Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q1 2026
Institutional positions in Hercules Capital, Inc. as of Mar 31, 2026. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 349
- +1 vs. Q4 2025
- Shares held
- 53.0M
- +1.01M (+1.9%) vs. Q4 2025
- Total value
- $744.0M
- −$186.4M (−20.0%) vs. Q4 2025
- New holders
- 53
- 130 more added
- Sold out
- 52
- 103 more reduced
6 institutions that held it in Q4 2025 haven't filed for Q1 2026 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q1 2026
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q4 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Left Brain Wealth Management, LLC | 10,200 | $150.7K | 0.06% | −285,553−96.6% | Reduced |
| Avail Investment Partners, LLC | 10,323 | $152.0K | 0.16% | +10,323 | New |
| SageGuard Financial Group, LLC | 10,309 | $152.3K | 0.02% | −396−3.7% | Reduced |
| Brookstone Capital Management | 10,370 | $153.2K | 0.00% | −378−3.5% | Reduced |
| Dynamic Technology Lab Private Ltd | 10,528 | $155.5K | 0.03% | +10,528 | New |
| Principal Securities, Inc. | 10,547 | $155.8K | 0.00% | −175−1.6% | Reduced |
| Sequoia Financial Advisors, LLC | 10,667 | $157.6K | 0.00% | −2,534−19.2% | Reduced |
| Bridgefront Capital, LLC | 10,706 | $158.1K | 0.04% | +10,706 | New |
| Catalina Capital Group, LLC | 10,717 | $158.3K | 0.10% | +10,717 | New |
| Wealth Architects, LLC | 10,736 | $158.6K | 0.01% | +10,736 | New |
| Sovereign Financial Group, Inc. | 10,755 | $158.8K | 0.03% | +10,755 | New |
| Golden State Equity Partners | 11,133 | $164.4K | 0.01% | +11,133 | New |
| ARGA Investment Management, LP | 11,223 | $165.8K | 0.01% | 00.0% | Unchanged |
| Snowden Capital Advisors LLC | 11,436 | $168.9K | 0.00% | 00.0% | Unchanged |
| CAPROCK Group, Inc. | 11,515 | $170.1K | 0.00% | −2,700−19.0% | Reduced |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 11,548 | $170.6K | 0.00% | 00.0% | Unchanged |
| Independent Advisor Alliance | 11,750 | $173.6K | 0.00% | +11,750 | New |
| Baker Avenue Asset Management, LP | 11,896 | $175.7K | 0.00% | 00.0% | Unchanged |
| Global Endowment Management, LP | 12,000 | $177.0K | 0.02% | −8,000−40.0% | Reduced |
| RSM US Wealth Management LLC | 11,994 | $177.2K | 0.00% | +11,994 | New |
| WealthBridge Capital Management, LLC | 12,000 | $177.2K | 0.04% | 00.0% | Unchanged |
| Aigen Investment Management, LP | 12,089 | $178.6K | 0.05% | +12,089 | New |
| Strategic Financial Concepts, LLC | 12,150 | $179.5K | 0.04% | +12,150 | New |
| Keystone Financial Group | 12,198 | $180.2K | 0.01% | 00.0% | Unchanged |
| Wealthfront Advisers LLC | 12,374 | $182.8K | 0.00% | +12,374 | New |
| Register Financial Advisors LLC | 12,391 | $183.0K | 0.07% | −971−7.3% | Reduced |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 12,774 | $188.7K | 0.01% | +12,774 | New |
| Fulton Bank, N.A. | 12,817 | $189.3K | 0.01% | 00.0% | Unchanged |
