PennantPark Floating Rate Capital Ltd.
PFLT- Exchange
- NYSE
- SEC CIK
- 0001504619
No open-market purchases or sales by PennantPark Floating Rate Capital Ltd. insiders were filed in the last 90 days; 125 institutions reported holding it in 13F filings for Q2 2026, worth $164.7M in total; no superinvestor holds it.
Other share classesPFLA
13F holders, Q4 2023
Institutional positions in PennantPark Floating Rate Capital Ltd. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 101
- −7 vs. Q3 2023
- Shares held
- 12.3M
- −361.8K (−2.9%) vs. Q3 2023
- Total value
- $148.8M
- +$13.9M (+10.3%) vs. Q3 2023
- New holders
- 15
- 24 more added
- Sold out
- 22
- 38 more reduced
2 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting PFLT on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 125 | $164.7M |
| Q1 2026 | 134 | $166.2M |
| Q4 2025 | 136 | $207.8M |
| Q3 2025 | 135 | $193.4M |
| Q2 2025 | 124 | $221.1M |
| Q1 2025 | 132 | $285.9M |
| Q4 2024 | 127 | $199.5M |
| Q3 2024 | 103 | $184.5M |
| Q2 2024 | 111 | $180.3M |
| Q1 2024 | 105 | $160.4M |
| Q4 2023 | 101 | $148.8M |
| Q3 2023 | 110 | $139.8M |
| Q2 2023 | 112 | $172.3M |
| Q1 2023 | 92 | $109.3M |
| Q4 2022 | 97 | $107.0M |
| Q3 2022 | 93 | $98.1M |
| Q2 2022 | 95 | $107.1M |
| Q1 2022 | 87 | $110.4M |
| Q4 2021 | 84 | $92.5M |
| Q3 2021 | 80 | $119.5M |
| Q2 2021 | 78 | $126.4M |
| Q1 2021 | 82 | $124.0M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding PennantPark Floating Rate Capital Ltd.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sound Income Strategies, LLC | 3,246,302 | $39.3M | 3.27% | +118,587+3.8% | Added |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −162,503−100.0% | Sold out |
| Cubist Systematic Strategies, LLC | 0 | $0 | 0.00% | −84,492−100.0% | Sold out |
| CSS LLC | 0 | $0 | 0.00% | −59,566−100.0% | Sold out |
| Jump Financial, LLC | 0 | $0 | 0.00% | −52,600−100.0% | Sold out |
| Hennion & Walsh Asset Management, Inc. | 0 | $0 | 0.00% | −50,025−100.0% | Sold out |
| Strategic Financial Concepts, LLC | 0 | $0 | 0.00% | −49,150−100.0% | Sold out |
| Dynamic Technology Lab Private Ltd | 0 | $0 | 0.00% | −27,667−100.0% | Sold out |
| Connor, Clark & Lunn Investment Management Ltd. | 0 | $0 | 0.00% | −20,899−100.0% | Sold out |
| Garner Asset Management Corp | 0 | $0 | 0.00% | −18,127−100.0% | Sold out |
| State of Tennessee, Treasury Department | 0 | $0 | 0.00% | −16,046−100.0% | Sold out |
| Calton & Associates, Inc. | 0 | $0 | 0.00% | −12,205−100.0% | Sold out |
| Davenport & Co LLC | 0 | $0 | 0.00% | −11,400−100.0% | Sold out |
| BNP Paribas Arbitrage, SA | 0 | $0 | 0.00% | −6,800−100.0% | Sold out |
| Stonebridge Capital Advisors LLC | 0 | $0 | 0.00% | −1,433−100.0% | Sold out |
| Parallel Advisors, LLC | 0 | $0 | 0.00% | −1,258−100.0% | Sold out |
| Northwestern Mutual Wealth Management Co | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Atwood & Palmer Inc | 0 | $0 | 0.00% | −640−100.0% | Sold out |
| Godsey & Gibb Associates | 0 | $0 | 0.00% | −608−100.0% | Sold out |
| IFP Advisors, Inc | 0 | $0 | 0.00% | −326−100.0% | Sold out |
| Creative Planning | 0 | $0 | 0.00% | −300−100.0% | Sold out |
| SRS Capital Advisors, Inc. | 0 | $0 | 0.00% | −244−100.0% | Sold out |
| Pin Oak Investment Advisors Inc | 0 | $0 | 0.00% | −223−100.0% | Sold out |
| First Republic Investment Management, Inc. | – | – | – | – | Not filed |
| Golden Green, Inc. | – | – | – | – | Not filed |