Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q4 2024
Institutional positions in Prospect Capital Corp as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 239
- +17 vs. Q3 2024
- Shares held
- 44.8M
- +7.19M (+19.1%) vs. Q3 2024
- Total value
- $193.5M
- −$2.48M (−1.3%) vs. Q3 2024
- New holders
- 48
- 84 more added
- Sold out
- 31
- 63 more reduced
4 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Carnegie Lake Advisors LLC | 18,115 | $78.0K | 0.03% | −5,000−21.6% | Reduced |
| Merit Financial Group, LLC | 18,266 | $78.7K | 0.00% | +18,266 | New |
| Advisory Services Network, LLC | 18,288 | $78.8K | 0.00% | −28,638−61.0% | Reduced |
| Great Valley Advisor Group, Inc. | 19,561 | $84.3K | 0.00% | 00.0% | Unchanged |
| Oxford Asset Management LLP | 19,561 | $84.3K | 0.04% | +19,561 | New |
| Cravens & Co Advisors, LLC | 20,000 | $86.2K | 0.07% | +20,000 | New |
| EMC Capital Management | 20,762 | $89.0K | 0.05% | +10,762+107.6% | Added |
| Stephens Inc | 20,717 | $89.3K | 0.00% | −1,000−4.6% | Reduced |
| Family Wealth Partners, LLC | 21,215 | $91.4K | 0.04% | +7,327+52.8% | Added |
| Level Four Advisory Services, LLC | 21,390 | $92.2K | 0.00% | −345−1.6% | Reduced |
| Mercer Global Advisors Inc | 21,458 | $92.5K | 0.00% | −18,990−46.9% | Reduced |
| Creative Financial Designs Inc | 22,277 | $96.0K | 0.01% | +804+3.7% | Added |
| Prostatis Group LLC | 22,732 | $98.0K | 0.03% | +22,732 | New |
| J.W. Cole Advisors, Inc. | 23,159 | $99.8K | 0.00% | −2,265−8.9% | Reduced |
| Regal Investment Advisors LLC | 23,281 | $100.3K | 0.01% | −1,483−6.0% | Reduced |
| Sunbelt Securities, Inc. | 25,084 | $106.9K | 0.01% | −4,093−14.0% | Reduced |
| Buckingham Strategic Partners | 25,229 | $108.7K | 0.00% | +4,524+21.8% | Added |
| Ausdal Financial Partners, Inc. | 25,491 | $109.9K | 0.01% | −13,700−35.0% | Reduced |
| Comerica Bank | 25,883 | $111.6K | 0.00% | +542+2.1% | Added |
| Wealth Enhancement Advisory Services, LLC | 25,938 | $111.8K | 0.00% | +7,359+39.6% | Added |
| Moloney Securities Asset Management, LLC | 26,761 | $115.3K | 0.02% | −25,745−49.0% | Reduced |
| Wolverine Trading, LLC | 27,375 | $116.6K | 0.00% | +27,375 | New |
| Claro Advisors LLC | 27,165 | $117.1K | 0.02% | −15,225−35.9% | Reduced |
| Dudley Capital Management, LLC | 27,900 | $120.2K | 0.06% | −600−2.1% | Reduced |
| WMG Financial Advisors, LLC | 27,950 | $120.5K | 0.05% | +5,100+22.3% | Added |
| Sheaff Brock Investment Advisors, LLC | 28,508 | $122.9K | 0.01% | −752−2.6% | Reduced |
| Concorde Asset Management, LLC | 29,250 | $126.1K | 0.07% | +29,250 | New |
| Next Level Private LLC | 31,111 | $134.1K | 0.05% | −17,181−35.6% | Reduced |
| Family Wealth Group, LLC | 31,349 | $135.1K | 0.11% | −4,258−12.0% | Reduced |
| Modern Wealth Management, LLC | 32,549 | $140.3K | 0.01% | +2,757+9.3% | Added |
