Prospect Capital Corp
PSEC- Exchange
- Nasdaq
- SEC CIK
- 0001287032
In the last 90 days, Prospect Capital Corp insiders filed 1 open-market purchase and 0 sales; 204 institutions reported holding it in 13F filings for Q2 2026, worth $206.6M in total; no superinvestor holds it.
Other share classesPSEC.PA
13F holders, Q1 2022
Institutional positions in Prospect Capital Corp as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 215
- −9 vs. Q4 2021
- Shares held
- 28.1M
- −2.11M (−7.0%) vs. Q4 2021
- Total value
- $232.4M
- −$21.4M (−8.4%) vs. Q4 2021
- New holders
- 29
- 78 more added
- Sold out
- 38
- 55 more reduced
4 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PSEC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 204 | $206.6M |
| Q1 2026 | 218 | $223.8M |
| Q4 2025 | 224 | $214.1M |
| Q3 2025 | 228 | $224.4M |
| Q2 2025 | 224 | $208.4M |
| Q1 2025 | 224 | $239.8M |
| Q4 2024 | 239 | $193.5M |
| Q3 2024 | 226 | $200.9M |
| Q2 2024 | 230 | $221.4M |
| Q1 2024 | 230 | $228.3M |
| Q4 2023 | 244 | $219.5M |
| Q3 2023 | 234 | $195.5M |
| Q2 2023 | 234 | $194.5M |
| Q1 2023 | 250 | $203.2M |
| Q4 2022 | 246 | $206.9M |
| Q3 2022 | 229 | $174.7M |
| Q2 2022 | 228 | $206.6M |
| Q1 2022 | 215 | $232.4M |
| Q4 2021 | 228 | $254.5M |
| Q3 2021 | 194 | $258.3M |
| Q2 2021 | 202 | $316.6M |
| Q1 2021 | 192 | $267.3M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Prospect Capital Corp; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Gotham Asset Management, LLC | 18,128 | $150.0K | 0.00% | +2,087+13.0% | Added |
| Capital Advisors Wealth Management, LLC | 18,200 | $151.0K | 0.05% | +18,200 | New |
| Camelot Portfolios, LLC | 18,509 | $153.0K | 0.08% | −8,598−31.7% | Reduced |
| Threadgill Financial, LLC | 19,500 | $161.0K | 0.06% | 00.0% | Unchanged |
| Clear Creek Financial Management, LLC | 19,928 | $165.0K | 0.03% | −477−2.3% | Reduced |
| CIBC Asset Management Inc | 20,194 | $167.0K | 0.00% | 00.0% | Unchanged |
| Stifel Financial Corp | 20,287 | $168.0K | 0.00% | −7,505−27.0% | Reduced |
| J.W. Cole Advisors, Inc. | 20,272 | $168.0K | 0.01% | +364+1.8% | Added |
| WMG Financial Advisors, LLC | 21,100 | $175.0K | 0.13% | 00.0% | Unchanged |
| Selective Wealth Management, Inc. | 21,207 | $176.0K | 0.06% | +18,210+607.6% | Added |
| Goldman Sachs Group Inc | 22,724 | $188.0K | 0.00% | +888+4.1% | Added |
| Geneos Wealth Management Inc. | 23,063 | $190.0K | 0.01% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 23,036 | $191.0K | 0.01% | −10,025−30.3% | Reduced |
| Quantbot Technologies LP | 23,276 | $192.0K | 0.02% | +23,276 | New |
| Bank of New York Mellon Corp | 23,510 | $195.0K | 0.00% | −19,139−44.9% | Reduced |
| Strategies Wealth Advisors, LLC | 23,773 | $196.8K | 0.05% | +520+2.2% | Added |
| Independent Financial Group, LLC | 24,735 | $204.8K | 0.02% | −5,626−18.5% | Reduced |
| Wedbush Securities Inc | 25,044 | $207.0K | 0.01% | −2,721−9.8% | Reduced |
| Johnson Midwest Financial, LLC | 25,400 | $210.0K | 0.30% | +15,400+154.0% | Added |
| Cadence Bank NA | 25,555 | $212.0K | 0.06% | +555+2.2% | Added |
| Koshinski Asset Management, Inc. | 28,001 | $231.8K | 0.02% | +109+0.4% | Added |
