Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q4 2023
Institutional positions in Prospect Capital Corp as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 244
- +12 vs. Q3 2023
- Shares held
- 37.8M
- +4.82M (+14.6%) vs. Q3 2023
- Total value
- $219.5M
- +$27.6M (+14.4%) vs. Q3 2023
- New holders
- 42
- 97 more added
- Sold out
- 30
- 58 more reduced
2 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Bank of America Corp | 131,764 | $789.3K | 0.00% | +58,983+81.0% | Added |
| Jane Street Group, LLC | 137,073 | $821.1K | 0.00% | +73,529+115.7% | Added |
| Kovack Advisors, Inc. | 144,907 | $868.0K | 0.10% | +17,349+13.6% | Added |
| Quadrature Capital Ltd | 148,229 | $887.9K | 0.02% | +148,229 | New |
| Northern Trust Corp | 157,107 | $941.1K | 0.00% | −422,632−72.9% | Reduced |
| Palogic Value Management, L.P. | 164,334 | $984.4K | 0.44% | −9,171−5.3% | Reduced |
| Eschler Asset Management LLP | 175,000 | $1.02M | 0.81% | +175,000 | New |
| KBC Group NV | 173,813 | $1.04M | 0.00% | +1,509+0.9% | Added |
| Boothbay Fund Management, LLC | 175,000 | $1.05M | 0.04% | +175,000 | New |
| Cetera Advisor Networks LLC | 175,830 | $1.05M | 0.01% | −14,672−7.7% | Reduced |
| Wells Fargo & Company | 181,230 | $1.09M | 0.00% | +31,329+20.9% | Added |
| Qube Research & Technologies Ltd | 181,794 | $1.09M | 0.00% | −282,580−60.9% | Reduced |
| Tactive Advisors, LLC | 184,360 | $1.10M | 0.71% | +100,876+120.8% | Added |
| Truist Financial Corp | 193,060 | $1.16M | 0.00% | +2,000+1.0% | Added |
| Garner Asset Management Corp | 152,537 | $1.37M | 0.70% | −10,473−6.4% | Reduced |
| Kestra Private Wealth Services, LLC | 232,227 | $1.39M | 0.04% | −8,679−3.6% | Reduced |
| Caxton Associates LP | 235,729 | $1.41M | 0.07% | 00.0% | Unchanged |
| BI Asset Management Fondsmaeglerselskab A/S | 246,905 | $1.48M | 0.03% | +7,773+3.3% | Added |
| International Assets Investment Management, LLC | 251,543 | $1.51M | 0.19% | −17,779−6.6% | Reduced |
| DnB Asset Management AS | 254,115 | $1.52M | 0.01% | +42,005+19.8% | Added |
| Great West Life Assurance Co | 260,671 | $1.55M | 0.00% | −24,580−8.6% | Reduced |
| D.A. Davidson & Co. | 281,757 | $1.69M | 0.02% | +4,996+1.8% | Added |
| US Bancorp | 291,416 | $1.75M | 0.00% | +1,350+0.5% | Added |
| Jump Financial, LLC | 328,220 | $1.97M | 0.06% | +168,820+105.9% | Added |
| UBS Group AG | 403,395 | $2.42M | 0.00% | +14,321+3.7% | Added |
| McKinley Capital Management LLC /Delaware | 421,521 | $2.52M | 0.32% | −5,133−1.2% | Reduced |
| Advisors Asset Management, Inc. | 450,365 | $2.70M | 0.06% | −164,159−26.7% | Reduced |
| Millennium Management LLC | 456,409 | $2.73M | 0.00% | +456,409 | New |
| Raymond James & Associates | 585,863 | $3.51M | 0.00% | +186,886+46.8% | Added |
| Two Sigma Investments, LP | 605,011 | $3.62M | 0.01% | +536,545+783.7% | Added |
| JPMorgan Chase & Co | 650,928 | $3.90M | 0.00% | +609,250+1,461.8% | Added |
| Marshall Wace, LLP | 708,473 | $4.24M | 0.01% | +708,473 | New |
| Advisor Group Holdings, Inc. | 774,589 | $4.64M | 0.01% | −64,713−7.7% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 956,275 | $5.73M | 0.02% | +164,372+20.8% | Added |
