Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $834.9M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q2 2026
Institutional positions in Hercules Capital, Inc. as of Jun 30, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 332
- −11 vs. Q1 2026
- Shares held
- 54.3M
- +1.39M (+2.6%) vs. Q1 2026
- Total value
- $834.9M
- +$91.4M (+12.3%) vs. Q1 2026
- New holders
- 35
- 133 more added
- Sold out
- 46
- 101 more reduced
6 institutions that held it in Q1 2026 haven't filed for Q2 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2026: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $834.9M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $1.02B |
| Q3 2025 | 343 | $992.5M |
| Q2 2025 | 326 | $955.2M |
| Q1 2025 | 326 | $775.1M |
| Q4 2024 | 334 | $762.0M |
| Q3 2024 | 299 | $646.1M |
| Q2 2024 | 288 | $679.8M |
| Q1 2024 | 294 | $670.7M |
| Q4 2023 | 290 | $562.3M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $420.3M |
| Q1 2023 | 257 | $405.6M |
| Q4 2022 | 263 | $437.8M |
| Q3 2022 | 237 | $364.3M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.8M |
| Q4 2021 | 246 | $515.6M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $510.3M |
Institutions, Q2 2026
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q1 2026.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wall Street Access Asset Management, LLC | 42,824 | $675.3K | 0.10% | +22,437+110.1% | Added |
| Group One Trading, L.P. | 43,135 | $680.2K | 0.02% | −58,805−57.7% | Reduced |
| Accel Wealth Management | 43,516 | $686.2K | 0.15% | +3,775+9.5% | Added |
| Mirador Capital Partners LP | 44,414 | $700.4K | 0.09% | −286−0.6% | Reduced |
| J.M. Arbour, LLC | 45,604 | $719.2K | 0.62% | +11,963+35.6% | Added |
| Commerce Advisors, LLC | 45,754 | $721.5K | 0.39% | +612+1.4% | Added |
| CMH Wealth Management LLC | 46,270 | $729.7K | 0.11% | −18,850−28.9% | Reduced |
| Mangrove Partners | 47,148 | $743.5K | 0.05% | +47,148 | New |
| McDonald Partners LLC | 48,000 | $757.0K | 0.18% | 00.0% | Unchanged |
| Closed-End Fund Advisors, Inc. | 49,193 | $775.8K | 0.76% | +19,348+64.8% | Added |
| Capstone Investment Advisors, LLC | 49,417 | $779.3K | 0.01% | +49,417 | New |
| Sigma Planning Corp | 50,369 | $794.3K | 0.02% | −1,700−3.3% | Reduced |
| IMC-Chicago, LLC | 51,011 | $804.4K | 0.01% | −12,762−20.0% | Reduced |
| XTX Topco Ltd | 55,666 | $877.9K | 0.01% | −52,310−48.4% | Reduced |
| Essex Financial Services, Inc. | 56,448 | $890.2K | 0.04% | +1,036+1.9% | Added |
| J.W. Cole Advisors, Inc. | 57,858 | $912.4K | 0.02% | +57,858 | New |
| Mariner, LLC | 58,422 | $921.3K | 0.00% | +4,438+8.2% | Added |
| SMH Capital Advisors Inc | 59,466 | $937.8K | 3.68% | +18,401+44.8% | Added |
| HighTower Advisors, LLC | 59,728 | $941.9K | 0.00% | −3,983−6.3% | Reduced |
| Global Retirement Partners, LLC | 59,991 | $946.1K | 0.01% | +59,991 | New |
| Cantor Fitzgerald, L. P. | 60,090 | $947.6K | 0.01% | +42,090+233.8% | Added |
| International Assets Investment Management, LLC | 60,100 | $947.8K | 0.06% | −64,577−51.8% | Reduced |
| Kovack Advisors, Inc. | 60,238 | $950.1K | 0.05% | +5,477+10.0% | Added |