| Spire Wealth Management | 29,000 | $240.0K | 0.01% | −908−3.0% | Reduced |
| Cetera Advisor Networks LLC | 29,185 | $242.0K | 0.00% | 00.0% | Unchanged |
| Private Advisor Group, LLC | 30,948 | $256.0K | 0.00% | +30,948 | New |
| United Capital Financial Advisers, LLC | 31,250 | $259.0K | 0.00% | +217+0.7% | Added |
| Creative Financial Designs Inc | 31,818 | $263.0K | 0.04% | −1,402−4.2% | Reduced |
| Cetera Investment Advisers | 33,031 | $273.0K | 0.00% | +96+0.3% | Added |
| Avantax Advisory Services, Inc. | 33,581 | $278.0K | 0.00% | +57+0.2% | Added |
| Condor Capital Management | 36,165 | $299.0K | 0.03% | +36,165 | New |
| Kathmere Capital Management, LLC | 36,339 | $301.0K | 0.05% | 00.0% | Unchanged |
| Group One Trading, L.P. | 36,756 | $304.0K | 0.01% | −74,533−67.0% | Reduced |
| Susquehanna Fundamental Investments, LLC | 36,700 | $304.0K | 0.01% | +18,379+100.3% | Added |
| Victory Capital Management Inc | 40,363 | $311.0K | 0.00% | −1,038−2.5% | Reduced |
| Guggenheim Capital LLC | 38,212 | $316.0K | 0.00% | +1,825+5.0% | Added |
| Greytown Advisors Inc. | 39,820 | $332.0K | 0.16% | +220+0.6% | Added |
| Cetera Advisors LLC | 41,686 | $345.0K | 0.01% | +3,284+8.6% | Added |
| Jane Street Group, LLC | 45,301 | $375.0K | 0.00% | −9,475−17.3% | Reduced |
| Teamwork Financial Advisors, LLC | 46,920 | $388.0K | 0.07% | −7,166−13.2% | Reduced |
| Apollon Wealth Management, LLC | 46,900 | $388.0K | 0.03% | 00.0% | Unchanged |
| Axxcess Wealth Management, LLC | 49,781 | $412.0K | 0.03% | +49,781 | New |
| Wealth Management Solutions, LLC | 49,969 | $414.0K | 0.22% | +7,941+18.9% | Added |
| Berkeley Capital Partners, LLC | 50,243 | $416.0K | 0.17% | 00.0% | Unchanged |
| Thrive Wealth Management, LLC | 51,276 | $425.0K | 0.13% | +72+0.1% | Added |
| Blair William & Co | 54,300 | $450.0K | 0.00% | −100−0.2% | Reduced |
| Kestra Advisory Services, LLC | 57,775 | $478.0K | 0.00% | +272+0.5% | Added |
| Corsicana & Co. | 60,000 | $497.0K | 0.32% | 00.0% | Unchanged |
| American Portfolios Advisors | 60,543 | $501.3K | 0.02% | +1,617+2.7% | Added |
| Bank of Montreal | 60,500 | $502.0K | 0.00% | +500+0.8% | Added |
| Bank of America Corp | 60,901 | $504.0K | 0.00% | −1,121−1.8% | Reduced |
| Sculati Wealth Management, LLC | 65,221 | $540.0K | 0.26% | +65,221 | New |
| Millennium Management LLC | 65,490 | $542.0K | 0.00% | +9,265+16.5% | Added |
| Vanguard Capital Wealth Advisors | 66,296 | $548.0K | 0.39% | −11,759−15.1% | Reduced |
| Centaurus Financial, Inc. | 68,086 | $564.0K | 0.04% | 00.0% | Unchanged |
| Sheaff Brock Investment Advisors, LLC | 69,743 | $577.0K | 0.05% | −1,185−1.7% | Reduced |
| Qube Research & Technologies Ltd | 73,810 | $611.0K | 0.01% | +51,308+228.0% | Added |
| Ameriprise Financial Inc | 74,126 | $614.0K | 0.00% | +3,995+5.7% | Added |
| Summit Global Investments | 75,000 | $621.0K | 0.05% | 00.0% | Unchanged |
| Caxton Associates LP | 75,061 | $622.0K | 0.06% | +75,061 | New |
| Susquehanna International Group, LLP | 76,893 | $637.0K | 0.00% | −6,068−7.3% | Reduced |
| Virtus ETF Advisers LLC | 77,271 | $640.0K | 0.29% | +17,681+29.7% | Added |
| Eagle Global Advisors LLC | 78,490 | $650.0K | 0.04% | 00.0% | Unchanged |
