | $794.0K | 0.35% | +3,315+8.9% | Added |
| First Republic Investment Management, Inc. | 41,732 | $818.0K | 0.00% | +4,763+12.9% | Added |
| First Trust Advisors LP | 42,617 | $835.0K | 0.00% | +1,370+3.3% | Added |
| City of London Investment Management Co Ltd | 43,035 | $842.0K | 0.05% | −14,500−25.2% | Reduced |
| 55I, LLC | 44,923 | $880.0K | 0.02% | +44,923 | New |
| Raymond James Trust N.A. | 46,971 | $920.0K | 0.03% | −1,497−3.1% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 47,454 | $930.0K | 0.00% | −3,216−6.3% | Reduced |
| 1776 Wealth LLC | 48,412 | $948.0K | 0.51% | +4,206+9.5% | Added |
| Invesco Ltd. | 49,341 | $967.0K | 0.00% | −8,162−14.2% | Reduced |
| Stratos Wealth Partners, LTD. | 49,656 | $973.0K | 0.02% | +4,077+8.9% | Added |
| 9258 Wealth Management, LLC | 52,544 | $1.03M | 0.24% | +2,854+5.7% | Added |
| Lokken Investment Group LLC | 53,176 | $1.04M | 0.74% | +88+0.2% | Added |
| Bank of New York Mellon Corp | 53,658 | $1.05M | 0.00% | +53,658 | New |
| 1607 Capital Partners, LLC | 56,301 | $1.10M | 0.06% | −245,979−81.4% | Reduced |
| Wedbush Securities Inc | 58,589 | $1.15M | 0.05% | +7,961+15.7% | Added |
| Quantedge Capital Pte Ltd | 61,388 | $1.20M | 0.51% | −73,800−54.6% | Reduced |
| Polar Asset Management Partners Inc. | 61,575 | $1.21M | 0.01% | +2,547+4.3% | Added |
| Benjamin F. Edwards & Company, Inc. | 61,761 | $1.21M | 0.05% | +5,980+10.7% | Added |
| Steward Partners Investment Advisory, LLC | 62,188 | $1.22M | 0.02% | +19,997+47.4% | Added |
| Brinker Capital Investments, LLC | 72,959 | $1.43M | 0.02% | −873−1.2% | Reduced |
| Mraz, Amerine & Associates, Inc. | 78,668 | $1.54M | 0.40% | −4,510−5.4% | Reduced |
| Northwestern Mutual Wealth Management Co | 78,759 | $1.54M | 0.00% | −57,253−42.1% | Reduced |
| Miracle Mile Advisors, LLC | 78,849 | $1.54M | 0.06% | 00.0% | Unchanged |
| Atlas Private Wealth Advisors | 82,324 | $1.61M | 0.75% | 00.0% | Unchanged |
| Boenning & Scattergood, Inc. | 89,659 | $1.76M | 0.28% | +4,817+5.7% | Added |
| Shaker Financial Services, LLC | 91,480 | $1.79M | 0.63% | −208,914−69.5% | Reduced |
| Financial Advocates Investment Management | 99,266 | $1.95M | 0.14% | −25,274−20.3% | Reduced |
| Accel Wealth Management | 99,726 | $1.95M | 0.96% | +28,313+39.6% | Added |
| Private Advisor Group, LLC | 122,324 | $2.40M | 0.02% | −34,824−22.2% | Reduced |
| Baird Financial Group, Inc. | 123,733 | $2.42M | 0.01% | +5,003+4.2% | Added |
| Gabelli Funds LLC | 126,700 | $2.48M | 0.02% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 127,854 | $2.50M | 0.00% | −5,437−4.1% | Reduced |
| RB Capital Management, LLC | 146,568 | $2.87M | 0.90% | +3,209+2.2% | Added |
| Oppenheimer & Co Inc | 151,717 | $2.97M | 0.05% | −651−0.4% | Reduced |
| Cadence Wealth Management LLC | 178,893 | $3.50M | 3.85% | +3,511+2.0% | Added |
| Menlo Advisors LLC | 188,456 | $3.69M | 1.83% | −4,756−2.5% | Reduced |
| Centaurus Financial, Inc. | 189,968 | $3.72M | 0.28% | −5,844−3.0% | Reduced |
| Rockefeller Capital Management L.P. | 196,072 | $3.84M | 0.02% | +10,514+5.7% | Added |
| Atlantic Union Bankshares Corp | 198,066 | $3.88M | 0.33% | −8,663−4.2% | Reduced |
| General American Investors Co Inc | 205,877 | $4.03M | 0.32% | +8,519+4.3% | Added |
| D.A. Davidson & Co. | 226,605 | $4.44M | 0.05% | +2,255+1.0% | Added |
| Frontier Wealth Management LLC | 252,509 | $4.95M | 0.33% | +3,753+1.5% | Added |