| Sunbelt Securities, Inc. | 12,879 | $190.2K | 0.01% | +392+3.1% | Added |
| Hennion & Walsh Asset Management, Inc. | 12,908 | $190.7K | 0.01% | +12,908 | New |
| Chung Wu Investment Group, LLC | 12,978 | $191.7K | 0.17% | 00.0% | Unchanged |
| Kestra Private Wealth Services, LLC | 13,034 | $192.5K | 0.00% | −84,701−86.7% | Reduced |
| Beaumont Financial Advisors, LLC | 13,239 | $195.5K | 0.01% | +394+3.1% | Added |
| Wedbush Securities Inc | 13,287 | $196.0K | 0.01% | +349+2.7% | Added |
| Advisory Services Network, LLC | 13,367 | $197.4K | 0.00% | +1,840+16.0% | Added |
| Parallel Advisors, LLC | 13,436 | $198.5K | 0.00% | −508−3.6% | Reduced |
| Invested Advisors | 13,762 | $203.3K | 0.21% | +291+2.2% | Added |
| Sand Hill Global Advisors, LLC | 13,832 | $204.3K | 0.01% | 00.0% | Unchanged |
| KFG Wealth Management, LLC | 13,915 | $205.5K | 0.03% | +13,915 | New |
| Annex Advisory Services, LLC | 14,019 | $207.1K | 0.00% | +15+0.1% | Added |
| Colonial River Wealth Management, LLC | 14,222 | $210.1K | 0.08% | −285−2.0% | Reduced |
| Modern Wealth Management, LLC | 14,436 | $210.2K | 0.00% | +616+4.5% | Added |
| Squarepoint Ops LLC | 14,355 | $212.0K | 0.00% | −50,240−77.8% | Reduced |
| United Capital Financial Advisers, LLC | 14,513 | $214.4K | 0.00% | +834+6.1% | Added |
| Intrua Financial, LLC | 14,595 | $215.6K | 0.02% | +4,398+43.1% | Added |
| SRS Capital Advisors, Inc. | 14,803 | $218.6K | 0.01% | +30.0% | Added |
| Allie Family Office LLC | 15,000 | $221.6K | 0.10% | 00.0% | Unchanged |
| Penbrook Management LLC | 15,060 | $222.4K | 0.17% | +293+2.0% | Added |
| Cascade Financial Partners, LLC | 15,293 | $225.9K | 0.02% | 00.0% | Unchanged |
| HB Wealth Management, LLC | 15,321 | $226.3K | 0.00% | −190−1.2% | Reduced |
| Great Valley Advisor Group, Inc. | 15,592 | $230.6K | 0.00% | +15,592 | New |
| Integrated Wealth Concepts LLC | 16,059 | $237.2K | 0.00% | +16,059 | New |
| Inspire Advisors, LLC | 16,121 | $238.1K | 0.02% | −1,612−9.1% | Reduced |
| GWM Advisors LLC | 16,259 | $240.2K | 0.00% | +15,127+1,336.3% | Added |
| Calton & Associates, Inc. | 16,929 | $250.0K | 0.04% | +6,550+63.1% | Added |
| Farther Finance Advisors, LLC | 18,166 | $264.5K | 0.00% | +4,870+36.6% | Added |
| Cantor Fitzgerald, L. P. | 18,000 | $265.9K | 0.01% | +18,000 | New |
| Cornerstone Wealth Management, LLC | 18,632 | $275.2K | 0.01% | −2,418−11.5% | Reduced |
| Sowell Financial Services LLC | 18,893 | $279.0K | 0.01% | −832−4.2% | Reduced |
| Pathstone Holdings, LLC | 18,995 | $280.6K | 0.00% | +15+0.1% | Added |
| Virtu Financial LLC | 19,387 | $286.0K | 0.01% | +19,387 | New |
| RMR Wealth Builders | 19,561 | $288.9K | 0.02% | −680−3.4% | Reduced |
| First National Trust Co | 19,634 | $290.0K | 0.01% | 00.0% | Unchanged |
| Mackenzie Financial Corp | 19,920 | $294.2K | 0.00% | +8,175+69.6% | Added |
| Madison Park Capital Advisors, LLC | 20,000 | $295.4K | 0.23% | 00.0% | Unchanged |
