Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q4 2025
Institutional positions in Hercules Capital, Inc. as of Dec 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 354
- +24 vs. Q3 2025
- Shares held
- 52.4M
- +5.73M (+12.3%) vs. Q3 2025
- Total value
- $937.8M
- +$61.8M (+7.1%) vs. Q3 2025
- New holders
- 57
- 134 more added
- Sold out
- 33
- 97 more reduced
13 institutions that held it in Q3 2025 haven't filed for Q4 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q4 2025
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q3 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Intrua Financial, LLC | 10,197 | $191.9K | 0.02% | +10,197 | New |
| Diversified Enterprises, LLC | 10,312 | $194.1K | 0.01% | 00.0% | Unchanged |
| Grimes & Company, Inc. | 10,347 | $194.7K | 0.00% | +10,347 | New |
| O'Shaughnessy Asset Management, LLC | 10,373 | $195.2K | 0.00% | +10,373 | New |
| Calton & Associates, Inc. | 10,379 | $195.3K | 0.03% | +10,379 | New |
| Occudo Quantitative Strategies LP | 10,387 | $195.5K | 0.01% | −99−0.9% | Reduced |
| SageGuard Financial Group, LLC | 10,705 | $201.5K | 0.03% | +10,705 | New |
| Principal Securities, Inc. | 10,722 | $201.8K | 0.00% | +2,080+24.1% | Added |
| Brookstone Capital Management | 10,748 | $202.3K | 0.00% | −2,095−16.3% | Reduced |
| Campbell & CO Investment Adviser LLC | 10,756 | $202.4K | 0.01% | −50,642−82.5% | Reduced |
| Anfield Capital Management, LLC | 10,828 | $203.8K | 0.06% | 00.0% | Unchanged |
| ARGA Investment Management, LP | 11,223 | $211.2K | 0.01% | 00.0% | Unchanged |
| ORG Partners LLC | 11,425 | $215.0K | 0.04% | 00.0% | Unchanged |
| Snowden Capital Advisors LLC | 11,436 | $215.2K | 0.01% | −1,176−9.3% | Reduced |
| Advisory Services Network, LLC | 11,527 | $216.9K | 0.00% | −5,780−33.4% | Reduced |
| Universal- Beteiligungs- und Servicegesellschaft mbH | 11,548 | $217.3K | 0.00% | 00.0% | Unchanged |
| Mackenzie Financial Corp | 11,745 | $220.3K | 0.00% | +303+2.6% | Added |
| TrueMark Investments, LLC | 11,717 | $220.5K | 0.04% | +11,717 | New |
| Baker Avenue Asset Management, LP | 11,896 | $223.9K | 0.01% | +881+8.0% | Added |
| PharVision Advisers, LLC | 11,918 | $224.3K | 0.11% | +11,918 | New |
| WealthBridge Capital Management, LLC | 12,000 | $225.8K | 0.05% | 00.0% | Unchanged |
| Keystone Financial Group | 12,198 | $229.6K | 0.02% | 00.0% | Unchanged |
| FourThought Financial Partners, LLC | 12,436 | $234.0K | 0.02% | −599−4.6% | Reduced |
| Catalyst Funds Management Pty Ltd | 12,482 | $234.9K | 0.05% | +12,482 | New |
| Sunbelt Securities, Inc. | 12,487 | $235.0K | 0.02% | +14+0.1% | Added |
| Evergreen Capital Management LLC | 12,504 | $235.3K | 0.01% | +12,504 | New |
| Hudson Bay Capital Management LP | 12,580 | $236.8K | 0.00% | +12,580 | New |
| Fulton Bank, N.A. | 12,817 | $241.2K | 0.01% | 00.0% | Unchanged |
