Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q1 2024
Institutional positions in Prospect Capital Corp as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 230
- −11 vs. Q4 2023
- Shares held
- 36.9M
- −886.2K (−2.3%) vs. Q4 2023
- Total value
- $228.3M
- +$8.88M (+4.0%) vs. Q4 2023
- New holders
- 30
- 84 more added
- Sold out
- 41
- 77 more reduced
3 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Eschler Asset Management LLP | 215,000 | $1.18M | 0.76% | +40,000+22.9% | Added |
| Boothbay Fund Management, LLC | 215,000 | $1.19M | 0.04% | +40,000+22.9% | Added |
| Palogic Value Management, L.P. | 218,875 | $1.21M | 0.52% | +54,541+33.2% | Added |
| Kestra Private Wealth Services, LLC | 241,601 | $1.33M | 0.03% | +9,374+4.0% | Added |
| Wells Fargo & Company | 265,761 | $1.47M | 0.00% | +84,531+46.6% | Added |
| D.A. Davidson & Co. | 279,312 | $1.54M | 0.01% | −2,445−0.9% | Reduced |
| Marshall Wace, LLP | 288,356 | $1.59M | 0.00% | −420,117−59.3% | Reduced |
| US Bancorp | 293,116 | $1.62M | 0.00% | +1,700+0.6% | Added |
| Great West Life Assurance Co | 294,706 | $1.63M | 0.00% | +34,035+13.1% | Added |
| JPMorgan Chase & Co | 308,903 | $1.71M | 0.00% | −342,025−52.5% | Reduced |
| Cetera Investment Advisers | 309,786 | $1.71M | 0.00% | +264,603+585.6% | Added |
| DnB Asset Management AS | 319,056 | $1.76M | 0.01% | +64,941+25.6% | Added |
| Tactive Advisors, LLC | 321,095 | $1.77M | 0.94% | +136,735+74.2% | Added |
| BI Asset Management Fondsmaeglerselskab A/S | 394,365 | $2.18M | 0.04% | +147,460+59.7% | Added |
| McKinley Capital Management LLC /Delaware | 408,441 | $2.25M | 0.27% | −13,080−3.1% | Reduced |
| Advisors Asset Management, Inc. | 444,540 | $2.45M | 0.05% | −5,825−1.3% | Reduced |
| UBS Group AG | 461,945 | $2.55M | 0.00% | +58,550+14.5% | Added |
| Advisor Group Holdings, Inc. | 591,351 | $3.26M | 0.01% | −183,238−23.7% | Reduced |
| Raymond James & Associates | 681,459 | $3.76M | 0.00% | +95,596+16.3% | Added |
| Cambridge Investment Research Advisors, Inc. | 1,044,632 | $5.77M | 0.02% | +88,357+9.2% | Added |
| LPL Financial LLC | 1,079,132 | $5.96M | 0.00% | +33,875+3.2% | Added |
| Commonwealth Equity Services, LLC | 1,144,987 | $6.32M | 0.01% | +116,211+11.3% | Added |
| BlackRock Inc. | 1,370,758 | $7.57M | 0.00% | +112,528+8.9% | Added |
| LSV Asset Management | 1,608,614 | $8.88M | 0.02% | −427,040−21.0% | Reduced |
| XML Financial, LLC | 1,712,938 | $9.46M | 0.97% | +386,266+29.1% | Added |
| Morgan Stanley | 1,957,703 | $10.8M | 0.00% | +260,545+15.4% | Added |
| Invesco Ltd. | 2,114,807 | $11.7M | 0.00% | +348,317+19.7% | Added |
| Legal & General Group Plc | 3,330,226 | $18.4M | 0.01% | +131,519+4.1% | Added |
| Y.D. More Investments Ltd | 1,254,319 | $31.4M | 5.56% | −18,890−1.5% | Reduced |
| Van Eck Associates Corp | 6,880,161 | $38.0M | 0.06% | +719,010+11.7% | Added |
| Qube Research & Technologies Ltd | 0 | $0 | 0.00% | −181,794−100.0% | Sold out |
| Cetera Advisor Networks LLC | 0 | $0 | 0.00% | −175,830−100.0% | Sold out |
