Royce Small-Cap Trust, Inc.
RVT- Exchange
- NYSE
- SEC CIK
- 0000804116
No open-market purchases or sales by Royce Small-Cap Trust, Inc. insiders were filed in the last 90 days; 208 institutions reported holding it in 13F filings for Q2 2026, worth $717.3M in total; no superinvestor holds it.
13F holders, Q3 2021
Institutional positions in Royce Small-Cap Trust, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 157
- −10 vs. Q2 2021
- Shares held
- 31.6M
- −263.5K (−0.8%) vs. Q2 2021
- Total value
- $569.7M
- −$48.9M (−7.9%) vs. Q2 2021
- New holders
- 11
- 85 more added
- Sold out
- 21
- 33 more reduced
1 institution that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting RVT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 208 | $717.3M |
| Q1 2026 | 202 | $601.8M |
| Q4 2025 | 199 | $582.2M |
| Q3 2025 | 198 | $565.6M |
| Q2 2025 | 188 | $510.9M |
| Q1 2025 | 183 | $470.9M |
| Q4 2024 | 185 | $501.6M |
| Q3 2024 | 183 | $482.7M |
| Q2 2024 | 176 | $443.5M |
| Q1 2024 | 171 | $455.1M |
| Q4 2023 | 166 | $431.3M |
| Q3 2023 | 160 | $369.7M |
| Q2 2023 | 158 | $381.9M |
| Q1 2023 | 167 | $370.7M |
| Q4 2022 | 164 | $366.8M |
| Q3 2022 | 152 | $350.1M |
| Q2 2022 | 145 | $398.2M |
| Q1 2022 | 150 | $478.3M |
| Q4 2021 | 167 | $613.0M |
| Q3 2021 | 157 | $569.7M |
| Q2 2021 | 168 | $618.6M |
| Q1 2021 | 164 | $576.3M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Royce Small-Cap Trust, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| 9258 Wealth Management, LLC | 49,690 | $895.0K | 0.24% | −1,253−2.5% | Reduced |
| Wedbush Securities Inc | 50,628 | $912.0K | 0.04% | +461+0.9% | Added |
| Cambridge Investment Research Advisors, Inc. | 50,670 | $913.0K | 0.00% | +1,196+2.4% | Added |
| Lokken Investment Group LLC | 53,088 | $957.0K | 0.76% | +1,671+3.2% | Added |
| Kestra Advisory Services, LLC | 53,289 | $960.0K | 0.01% | +34,124+178.1% | Added |
| Benjamin F. Edwards & Company, Inc. | 55,781 | $1.00M | 0.05% | −401−0.7% | Reduced |
| Invesco Ltd. | 57,503 | $1.04M | 0.00% | +1,189+2.1% | Added |
| City of London Investment Management Co Ltd | 57,535 | $1.04M | 0.06% | −41,730−42.0% | Reduced |
| Polar Asset Management Partners Inc. | 59,028 | $1.06M | 0.01% | 00.0% | Unchanged |
| Accel Wealth Management | 71,413 | $1.29M | 0.83% | +37,216+108.8% | Added |
| Brinker Capital Investments, LLC | 73,832 | $1.33M | 0.02% | +66+0.1% | Added |
| Miracle Mile Advisors, LLC | 78,849 | $1.42M | 0.07% | 00.0% | Unchanged |
| Atlas Private Wealth Advisors | 82,324 | $1.48M | 0.77% | −411−0.5% | Reduced |
| Mraz, Amerine & Associates, Inc. | 83,178 | $1.50M | 0.41% | −425−0.5% | Reduced |
| Boenning & Scattergood, Inc. | 84,842 | $1.53M | 0.27% | +1,525+1.8% | Added |
| Wolverine Asset Management LLC | 87,605 | $1.58M | 0.02% | +38,953+80.1% | Added |
| Baird Financial Group, Inc. | 118,730 | $2.14M | 0.01% | +388+0.3% | Added |
| Financial Advocates Investment Management | 124,540 | $2.24M | 0.16% | −2,525−2.0% | Reduced |
| Gabelli Funds LLC | 126,700 | $2.28M | 0.02% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 133,291 | $2.40M | 0.01% | +1,821+1.4% | Added |
| Quantedge Capital Pte Ltd | 135,188 | $2.44M | 1.18% | +8,200+6.5% | Added |
| Northwestern Mutual Wealth Management Co | 136,012 | $2.45M | 0.00% | −108,961−44.5% | Reduced |
| RB Capital Management, LLC | 143,359 | $2.58M | 0.97% | +1,771+1.3% | Added |
| Oppenheimer & Co Inc | 152,368 | $2.75M | 0.05% | −23,172−13.2% | Reduced |
| Private Advisor Group, LLC | 157,148 | $2.83M | 0.02% | +34,509+28.1% | Added |
| Cadence Wealth Management LLC | 175,382 | $3.16M | 3.57% | +1,810+1.0% | Added |
| Rockefeller Capital Management L.P. | 185,558 | $3.34M | 0.02% | +8,245+4.6% | Added |
| Menlo Advisors LLC | 193,212 | $3.48M | 1.84% | +230.0% | Added |
| Centaurus Financial, Inc. | 195,812 | $3.53M | 0.30% | +198+0.1% | Added |