| Beaumont Financial Advisors, LLC | 12,845 | $241.7K | 0.02% | +321+2.6% | Added |
| Wedbush Securities Inc | 12,938 | $243.0K | 0.01% | −978−7.0% | Reduced |
| Chung Wu Investment Group, LLC | 12,978 | $244.2K | 0.20% | 00.0% | Unchanged |
| Sequoia Financial Advisors, LLC | 13,201 | $248.4K | 0.00% | +13,201 | New |
| Farther Finance Advisors, LLC | 13,296 | $250.2K | 0.00% | −4,573−25.6% | Reduced |
| Register Financial Advisors LLC | 13,362 | $251.5K | 0.10% | −1,976−12.9% | Reduced |
| Invested Advisors | 13,471 | $253.5K | 0.26% | +2,176+19.3% | Added |
| United Capital Financial Advisers, LLC | 13,679 | $257.4K | 0.00% | −200−1.4% | Reduced |
| BNP PARIBAS ASSET MANAGEMENT Holding S.A. | 13,718 | $258.0K | 0.00% | +13,718 | New |
| Modern Wealth Management, LLC | 13,820 | $260.1K | 0.00% | +55+0.4% | Added |
| Sand Hill Global Advisors, LLC | 13,832 | $260.3K | 0.01% | −2,000−12.6% | Reduced |
| Parallel Advisors, LLC | 13,944 | $262.4K | 0.00% | −750−5.1% | Reduced |
| Annex Advisory Services, LLC | 14,004 | $263.6K | 0.01% | +14,004 | New |
| Change Path, LLC | 14,175 | $266.8K | 0.01% | +40+0.3% | Added |
| Closed-End Fund Advisors, Inc. | 14,211 | $267.5K | 0.16% | +14,211 | New |
| CAPROCK Group, Inc. | 14,215 | $267.5K | 0.01% | 00.0% | Unchanged |
| Colonial River Wealth Management, LLC | 14,507 | $273.0K | 0.10% | −875−5.7% | Reduced |
| Axxcess Wealth Management, LLC | 14,507 | $273.0K | 0.00% | −875−5.7% | Reduced |
| Quantinno Capital Management LP | 14,578 | $274.4K | 0.00% | +14,578 | New |
| Stratos Wealth Partners, LTD. | 14,624 | $275.2K | 0.00% | −2,098−12.5% | Reduced |
| Penbrook Management LLC | 14,767 | $277.9K | 0.19% | −8−0.1% | Reduced |
| SRS Capital Advisors, Inc. | 14,800 | $278.5K | 0.01% | +20.0% | Added |
| Allie Family Office LLC | 15,000 | $282.3K | 0.13% | 00.0% | Unchanged |
| Balyasny Asset Management LLC | 15,002 | $282.3K | 0.00% | −4,265−22.1% | Reduced |
| Alps Advisors Inc | 15,205 | $286.2K | 0.00% | +15,205 | New |
| Cascade Financial Partners, LLC | 15,293 | $287.8K | 0.03% | 00.0% | Unchanged |
| HB Wealth Management, LLC | 15,511 | $291.9K | 0.00% | +3,583+30.0% | Added |
| Steel Peak Wealth Management LLC | 15,574 | $293.1K | 0.01% | −22,442−59.0% | Reduced |
| Tudor Investment Corp Et Al | 15,663 | $294.8K | 0.00% | +15,663 | New |
| Miracle Mile Advisors, LLC | 16,183 | $304.6K | 0.00% | +16,183 | New |
| Inspire Advisors, LLC | 17,733 | $333.8K | 0.03% | −238−1.3% | Reduced |
| Allspring Global Investments Holdings, LLC | 18,700 | $351.9K | 0.00% | 00.0% | Unchanged |
| Pathstone Holdings, LLC | 18,980 | $357.2K | 0.00% | +36+0.2% | Added |
| Chicago Partners Investment Group LLC | 19,260 | $358.6K | 0.01% | +257+1.4% | Added |
| Principle Wealth Partners LLC | 19,385 | $364.8K | 0.02% | 00.0% | Unchanged |
| Apollon Wealth Management, LLC | 19,445 | $366.0K | 0.01% | +301+1.6% | Added |
