Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q4 2025
Institutional positions in Prospect Capital Corp as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 224
- 0 vs. Q3 2025
- Shares held
- 82.6M
- +1.80M (+2.2%) vs. Q3 2025
- Total value
- $214.1M
- −$8.29M (−3.7%) vs. Q3 2025
- New holders
- 37
- 57 more added
- Sold out
- 37
- 80 more reduced
4 institutions that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| CWM, LLC | 18,753 | $49.0K | 0.00% | +507+2.8% | Added |
| Sculati Wealth Management, LLC | 19,300 | $50.0K | 0.02% | −7,335−27.5% | Reduced |
| Samalin Investment Counsel, LLC | 19,607 | $50.8K | 0.02% | −7,202−26.9% | Reduced |
| Next Level Private LLC | 20,035 | $51.9K | 0.01% | −13,205−39.7% | Reduced |
| Mayport, LLC | 20,570 | $53.3K | 0.01% | 00.0% | Unchanged |
| Ausdal Financial Partners, Inc. | 20,878 | $54.1K | 0.00% | −840−3.9% | Reduced |
| Cravens & Co Advisors, LLC | 20,000 | $56.0K | 0.04% | 00.0% | Unchanged |
| IFP Advisors, Inc | 22,388 | $58.0K | 0.00% | +1,122+5.3% | Added |
| Great Valley Advisor Group, Inc. | 22,802 | $59.1K | 0.00% | +1,180+5.5% | Added |
| Massar Capital Management, LP | 23,184 | $60.0K | 0.01% | +23,184 | New |
| Global Retirement Partners, LLC | 25,500 | $66.0K | 0.00% | 00.0% | Unchanged |
| Rpo LLC | 25,568 | $66.2K | 0.08% | +25,568 | New |
| Allworth Financial LP | 26,222 | $67.9K | 0.00% | −2,938−10.1% | Reduced |
| Mercer Global Advisors Inc | 27,033 | $70.0K | 0.00% | −5,229−16.2% | Reduced |
| Pensionmark Financial Group, LLC | 27,191 | $70.4K | 0.00% | +27,191 | New |
| WMG Financial Advisors, LLC | 27,950 | $72.4K | 0.03% | 00.0% | Unchanged |
| HighPoint Advisor Group LLC | 28,406 | $73.6K | 0.00% | +28,406 | New |
| Wealth Enhancement Advisory Services, LLC | 27,489 | $74.5K | 0.00% | −6,755−19.7% | Reduced |
| Sunbelt Securities, Inc. | 29,344 | $76.0K | 0.01% | 00.0% | Unchanged |
| Cherry Creek Investment Advisors, Inc. | 31,316 | $81.1K | 0.03% | 00.0% | Unchanged |
| Barrett & Company, Inc. | 32,277 | $83.6K | 0.03% | −12,496−27.9% | Reduced |
| Goldman Sachs Group Inc | 33,085 | $85.7K | 0.00% | −129,297−79.6% | Reduced |
| Arkadios Wealth Advisors | 36,134 | $93.6K | 0.00% | −2,200−5.7% | Reduced |
| Strategies Wealth Advisors, LLC | 36,561 | $94.7K | 0.01% | +1,896+5.5% | Added |
| Sigma Planning Corp | 37,925 | $98.2K | 0.00% | −1,108−2.8% | Reduced |
| Harbour Investments, Inc. | 38,975 | $100.9K | 0.00% | −7,575−16.3% | Reduced |
| Bessemer Group Inc | 40,000 | $104.0K | 0.00% | 00.0% | Unchanged |
| Ethos Financial Group, LLC | 40,459 | $104.8K | 0.01% | −2,376−5.5% | Reduced |
| Garner Asset Management Corp | 40,515 | $104.9K | 0.04% | −4,915−10.8% | Reduced |
| BancorpSouth Bank | 41,184 | $106.7K | 0.01% | +2,010+5.1% | Added |
| Ameriprise Financial Inc | 42,355 | $109.7K | 0.00% | −11,263−21.0% | Reduced |