| Sculati Wealth Management, LLC | 33,155 | $142.9K | 0.06% | −540−1.6% | Reduced |
| Strategies Wealth Advisors, LLC | 35,608 | $148.5K | 0.02% | +1,651+4.9% | Added |
| BancorpSouth Bank | 34,936 | $150.6K | 0.01% | +1,191+3.5% | Added |
| Brinker Capital Investments, LLC | 35,315 | $152.2K | 0.00% | −2,428−6.4% | Reduced |
| Orion Portfolio Solutions, LLC | 35,315 | $152.2K | 0.00% | −2,428−6.4% | Reduced |
| Bank of Montreal | 35,400 | $152.6K | 0.00% | 00.0% | Unchanged |
| Teamwork Financial Advisors, LLC | 35,484 | $153.7K | 0.02% | −28,031−44.1% | Reduced |
| The PNC Financial Services Group, Inc. | 36,304 | $156.5K | 0.00% | +640+1.8% | Added |
| Two Sigma Securities, LLC | 36,340 | $156.6K | 0.03% | −49,824−57.8% | Reduced |
| Empowered Funds, LLC | 36,835 | $158.8K | 0.00% | +21,747+144.1% | Added |
| Centiva Capital, LP | 37,039 | $159.6K | 0.01% | +37,039 | New |
| Harbour Investments, Inc. | 39,177 | $168.9K | 0.00% | +92+0.2% | Added |
| Bessemer Group Inc | 40,000 | $172.0K | 0.00% | 00.0% | Unchanged |
| Simplex Trading, LLC | 42,409 | $182.0K | 0.01% | +27,531+185.0% | Added |
| Avantax Advisory Services, Inc. | 42,806 | $184.5K | 0.00% | −1,085−2.5% | Reduced |
| Csenge Advisory Group | 43,922 | $189.3K | 0.01% | 00.0% | Unchanged |
| Cherry Creek Investment Advisors, Inc. | 47,838 | $206.2K | 0.10% | +31,879+199.8% | Added |
| Barrett & Company, Inc. | 48,232 | $207.9K | 0.09% | −2,543−5.0% | Reduced |
| Rockefeller Capital Management L.P. | 49,358 | $212.7K | 0.00% | −378,831−88.5% | Reduced |
| JPMorgan Chase & Co | 53,527 | $230.7K | 0.00% | −15,327−22.3% | Reduced |
| Blair William & Co | 54,600 | $235.3K | 0.00% | 00.0% | Unchanged |
| Stratos Wealth Partners, LTD. | 54,655 | $235.6K | 0.00% | +539+1.0% | Added |
| Navis Wealth Advisors, LLC | 61,112 | $263.4K | 0.29% | +61,112 | New |
| Mariner, LLC | 61,397 | $264.6K | 0.00% | −28,784−31.9% | Reduced |
| Atria Wealth Solutions, Inc. | 63,477 | $273.6K | 0.00% | +38,923+158.5% | Added |
| Dark Forest Capital Management LP | 66,047 | $284.7K | 0.04% | +49,981+311.1% | Added |
| Kestra Advisory Services, LLC | 68,522 | $295.3K | 0.00% | +53+0.1% | Added |
| Sigma Planning Corp | 69,188 | $298.2K | 0.01% | −1,344−1.9% | Reduced |
| Kathmere Capital Management, LLC | 69,462 | $299.4K | 0.03% | 00.0% | Unchanged |
| ProShare Advisors LLC | 69,988 | $301.6K | 0.00% | +10,906+18.5% | Added |
| Cerity Partners LLC | 70,504 | $303.9K | 0.00% | +70,504 | New |
| Ameriprise Financial Inc | 70,849 | $305.4K | 0.00% | −3,917−5.2% | Reduced |
| Philadelphia Trust Co | 71,700 | $309.0K | 0.02% | −6,750−8.6% | Reduced |
| Aquatic Capital Management LLC | 73,024 | $314.7K | 0.01% | +61,224+518.8% | Added |
| Summit Global Investments | 75,000 | $323.0K | 0.02% | 00.0% | Unchanged |