| Prospera Financial Services Inc | 79,500 | $658.0K | 0.03% | +2,500+3.2% | Added |
| KBC Group NV | 82,086 | $680.0K | 0.00% | +21,081+34.6% | Added |
| Merit Financial Group, LLC | 86,200 | $714.0K | 0.04% | +86,200 | New |
| GraniteShares Advisors LLC | 91,016 | $753.0K | 0.41% | +8,071+9.7% | Added |
| Westwood Holdings Group Inc. | 94,031 | $779.0K | 0.01% | +1,364+1.5% | Added |
| JPMorgan Chase & Co | 94,483 | $782.0K | 0.00% | +54,907+138.7% | Added |
| Raymond James Financial Services Advisors, Inc. | 98,853 | $819.0K | 0.00% | +4,819+5.1% | Added |
| Great West Life Assurance Co | 97,290 | $857.0K | 0.00% | −13,050−11.8% | Reduced |
| Cubist Systematic Strategies, LLC | 106,320 | $880.0K | 0.01% | +76,346+254.7% | Added |
| Sigma Planning Corp | 108,002 | $894.0K | 0.03% | +2,998+2.9% | Added |
| Advisory Services Network, LLC | 108,222 | $896.0K | 0.03% | −2,459−2.2% | Reduced |
| AE Wealth Management LLC | 109,029 | $903.0K | 0.01% | +10,752+10.9% | Added |
| Catalyst Capital Advisors LLC | 109,809 | $909.0K | 0.04% | 00.0% | Unchanged |
| Wells Fargo & Company | 113,861 | $942.0K | 0.00% | +14,892+15.0% | Added |
| SMH Capital Advisors Inc | 115,108 | $953.0K | 1.55% | +10.0% | Added |
| Allianz Asset Management GmbH | 119,354 | $988.0K | 0.00% | −467,478−79.7% | Reduced |
| Alberta Investment Management Corp | 124,900 | $1.03M | 0.01% | 00.0% | Unchanged |
| Janney Montgomery Scott LLC | 127,170 | $1.05M | 0.00% | +16,869+15.3% | Added |
| HighTower Advisors, LLC | 129,285 | $1.07M | 0.00% | +2,186+1.7% | Added |
| Invesco Ltd. | 133,178 | $1.10M | 0.00% | −29,147−18.0% | Reduced |
| Royal Bank of Canada | 137,802 | $1.14M | 0.00% | −28,059−16.9% | Reduced |
| Arkadios Wealth Advisors | 140,604 | $1.16M | 0.15% | +71,359+103.1% | Added |
| Mackenzie Financial Corp | 158,054 | $1.31M | 0.00% | −2,217−1.4% | Reduced |
| Davenport & Co LLC | 163,466 | $1.35M | 0.01% | +24,885+18.0% | Added |
| D. E. Shaw & Co., Inc. | 165,922 | $1.37M | 0.00% | −294,416−64.0% | Reduced |
| Truist Financial Corp | 173,361 | $1.44M | 0.00% | +13,323+8.3% | Added |
| Nissay Asset Management Corp | 180,270 | $1.49M | 0.01% | 00.0% | Unchanged |
| Garner Asset Management Corp | 184,745 | $1.53M | 0.62% | −800−0.4% | Reduced |
| Philadelphia Trust Co | 187,600 | $1.55M | 0.12% | +4,000+2.2% | Added |
| International Assets Investment Management, LLC | 250,339 | $1.80M | 0.32% | +1,106+0.4% | Added |
| Kestra Private Wealth Services, LLC | 222,777 | $1.84M | 0.09% | +6,907+3.2% | Added |
| XML Financial, LLC | 225,108 | $1.86M | 0.22% | +3,780+1.7% | Added |
| D.A. Davidson & Co. | 243,527 | $2.02M | 0.02% | −8,465−3.4% | Reduced |
| DnB Asset Management AS | 275,573 | $2.28M | 0.01% | −53,727−16.3% | Reduced |
| Northern Trust Corp | 300,640 | $2.49M | 0.00% | +150,857+100.7% | Added |
| Strategic Wealth Advisors Group, LLC | 299,293 | $2.50M | 0.10% | +45,632+18.0% | Added |
| Raymond James & Associates | 330,088 | $2.73M | 0.00% | +39,616+13.6% | Added |
| US Bancorp | 395,167 | $3.27M | 0.01% | −10,000−2.5% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 395,269 | $3.27M | 0.02% | +30,419+8.3% | Added |