| Csenge Advisory Group | 42,460 | $110.0K | 0.00% | −1,462−3.3% | Reduced |
| Wells Fargo & Company | 42,792 | $110.8K | 0.00% | −63,728−59.8% | Reduced |
| Philadelphia Trust Co | 43,200 | $112.0K | 0.01% | −2,500−5.5% | Reduced |
| Sowell Financial Services LLC | 43,337 | $112.2K | 0.00% | +25,392+141.5% | Added |
| Blair William & Co | 45,700 | $118.4K | 0.00% | 00.0% | Unchanged |
| Aigen Investment Management, LP | 45,826 | $118.7K | 0.03% | −50,384−52.4% | Reduced |
| Wealthfront Advisers LLC | 49,092 | $127.1K | 0.00% | +9,740+24.8% | Added |
| Citadel Advisors LLC | 52,699 | $136.5K | 0.00% | −893,146−94.4% | Reduced |
| Prospera Financial Services Inc | 54,121 | $140.2K | 0.00% | −6,031−10.0% | Reduced |
| Royal Bank of Canada | 56,828 | $147.0K | 0.00% | −1,811−3.1% | Reduced |
| US Bancorp | 60,000 | $155.4K | 0.00% | −41,500−40.9% | Reduced |
| Arta Finance Wealth Management LLC | 62,717 | $162.4K | 0.08% | +62,717 | New |
| Cresset Asset Management, LLC | 64,728 | $170.6K | 0.00% | +64,728 | New |
| Garden State Investment Advisory Services LLC | 67,373 | $174.5K | 0.04% | −59−0.1% | Reduced |
| Kathmere Capital Management, LLC | 69,462 | $179.9K | 0.01% | 00.0% | Unchanged |
| Alpine Global Management, LLC | 71,712 | $185.7K | 0.04% | +71,712 | New |
| Headlands Technologies LLC | 74,777 | $193.7K | 0.02% | +56,410+307.1% | Added |
| Summit Global Investments | 75,000 | $194.0K | 0.01% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 75,782 | $196.3K | 0.00% | −314−0.4% | Reduced |
| ProShare Advisors LLC | 77,247 | $200.1K | 0.00% | −4,576−5.6% | Reduced |
| Group One Trading, L.P. | 84,342 | $218.4K | 0.01% | −288,180−77.4% | Reduced |
| Denali Advisors LLC | 85,301 | $220.9K | 0.02% | −19,639−18.7% | Reduced |
| XML Financial, LLC | 87,115 | $225.6K | 0.02% | −561,109−86.6% | Reduced |
| Westwood Holdings Group Inc. | 93,246 | $241.5K | 0.00% | 00.0% | Unchanged |
| Lido Advisors, LLC | 88,783 | $245.4K | 0.00% | +3,045+3.6% | Added |
| Jump Financial, LLC | 95,704 | $247.9K | 0.00% | +95,704 | New |
| Generali Investments CEE, investicni spolecnost, a.s. | 101,234 | $262.2K | 0.02% | 00.0% | Unchanged |
| Spire Wealth Management | 102,050 | $264.3K | 0.01% | −80,464−44.1% | Reduced |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 105,900 | $274.3K | 0.00% | 00.0% | Unchanged |
| Tower Research Capital LLC (TRC) | 115,163 | $298.3K | 0.01% | +59,566+107.1% | Added |
| International Assets Investment Management, LLC | 124,100 | $321.4K | 0.02% | −18,445−12.9% | Reduced |
| Brevan Howard Capital Management LP | 127,007 | $328.9K | 0.01% | −80,964−38.9% | Reduced |
| Engineers Gate Manager LP | 135,240 | $350.3K | 0.00% | −12,662−8.6% | Reduced |
| Family Wealth Partners, LLC | 150,479 | $389.7K | 0.14% | +13,219+9.6% | Added |