| First National Trust Co | 19,634 | $369.5K | 0.01% | 00.0% | Unchanged |
| Sowell Financial Services LLC | 19,725 | $371.2K | 0.01% | +3,603+22.3% | Added |
| Global Endowment Management, LP | 20,000 | $376.0K | 0.05% | +5,000+33.3% | Added |
| Madison Park Capital Advisors, LLC | 20,000 | $376.4K | 0.31% | 00.0% | Unchanged |
| RMR Wealth Builders | 20,241 | $380.9K | 0.03% | +179+0.9% | Added |
| Wall Street Access Asset Management, LLC | 20,267 | $381.4K | 0.09% | +20,267 | New |
| Susquehanna International Group, LLP | 20,995 | $395.1K | 0.00% | +10,670+103.3% | Added |
| Cornerstone Wealth Management, LLC | 21,050 | $396.2K | 0.02% | −126−0.6% | Reduced |
| Diversify Advisory Services, LLC | 22,003 | $416.1K | 0.01% | −1,531−6.5% | Reduced |
| Investment Research Partners LLC | 22,297 | $419.6K | 0.18% | +116+0.5% | Added |
| Accredited Investors Inc. | 23,000 | $432.9K | 0.02% | 00.0% | Unchanged |
| Pasadena Private Wealth, LLC | 24,002 | $451.7K | 0.06% | +6,062+33.8% | Added |
| Core Wealth Partners LLC | 24,153 | $454.6K | 0.20% | 00.0% | Unchanged |
| Summit Global Investments | 24,200 | $455.0K | 0.03% | 00.0% | Unchanged |
| IMC-Chicago, LLC | 24,177 | $455.0K | 0.01% | +24,177 | New |
| Fox Run Management, L.L.C. | 24,354 | $458.3K | 0.07% | +657+2.8% | Added |
| Concurrent Investment Advisors, LLC | 24,410 | $459.4K | 0.01% | +1,309+5.7% | Added |
| Haven Private, LLC | 24,625 | $463.4K | 0.20% | +24,625 | New |
| Oppenheimer & Co Inc | 24,716 | $465.2K | 0.01% | +199+0.8% | Added |
| Prime Capital Investment Advisors, LLC | 25,259 | $475.4K | 0.01% | +193+0.8% | Added |
| Captrust Financial Advisors | 26,868 | $505.7K | 0.00% | +2,879+12.0% | Added |
| MML Investors Services, LLC | 27,090 | $509.8K | 0.00% | +4,987+22.6% | Added |
| Caxton Associates LLP | 27,400 | $515.7K | 0.01% | 00.0% | Unchanged |
| First National Bank of Mount Dora, Trust Investment Services | 29,246 | $550.4K | 0.12% | 00.0% | Unchanged |
| BigSur Wealth Management LLC | 29,500 | $555.2K | 0.13% | 00.0% | Unchanged |
| Future Financial Wealth Managment LLC | 30,175 | $562.2K | 0.38% | 00.0% | Unchanged |
| Everstar Asset Management, LLC | 11,557 | $564.7K | 0.30% | +11,557 | New |
| CWM Advisors, LLC | 30,454 | $573.1K | 0.05% | +1,386+4.8% | Added |
| Truist Financial Corp | 30,533 | $574.6K | 0.00% | +276+0.9% | Added |
| Monument Capital Management | 30,960 | $582.7K | 0.14% | −3,487−10.1% | Reduced |
| 1620 Investment Advisors, Inc. | 30,993 | $583.3K | 0.39% | −70−0.2% | Reduced |
| Balboa Wealth Partners | 31,017 | $583.7K | 0.10% | 00.0% | Unchanged |
| ProShare Advisors LLC | 32,168 | $605.4K | 0.00% | −587−1.8% | Reduced |
| Americana Partners, LLC | 32,250 | $606.9K | 0.02% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 33,351 | $627.7K | 0.00% | −16,535−33.1% | Reduced |
| Guggenheim Capital LLC | 33,420 | $629.0K | 0.00% | +2,216+7.1% | Added |