| Commonwealth Equity Services, LLC | 270,262 | $5.29M | 0.01% | −2,714−1.0% | Reduced |
| Rothschild Investment Corp | 293,488 | $5.75M | 0.45% | +13,818+4.9% | Added |
| Guggenheim Capital LLC | 300,498 | $5.89M | 0.03% | +38,821+14.8% | Added |
| Lazard Asset Management LLC | 324,050 | $6.35M | 0.01% | 00.0% | Unchanged |
| Waterfront Wealth Inc. | 324,878 | $6.36M | 2.52% | +7,465+2.4% | Added |
| Punch & Associates Investment Management, Inc. | 349,389 | $6.84M | 0.36% | +400+0.1% | Added |
| Blue Bell Private Wealth Management, LLC | 373,020 | $7.31M | 1.92% | −86,157−18.8% | Reduced |
| Janney Montgomery Scott LLC | 403,338 | $7.90M | 0.03% | +23,622+6.2% | Added |
| 1832 Asset Management L.P. | 429,109 | $8.41M | 0.01% | −1880.0% | Reduced |
| Allspring Global Investments Holdings, LLC | 470,848 | $9.22M | 0.01% | +470,848 | New |
| Stifel Financial Corp | 543,195 | $10.6M | 0.01% | −64,354−10.6% | Reduced |
| LPL Financial LLC | 607,341 | $11.9M | 0.01% | +123,338+25.5% | Added |
| Cohen & Steers, Inc. | 619,903 | $12.1M | 0.02% | 00.0% | Unchanged |
| Advisors Asset Management, Inc. | 781,292 | $15.3M | 0.22% | −2,889−0.4% | Reduced |
| Royal Bank of Canada | 895,002 | $17.5M | 0.00% | +128,433+16.8% | Added |
| Raymond James Financial Services Advisors, Inc. | 1,482,051 | $29.0M | 0.05% | +48,773+3.4% | Added |
| UBS Group AG | 1,581,206 | $31.0M | 0.01% | +245,367+18.4% | Added |
| Raymond James & Associates | 1,584,288 | $31.0M | 0.03% | +67,418+4.4% | Added |
| Wells Fargo & Company | 1,704,396 | $33.4M | 0.01% | −473,666−21.7% | Reduced |
| Parametric Portfolio Associates LLC | 2,989,923 | $58.6M | 0.03% | +204,697+7.3% | Added |
| Bank of America Corp | 3,799,848 | $74.4M | 0.01% | +274,800+7.8% | Added |
| Morgan Stanley | 5,751,488 | $112.7M | 0.01% | +47,139+0.8% | Added |
| Cornerstone Advisors, LLC | 0 | $0 | 0.00% | −809,039−100.0% | Sold out |
| Wolverine Asset Management LLC | 0 | $0 | 0.00% | −87,605−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −49,568−100.0% | Sold out |
| Shepherd Kaplan Krochuk, LLC | 0 | $0 | 0.00% | −35,250−100.0% | Sold out |
| Strategic Wealth Advisors Group, LLC | 0 | $0 | 0.00% | −16,331−100.0% | Sold out |
| Beach Investment Counsel Inc | 0 | $0 | 0.00% | −15,775−100.0% | Sold out |
| Formidable Asset Management, LLC | 0 | $0 | 0.00% | −14,221−100.0% | Sold out |
| Saba Capital Management, L.P. | 0 | $0 | 0.00% | −12,973−100.0% | Sold out |
| Davenport & Co LLC | 0 | $0 | 0.00% | −10,652−100.0% | Sold out |
| Walleye Trading LLC | 0 | $0 | 0.00% | −10,399−100.0% | Sold out |
| FNY Investment Advisers, LLC | 0 | $0 | 0.00% | −10,250−100.0% | Sold out |
| Tucker Asset Management LLC | 0 | $0 | 0.00% | −2,382−100.0% | Sold out |
| Trustcore Financial Services, LLC | 0 | $0 | 0.00% | −1,900−100.0% | Sold out |
| Tradewinds Capital Management, LLC | 0 | $0 | 0.00% | −261−100.0% | Sold out |
| Bessemer Group Inc | 0 | $0 | 0.00% | −199−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −192−100.0% | Sold out |
| Zions Bancorporation, N.A. | 0 | $0 | 0.00% | −143−100.0% | Sold out |
| Global Retirement Partners, LLC | 0 | $0 | 0.00% | −143−100.0% | Sold out |
| Clearview Wealth Advisors LLC | 0 | $0 | 0.00% | −183−100.0% | Sold out |
| Mid Atlantic Financial Management Inc | – | – | – | – | Not filed |
| Harborview Advisors, LLC | – | – | – | – | Not filed |
| Wealth Quarterback LLC | – | – | – | – | Not filed |