| Truist Financial Corp | 153,940 | $398.7K | 0.00% | 00.0% | Unchanged |
| Buckingham Strategic Partners | 155,322 | $402.3K | 0.00% | −106,217−40.6% | Reduced |
| Guggenheim Capital LLC | 156,832 | $406.2K | 0.00% | +16,862+12.0% | Added |
| Exchange Traded Concepts, LLC | 162,859 | $421.8K | 0.00% | +23,328+16.7% | Added |
| Tweedy, Browne Co LLC | 162,953 | $422.0K | 0.03% | +23,331+16.7% | Added |
| Qube Research & Technologies Ltd | 174,452 | $451.8K | 0.00% | −52,907−23.3% | Reduced |
| Gsa Capital Partners LLP | 174,627 | $452.0K | 0.04% | +174,627 | New |
| Verition Fund Management LLC | 177,706 | $460.3K | 0.00% | −24,547−12.1% | Reduced |
| Stifel Financial Corp | 189,424 | $490.6K | 0.00% | −16,051−7.8% | Reduced |
| Claro Advisors LLC | 192,405 | $498.3K | 0.07% | +22,540+13.3% | Added |
| Creative Planning | 196,067 | $507.8K | 0.00% | +6,731+3.6% | Added |
| Catalyst Capital Advisors LLC | 200,742 | $519.9K | 0.01% | 00.0% | Unchanged |
| Kestra Private Wealth Services, LLC | 201,682 | $522.4K | 0.01% | −5,216−2.5% | Reduced |
| Advisor Group Holdings, Inc. | 206,604 | $535.3K | 0.00% | +33,115+19.1% | Added |
| DRW Securities, LLC | 219,119 | $567.5K | 0.04% | −38,322−14.9% | Reduced |
| XTX Topco Ltd | 221,995 | $575.0K | 0.02% | +135,566+156.9% | Added |
| LeClair Wealth Partners LLC | 239,118 | $619.3K | 0.36% | +198,683+491.4% | Added |
| Bank of America Corp | 254,670 | $659.6K | 0.00% | −374,131−59.5% | Reduced |
| Cetera Investment Advisers | 255,522 | $661.8K | 0.00% | −46,933−15.5% | Reduced |
| Quantbot Technologies LP | 263,010 | $681.2K | 0.02% | +209,180+388.6% | Added |
| TCFG Wealth Management, LLC | 275,333 | $713.1K | 0.28% | +3,130+1.1% | Added |
| Squarepoint Ops LLC | 284,895 | $737.9K | 0.00% | +60,050+26.7% | Added |
| Concorde Asset Management, LLC | 304,280 | $788.1K | 0.32% | +87,130+40.1% | Added |
| GatePass Capital, LLC | 306,150 | $792.9K | 0.41% | +101,350+49.5% | Added |
| 180 Wealth Advisors, LLC | 346,097 | $896.4K | 0.10% | +135,058+64.0% | Added |
| Cambridge Investment Research Advisors, Inc. | 358,070 | $927.0K | 0.00% | +77,671+27.7% | Added |
| Naviter Wealth, LLC | 384,219 | $1.01M | 0.13% | −112,071−22.6% | Reduced |
| Kovack Advisors, Inc. | 403,090 | $1.04M | 0.05% | −77,548−16.1% | Reduced |
| DnB Asset Management AS | 401,659 | $1.04M | 0.00% | 00.0% | Unchanged |
| Great West Life Assurance Co | 409,227 | $1.06M | 0.00% | +15,629+4.0% | Added |
| Northern Trust Corp | 421,590 | $1.09M | 0.00% | −52,022−11.0% | Reduced |
| SMH Capital Advisors Inc | 426,473 | $1.10M | 2.25% | −12,374−2.8% | Reduced |
| BNP Paribas Arbitrage, SA | 456,999 | $1.18M | 0.00% | −47,343−9.4% | Reduced |
| Virtus Investment Advisers, Inc. | 460,789 | $1.19M | 0.32% | −196,800−29.9% | Reduced |
| Raymond James Financial Inc | 472,586 | $1.22M | 0.00% | −38,295−7.5% | Reduced |