| Group One Trading, L.P. | 0 | $0 | 0.00% | −129,000−100.0% | Sold out |
| AE Wealth Management LLC | 0 | $0 | 0.00% | −109,563−100.0% | Sold out |
| Winton Group Ltd | 0 | $0 | 0.00% | −88,574−100.0% | Sold out |
| Cetera Advisors LLC | 0 | $0 | 0.00% | −77,630−100.0% | Sold out |
| Tudor Investment Corp Et Al | 0 | $0 | 0.00% | −65,405−100.0% | Sold out |
| Quantbot Technologies LP | 0 | $0 | 0.00% | −59,027−100.0% | Sold out |
| Significant Wealth Partners LLC | 0 | $0 | 0.00% | −56,738−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −55,095−100.0% | Sold out |
| Berkeley Capital Partners, LLC | 0 | $0 | 0.00% | −50,243−100.0% | Sold out |
| Aquatic Capital Management LLC | 0 | $0 | 0.00% | −47,700−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −39,500−100.0% | Sold out |
| Prelude Capital Management, LLC | 0 | $0 | 0.00% | −39,474−100.0% | Sold out |
| Keebeck Alpha, LP | 0 | $0 | 0.00% | −39,474−100.0% | Sold out |
| Landscape Capital Management, L.L.C. | 0 | $0 | 0.00% | −33,059−100.0% | Sold out |
| Sumitomo Mitsui Trust Holdings, Inc. | 0 | $0 | 0.00% | −32,901−100.0% | Sold out |
| Susquehanna Portfolio Strategies, LLC | 0 | $0 | 0.00% | −27,885−100.0% | Sold out |
| Verition Fund Management LLC | 0 | $0 | 0.00% | −25,847−100.0% | Sold out |
| Parallax Volatility Advisers, L.P. | 0 | $0 | 0.00% | −22,538−100.0% | Sold out |
| Sunesis Advisors, LLC | 0 | $0 | 0.00% | −22,246−100.0% | Sold out |
| Sanibel Captiva Trust Company, Inc. | 0 | $0 | 0.00% | −20,000−100.0% | Sold out |
| NorthCrest Asset Manangement, LLC | 0 | $0 | 0.00% | −18,632−100.0% | Sold out |
| Atomi Financial Group, Inc. | 0 | $0 | 0.00% | −12,454−100.0% | Sold out |
| Focused Wealth Management, Inc | 0 | $0 | 0.00% | −11,914−100.0% | Sold out |
| WealthPLAN Partners, LLC | 0 | $0 | 0.00% | −10,330−100.0% | Sold out |
| EntryPoint Capital, LLC | 0 | $0 | 0.00% | −6,310−100.0% | Sold out |
| Abich Financial Wealth Management LLC | 0 | $0 | 0.00% | −5,040−100.0% | Sold out |
| Farmers & Merchants Trust Co of Chambersburg PA | 0 | $0 | 0.00% | −5,000−100.0% | Sold out |
| Tennessee Valley Asset Management Partners | 0 | $0 | 0.00% | −3,213−100.0% | Sold out |
| Truvestments Capital LLC | 0 | $0 | 0.00% | −3,000−100.0% | Sold out |
| Walleye Trading LLC | 0 | $0 | 0.00% | −2,487−100.0% | Sold out |
| Massmutual Trust Co FSB | 0 | $0 | 0.00% | −2,000−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −939−100.0% | Sold out |
| Leonteq Securities AG | 0 | $0 | 0.00% | −800−100.0% | Sold out |
| Nomura Asset Management Co Ltd | 0 | $0 | 0.00% | −491−100.0% | Sold out |
| Rogco, LP | 0 | $0 | 0.00% | −165−100.0% | Sold out |
| SRS Capital Advisors, Inc. | 0 | $0 | 0.00% | −110−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −47−100.0% | Sold out |
| ORG Partners LLC | 0 | $0 | 0.00% | −5−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −2−100.0% | Sold out |
| NinePointTwo Capital | – | – | – | – | Not filed |
| Baystate Wealth Management LLC | – | – | – | – | Not filed |
| Coppell Advisory Solutions LLC | – | – | – | – | Not filed |