| Commonwealth Equity Services, LLC | 1,028,776 | $6.16M | 0.01% | +98,173+10.5% | Added |
| LPL Financial LLC | 1,045,257 | $6.26M | 0.00% | +145,732+16.2% | Added |
| BlackRock Inc. | 1,258,230 | $7.54M | 0.00% | +14,600+1.2% | Added |
| XML Financial, LLC | 1,326,672 | $7.95M | 0.84% | −57,723−4.2% | Reduced |
| Morgan Stanley | 1,697,158 | $10.2M | 0.00% | −159,832−8.6% | Reduced |
| Invesco Ltd. | 1,766,490 | $10.6M | 0.00% | +1,681,113+1,969.0% | Added |
| LSV Asset Management | 2,035,654 | $12.2M | 0.03% | +298,400+17.2% | Added |
| Legal & General Group Plc | 3,198,707 | $19.1M | 0.01% | +244,337+8.3% | Added |
| Van Eck Associates Corp | 6,161,151 | $36.9M | 0.07% | +1,276,762+26.1% | Added |
| Y.D. More Investments Ltd | 1,273,209 | – | – | 00.0% | Unchanged |
| Paragon Wealth Strategies, LLC | 0 | $0 | 0.00% | −593,101−100.0% | Sold out |
| Catalyst Capital Advisors LLC | 0 | $0 | 0.00% | −95,140−100.0% | Sold out |
| Aigen Investment Management, LP | 0 | $0 | 0.00% | −57,677−100.0% | Sold out |
| MidWestOne Financial Group, Inc. | 0 | $0 | 0.00% | −55,000−100.0% | Sold out |
| Y-Intercept (Hong Kong) Ltd | 0 | $0 | 0.00% | −33,936−100.0% | Sold out |
| Clear Creek Financial Management, LLC | 0 | $0 | 0.00% | −29,989−100.0% | Sold out |
| Tri Locum Partners LP | 0 | $0 | 0.00% | −27,957−100.0% | Sold out |
| Heritage Trust Co | 0 | $0 | 0.00% | −24,585−100.0% | Sold out |
| Strategic Financial Concepts, LLC | 0 | $0 | 0.00% | −21,133−100.0% | Sold out |
| Gries Financial LLC | 0 | $0 | 0.00% | −17,308−100.0% | Sold out |
| MQS Management LLC | 0 | $0 | 0.00% | −13,984−100.0% | Sold out |
| StoneX Group Inc. | 0 | $0 | 0.00% | −13,455−100.0% | Sold out |
| Two Sigma Securities, LLC | 0 | $0 | 0.00% | −13,000−100.0% | Sold out |
| Merit Financial Group, LLC | 0 | $0 | 0.00% | −12,453−100.0% | Sold out |
| PFG Advisors | 0 | $0 | 0.00% | −11,960−100.0% | Sold out |
| Balyasny Asset Management LLC | 0 | $0 | 0.00% | −11,851−100.0% | Sold out |
| SFI Advisors, LLC | 0 | $0 | 0.00% | −11,820−100.0% | Sold out |
| Fox Run Management, L.L.C. | 0 | $0 | 0.00% | −10,523−100.0% | Sold out |
| BBR Partners, LLC | 0 | $0 | 0.00% | −10,385−100.0% | Sold out |
| AlphaQ Advisors LLC | 0 | $0 | 0.00% | −10,228−100.0% | Sold out |
| Koshinski Asset Management, Inc. | 0 | $0 | 0.00% | −10,210−100.0% | Sold out |
| Farther Finance Advisors, LLC | 0 | $0 | 0.00% | −4,000−100.0% | Sold out |
| Coastal Investment Advisors, Inc. | 0 | $0 | 0.00% | −3,195−100.0% | Sold out |
| First Horizon Advisors, Inc. | 0 | $0 | 0.00% | −2,250−100.0% | Sold out |
| Toronto Dominion Bank | 0 | $0 | 0.00% | −1,500−100.0% | Sold out |
| Carmel Capital Partners, LLC | 0 | $0 | 0.00% | −624−100.0% | Sold out |
| Federation des caisses Desjardins du Quebec | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| Fifth Third Bancorp | 0 | $0 | 0.00% | −111−100.0% | Sold out |
| Baker Avenue Asset Management, LP | 0 | $0 | 0.00% | −74−100.0% | Sold out |
| Sound Income Strategies, LLC | 0 | $0 | 0.00% | −73−100.0% | Sold out |
| First Republic Investment Management, Inc. | – | – | – | – | Not filed |
| Johnson Midwest Financial, LLC | – | – | – | – | Not filed |