| Brevan Howard Capital Management LP | 62,901 | $991.9K | 0.01% | −59,177−48.5% | Reduced |
| Millennium Management LLC | 64,189 | $1.01M | 0.00% | −920,971−93.5% | Reduced |
| Tred Avon Family Wealth, LLC | 65,337 | $1.03M | 0.32% | +1,630+2.6% | Added |
| Beacon Pointe Advisors, LLC | 66,395 | $1.05M | 0.00% | −130−0.2% | Reduced |
| Delphi Management Inc | 68,080 | $1.07M | 1.05% | +1,081+1.6% | Added |
| Steward Partners Investment Advisory, LLC | 69,304 | $1.09M | 0.01% | −12,718−15.5% | Reduced |
| Cordoba Advisory Partners LLC | 70,950 | $1.12M | 0.24% | +12,180+20.7% | Added |
| Invesco Ltd. | 72,945 | $1.15M | 0.00% | −5,618−7.2% | Reduced |
| Kestra Advisory Services, LLC | 74,477 | $1.17M | 0.00% | +11,647+18.5% | Added |
| Romano Brothers and Company | 76,036 | $1.20M | 0.12% | +136+0.2% | Added |
| GEN Financial Management, INC. | – | $1.20M | 0.72% | – | New |
| Toroso Investments, LLC | 77,178 | $1.22M | 0.00% | 00.0% | Unchanged |
| Secure Asset Management, LLC | 77,837 | $1.23M | 0.17% | +12,298+18.8% | Added |
| Envestnet Asset Management Inc | 79,336 | $1.25M | 0.00% | +34,955+78.8% | Added |
| Private Advisor Group, LLC | 79,479 | $1.25M | 0.01% | −25,062−24.0% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 79,383 | $1.27M | 0.00% | +8,267+11.6% | Added |
| Quantbot Technologies LP | 81,135 | $1.28M | 0.05% | +17,152+26.8% | Added |
| S&T Bank | 82,175 | $1.30M | 0.39% | −24,140−22.7% | Reduced |
| Naples Global Advisors, LLC | 82,584 | $1.30M | 0.08% | +2,685+3.4% | Added |
| Whipplewood Advisors, LLC | 83,463 | $1.32M | 0.89% | +24,418+41.4% | Added |
| Palogic Value Management, L.P. | 86,116 | $1.36M | 0.24% | +51,333+147.6% | Added |
| Truvestments Capital LLC | 87,346 | $1.38M | 0.20% | −6,408−6.8% | Reduced |
| Lido Advisors, LLC | 88,450 | $1.39M | 0.00% | +10,901+14.1% | Added |
| Riverbridge Partners LLC | 90,993 | $1.43M | 0.04% | +321+0.4% | Added |
| Creative Planning | 92,193 | $1.45M | 0.00% | +23,409+34.0% | Added |
| Triumph Capital Management | 92,379 | $1.46M | 0.26% | +10,517+12.8% | Added |
| Trexquant Investment LP | 92,906 | $1.47M | 0.01% | −377,635−80.3% | Reduced |
| Pennington Partners & Co., LLC | 96,700 | $1.52M | 0.49% | 00.0% | Unchanged |
| Natixis | 98,292 | $1.55M | 0.01% | −20,342−17.1% | Reduced |
| Nations Financial Group Inc, | 98,614 | $1.56M | 0.07% | +3,998+4.2% | Added |
| Mather Group, LLC. | 104,925 | $1.65M | 0.01% | −4,159−3.8% | Reduced |
| Centaurus Financial, Inc. | 107,436 | $1.69M | 0.07% | −56−0.1% | Reduced |
| Legacy Capital Wealth Partners, LLC | 108,546 | $1.71M | 0.33% | +10,213+10.4% | Added |
| Wiley Bros.-Aintree Capital, LLC | 108,620 | $1.71M | 0.01% | +31,764+41.3% | Added |
| CIBC Bancorp USA Inc. | 111,276 | $1.75M | 0.00% | 00.0% | Unchanged |
| PFG Investments, LLC | 111,649 | $1.76M | 0.07% | −2,027−1.8% | Reduced |
| Occudo Quantitative Strategies LP | 112,020 | $1.77M | 0.09% | +112,020 | New |
| Elemental Capital Partners LLC | 120,680 | $1.90M | 0.40% | +120,680 | New |
| Summit Financial, LLC | 121,219 | $1.91M | 0.02% | +80,935+200.9% | Added |