| Prospera Financial Services Inc | 75,942 | $327.3K | 0.01% | 00.0% | Unchanged |
| Garden State Investment Advisory Services LLC | 77,448 | $333.8K | 0.10% | −11,338−12.8% | Reduced |
| Lido Advisors, LLC | 76,929 | $335.0K | 0.00% | +1,479+2.0% | Added |
| Alpine Global Management, LLC | 80,300 | $346.1K | 0.10% | +80,300 | New |
| Guggenheim Capital LLC | 88,830 | $382.9K | 0.00% | +6,734+8.2% | Added |
| Glenview Trust Co | 90,719 | $391.0K | 0.01% | +90,719 | New |
| Royal Bank of Canada | 90,871 | $392.0K | 0.00% | +13,922+18.1% | Added |
| Spire Wealth Management | 92,144 | $397.1K | 0.01% | +66,911+265.2% | Added |
| CWM Advisors, LLC | 93,199 | $401.7K | 0.04% | +16,314+21.2% | Added |
| Westwood Holdings Group Inc. | 93,246 | $401.9K | 0.00% | 00.0% | Unchanged |
| Ridgeline Wealth, LLC | 94,334 | $406.6K | 0.33% | +94,334 | New |
| Catalyst Capital Advisors LLC | 95,140 | $410.1K | 0.01% | 00.0% | Unchanged |
| CenterBook Partners LP | 102,651 | $442.4K | 0.03% | +102,651 | New |
| Denali Advisors LLC | 110,138 | $474.7K | 0.05% | −207,098−65.3% | Reduced |
| Alberta Investment Management Corp | 124,900 | $538.3K | 0.00% | 00.0% | Unchanged |
| US Bancorp | 130,000 | $560.3K | 0.00% | −50,000−27.8% | Reduced |
| D. E. Shaw & Co., Inc. | 136,238 | $587.2K | 0.00% | +136,238 | New |
| Squarepoint Ops LLC | 137,288 | $591.7K | 0.00% | +34,303+33.3% | Added |
| SMH Capital Advisors Inc | 144,652 | $623.5K | 1.50% | −953−0.7% | Reduced |
| Kovack Advisors, Inc. | 145,095 | $625.4K | 0.06% | +2,732+1.9% | Added |
| Cubist Systematic Strategies, LLC | 160,882 | $693.4K | 0.01% | +160,882 | New |
| Wells Fargo & Company | 167,516 | $722.0K | 0.00% | −70,733−29.7% | Reduced |
| Bank of America Corp | 168,906 | $728.0K | 0.00% | +109,582+184.7% | Added |
| Creative Planning | 169,706 | $731.4K | 0.00% | +903+0.5% | Added |
| XTX Topco Ltd | 172,329 | $742.7K | 0.06% | +155,820+943.8% | Added |
| International Assets Investment Management, LLC | 173,914 | $754.8K | 0.06% | −759,169−81.4% | Reduced |
| Stifel Financial Corp | 175,217 | $755.2K | 0.00% | +4,022+2.3% | Added |
| Advisors Asset Management, Inc. | 182,430 | $786.3K | 0.01% | −121,376−40.0% | Reduced |
| ExodusPoint Capital Management, LP | 183,854 | $792.0K | 0.01% | +183,854 | New |
| Garner Asset Management Corp | 97,583 | $817.0K | 0.38% | −8,946−8.4% | Reduced |
| Truist Financial Corp | 190,288 | $820.1K | 0.00% | +750+0.4% | Added |
| Virtu Financial LLC | 205,041 | $884.0K | 0.05% | +42,197+25.9% | Added |
| Kestra Private Wealth Services, LLC | 209,255 | $901.9K | 0.02% | +1,941+0.9% | Added |
| Advisor Group Holdings, Inc. | 223,382 | $962.2K | 0.00% | −59,983−21.2% | Reduced |
| Cetera Investment Advisers | 224,026 | $965.6K | 0.00% | −60,716−21.3% | Reduced |