| Wall Street Access Asset Management, LLC | 20,387 | $301.1K | 0.08% | +120+0.6% | Added |
| Prime Capital Investment Advisors, LLC | 20,675 | $305.4K | 0.00% | −4,584−18.1% | Reduced |
| Stratos Wealth Partners, LTD. | 21,122 | $312.0K | 0.00% | +6,498+44.4% | Added |
| Founders Financial Alliance, LLC | 21,567 | $318.5K | 0.06% | +21,567 | New |
| Brinker Capital Investments, LLC | 21,567 | $318.5K | 0.00% | +21,567 | New |
| Pasadena Private Wealth, LLC | 21,802 | $322.0K | 0.04% | −2,200−9.2% | Reduced |
| Diversify Advisory Services, LLC | 20,917 | $324.2K | 0.05% | −1,086−4.9% | Reduced |
| Diversify Wealth Management, LLC | 21,032 | $326.0K | 0.01% | +21,032 | New |
| Principle Wealth Partners LLC | 22,235 | $328.4K | 0.02% | +2,850+14.7% | Added |
| IFC Advisors LLC | 22,721 | $335.6K | 0.05% | +22,721 | New |
| Accredited Investors Inc. | 23,000 | $339.7K | 0.02% | 00.0% | Unchanged |
| MML Investors Services, LLC | 23,746 | $350.7K | 0.00% | −3,344−12.3% | Reduced |
| Concurrent Investment Advisors, LLC | 23,836 | $352.1K | 0.00% | −574−2.4% | Reduced |
| Adirondack Trust Co | 24,000 | $354.5K | 0.12% | +24,000 | New |
| Investment Research Partners LLC | 24,085 | $355.7K | 0.14% | +1,788+8.0% | Added |
| Core Wealth Partners LLC | 24,153 | $356.7K | 0.17% | 00.0% | Unchanged |
| Summit Global Investments | 24,200 | $357.0K | 0.02% | 00.0% | Unchanged |
| Price T Rowe Associates Inc | 24,308 | $360.0K | 0.00% | −16,411−40.3% | Reduced |
| ExodusPoint Capital Management, LP | 24,686 | $364.6K | 0.00% | −22,744−48.0% | Reduced |
| Atom Investors LP | 24,882 | $367.5K | 0.03% | +24,882 | New |
| Evergreen Capital Management LLC | 25,523 | $377.0K | 0.01% | +13,019+104.1% | Added |
| Caxton Associates LLP | 27,400 | $404.7K | 0.01% | 00.0% | Unchanged |
| Entropy Technologies, LP | 27,414 | $404.9K | 0.02% | +27,414 | New |
| Captrust Financial Advisors | 27,989 | $413.4K | 0.00% | +1,121+4.2% | Added |
| Balboa Wealth Partners | 28,477 | $420.6K | 0.07% | −2,540−8.2% | Reduced |
| Oppenheimer & Co Inc | 28,876 | $426.5K | 0.01% | +4,160+16.8% | Added |
| Magnetar Financial LLC | 28,919 | $427.1K | 0.00% | −34,651−54.5% | Reduced |
| Truist Financial Corp | 29,224 | $431.6K | 0.00% | −1,309−4.3% | Reduced |
| First National Bank of Mount Dora, Trust Investment Services | 29,246 | $432.0K | 0.09% | 00.0% | Unchanged |
| BigSur Wealth Management LLC | 29,500 | $435.7K | 0.12% | 00.0% | Unchanged |
| Closed-End Fund Advisors, Inc. | 29,845 | $440.8K | 0.45% | +15,634+110.0% | Added |
| Future Financial Wealth Managment LLC | 28,175 | $441.8K | 0.28% | −2,000−6.6% | Reduced |
| Fox Run Management, L.L.C. | 31,986 | $454.2K | 0.08% | +7,632+31.3% | Added |
| Monument Capital Management | 30,873 | $456.0K | 0.11% | −87−0.3% | Reduced |
| 1620 Investment Advisors, Inc. | 30,993 | $457.8K | 0.31% | 00.0% | Unchanged |