| Resolute Capital, LLC | 123,665 | $1.95M | 0.67% | +46,898+61.1% | Added |
| Triad Investment Management | 125,009 | $1.97M | 2.17% | +20,446+19.6% | Added |
| IHT Wealth Management, LLC | 125,185 | $1.97M | 0.04% | +24,290+24.1% | Added |
| Significant Wealth Partners LLC | 126,219 | $1.99M | 2.16% | +1,083+0.9% | Added |
| Schonfeld Strategic Advisors LLC | 127,081 | $2.00M | 0.01% | −1,468−1.1% | Reduced |
| Northern Trust Corp | 127,130 | $2.00M | 0.00% | +40,897+47.4% | Added |
| Abundance Wealth Counselors | 127,895 | $2.02M | 0.13% | +65,748+105.8% | Added |
| Bank of New York Mellon Corp | 131,115 | $2.07M | 0.00% | −13,344−9.2% | Reduced |
| AE Wealth Management LLC | 135,293 | $2.13M | 0.01% | +34,600+34.4% | Added |
| Independent Financial Group, LLC | 139,458 | $2.20M | 0.04% | +55,109+65.3% | Added |
| Rockefeller Capital Management L.P. | 142,459 | $2.25M | 0.00% | +398+0.3% | Added |
| Ilex Capital Partners (UK) LLP | 145,812 | $2.30M | 0.05% | +145,812 | New |
| Sharpepoint LLC | 147,847 | $2.33M | 1.17% | +5,359+3.8% | Added |
| Lazard Asset Management LLC | 148,753 | $2.35M | 0.00% | +24,400+19.6% | Added |
| Apollon Wealth Management, LLC | 152,377 | $2.40M | 0.03% | +581+0.4% | Added |
| Taylor Frigon Capital Management LLC | 160,722 | $2.53M | 1.19% | +2,231+1.4% | Added |
| Barclays PLC | 162,909 | $2.57M | 0.00% | −77,361−32.2% | Reduced |
| Commonwealth Equity Services, LLC | 182,643 | $2.88M | 0.00% | −30,703−14.4% | Reduced |
| Advisor Group Holdings, Inc. | 190,536 | $3.00M | 0.00% | +90,285+90.1% | Added |
| Waterloo Capital, L.P. | 190,911 | $3.01M | 0.17% | +4,151+2.2% | Added |
| Financial Advisory Service, Inc. | 190,914 | $3.01M | 0.16% | +10,158+5.6% | Added |
| Blair William & Co | 191,193 | $3.02M | 0.01% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 202,990 | $3.20M | 0.00% | +9,680+5.0% | Added |
| Mount Yale Investment Advisors, LLC | 207,786 | $3.28M | 0.06% | +1,483+0.7% | Added |
| Denali Advisors LLC | 210,633 | $3.32M | 0.33% | −13,717−6.1% | Reduced |
| Great West Life Assurance Co | 211,479 | $3.33M | 0.01% | +26,899+14.6% | Added |
| Naviter Wealth, LLC | 217,666 | $3.43M | 0.31% | +7,221+3.4% | Added |
| Cerity Partners LLC | 217,753 | $3.43M | 0.00% | +19,786+10.0% | Added |
| The PNC Financial Services Group, Inc. | 230,585 | $3.64M | 0.00% | −3,507−1.5% | Reduced |
| Balyasny Asset Management LLC | 232,700 | $3.67M | 0.01% | +80,760+53.2% | Added |
| FJ Capital Management LLC | 249,039 | $3.93M | 0.51% | −28,627−10.3% | Reduced |
| Cetera Investment Advisers | 257,002 | $4.05M | 0.00% | +381+0.1% | Added |
| Bank of America Corp | 259,640 | $4.09M | 0.00% | +32,630+14.4% | Added |
| State Street Corp | 262,521 | $4.14M | 0.00% | +39,349+17.6% | Added |
| Goldman Sachs Group Inc | 264,223 | $4.17M | 0.00% | −120,149−31.3% | Reduced |
| Confluence Investment Management LLC | 276,182 | $4.36M | 0.07% | +2,839+1.0% | Added |
| Advisors Asset Management, Inc. | 291,401 | $4.60M | 0.07% | −15,615−5.1% | Reduced |
| Neuberger Berman Group LLC | 304,573 | $4.80M | 0.00% | +2,900+1.0% | Added |