| General American Investors Co Inc | 197,358 | $3.56M | 0.30% | 00.0% | Unchanged |
| Atlantic Union Bankshares Corp | 206,729 | $3.73M | 0.35% | −1,171−0.6% | Reduced |
| D.A. Davidson & Co. | 224,350 | $4.04M | 0.05% | +1,316+0.6% | Added |
| Frontier Wealth Management LLC | 248,756 | $4.48M | 0.31% | +169+0.1% | Added |
| Guggenheim Capital LLC | 261,677 | $4.72M | 0.03% | +40,403+18.3% | Added |
| Commonwealth Equity Services, LLC | 272,976 | $4.92M | 0.01% | +98,780+56.7% | Added |
| Rothschild Investment Corp | 279,670 | $5.04M | 0.42% | +9,910+3.7% | Added |
| Shaker Financial Services, LLC | 300,394 | $5.41M | 2.17% | +63,134+26.6% | Added |
| 1607 Capital Partners, LLC | 302,280 | $5.45M | 0.27% | −5,500−1.8% | Reduced |
| Waterfront Wealth Inc. | 317,413 | $5.72M | 2.76% | +33,542+11.8% | Added |
| Lazard Asset Management LLC | 324,050 | $5.84M | 0.01% | +5,840+1.8% | Added |
| Punch & Associates Investment Management, Inc. | 348,989 | $6.29M | 0.36% | +3,787+1.1% | Added |
| Janney Montgomery Scott LLC | 379,716 | $6.84M | 0.03% | +3,347+0.9% | Added |
| 1832 Asset Management L.P. | 429,297 | $7.88M | 0.01% | 00.0% | Unchanged |
| Blue Bell Private Wealth Management, LLC | 459,177 | $8.29M | 2.43% | −1,761−0.4% | Reduced |
| LPL Financial LLC | 484,003 | $8.72M | 0.01% | +135,063+38.7% | Added |
| Stifel Financial Corp | 607,549 | $10.9M | 0.02% | +22,868+3.9% | Added |
| Cohen & Steers, Inc. | 619,903 | $11.2M | 0.02% | −25,871−4.0% | Reduced |
| Royal Bank of Canada | 766,569 | $13.8M | 0.00% | +153,213+25.0% | Added |
| Advisors Asset Management, Inc. | 784,181 | $14.1M | 0.21% | +6,070+0.8% | Added |
| Cornerstone Advisors, LLC | 809,039 | $14.6M | 0.85% | −435,467−35.0% | Reduced |
| UBS Group AG | 1,335,839 | $24.1M | 0.01% | +61,503+4.8% | Added |
| Raymond James Financial Services Advisors, Inc. | 1,433,278 | $25.8M | 0.05% | +146,843+11.4% | Added |
| Raymond James & Associates | 1,516,870 | $27.3M | 0.02% | −19,166−1.2% | Reduced |
| Wells Fargo & Company | 2,178,062 | $39.2M | 0.01% | +7,368+0.3% | Added |
| Parametric Portfolio Associates LLC | 2,785,226 | $50.2M | 0.03% | +209,378+8.1% | Added |
| Bank of America Corp | 3,525,048 | $63.5M | 0.01% | −405,426−10.3% | Reduced |
| Morgan Stanley | 5,704,349 | $102.8M | 0.01% | +12,054+0.2% | Added |
| Matisse Capital | 0 | $0 | 0.00% | −114,207−100.0% | Sold out |
| Thrivent Financial for Lutherans | 0 | $0 | 0.00% | −80,834−100.0% | Sold out |
| Jaffetilchin Investment Partners, LLC | 0 | $0 | 0.00% | −22,227−100.0% | Sold out |
| IHT Wealth Management, LLC | 0 | $0 | 0.00% | −21,143−100.0% | Sold out |
| Virtu Financial LLC | 0 | $0 | 0.00% | −17,238−100.0% | Sold out |
| Bulldog Investors, LLP | 0 | $0 | 0.00% | −16,700−100.0% | Sold out |
| MBA Advisors LLC | 0 | $0 | 0.00% | −12,000−100.0% | Sold out |
| Hochman Cole Investment Advisors, Inc. | 0 | $0 | 0.00% | −11,466−100.0% | Sold out |
| Canal Capital Management, LLC | 0 | $0 | 0.00% | −10,900−100.0% | Sold out |
| Tiaa, FSB | 0 | $0 | 0.00% | −10,696−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −10,512−100.0% | Sold out |
| United Capital Financial Advisers, LLC | 0 | $0 | 0.00% | −10,000−100.0% | Sold out |
| Parisi Gray Wealth Management | 0 | $0 | 0.00% | −8,676−100.0% | Sold out |
| Kings Point Capital Management | 0 | $0 | 0.00% | −1,935−100.0% | Sold out |
| Pinnacle Bancorp, Inc. | 0 | $0 | 0.00% | −1,710−100.0% | Sold out |
| Wagner Wealth Management, LLC | 0 | $0 | 0.00% | −1,200−100.0% | Sold out |
| Bogart Wealth, LLC | 0 | $0 | 0.00% | −765−100.0% | Sold out |
| Creative Financial Designs Inc | 0 | $0 | 0.00% | −706−100.0% | Sold out |
| Eagle Bay Advisors LLC | 0 | $0 | 0.00% | −570−100.0% | Sold out |
| Assetmark, Inc | 0 | $0 | 0.00% | −325−100.0% | Sold out |
| Eaton Vance Management | 0 | $0 | 0.00% | −102−100.0% | Sold out |
| First Horizon Corp | – | – | – | – | Not filed |