Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q3 2025
Institutional positions in Hercules Capital, Inc. as of Sep 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 343
- +23 vs. Q2 2025
- Shares held
- 47.0M
- +1.06M (+2.3%) vs. Q2 2025
- Total value
- $882.3M
- +$43.6M (+5.2%) vs. Q2 2025
- New holders
- 51
- 123 more added
- Sold out
- 28
- 100 more reduced
6 institutions that held it in Q2 2025 haven't filed for Q3 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q3 2025
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q2 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| 1620 Investment Advisors, Inc. | 31,063 | $587.4K | 0.40% | −282−0.9% | Reduced |
| Eagle Global Advisors LLC | 31,175 | $589.5K | 0.02% | +5,050+19.3% | Added |
| Guggenheim Capital LLC | 31,204 | $590.1K | 0.00% | −161−0.5% | Reduced |
| Empowered Funds, LLC | 31,422 | $594.2K | 0.01% | +10,472+50.0% | Added |
| Americana Partners, LLC | 32,250 | $609.8K | 0.02% | 00.0% | Unchanged |
| Beacon Pointe Advisors, LLC | 32,697 | $618.3K | 0.01% | +980+3.1% | Added |
| ProShare Advisors LLC | 32,755 | $619.4K | 0.00% | +2,366+7.8% | Added |
| Accel Wealth Management | 32,901 | $622.2K | 0.18% | +10,945+49.8% | Added |
| Monument Capital Management | 34,447 | $651.4K | 0.16% | +18,913+121.8% | Added |
| Sit Investment Associates Inc | 35,000 | $662.0K | 0.01% | +16,950+93.9% | Added |
| DRW Securities, LLC | 35,947 | $667.4K | 0.03% | +35,947 | New |
| Wiley Bros.-Aintree Capital, LLC | 36,598 | $692.1K | 0.00% | +6,740+22.6% | Added |
| Squarepoint Ops LLC | 36,722 | $694.4K | 0.00% | −12,470−25.3% | Reduced |
| Bramshill Investments, LLC | 37,133 | $702.2K | 0.05% | −886−2.3% | Reduced |
| Verition Fund Management LLC | 37,427 | $707.7K | 0.00% | −39,807−51.5% | Reduced |
| Centaurus Financial, Inc. | 37,819 | $715.0K | 0.03% | +675+1.8% | Added |
| Steel Peak Wealth Management LLC | 38,016 | $718.9K | 0.02% | −248−0.6% | Reduced |
| Price T Rowe Associates Inc | 38,125 | $721.0K | 0.00% | +38,125 | New |
| Access Investment Management LLC | 38,200 | $722.4K | 0.19% | 00.0% | Unchanged |
| SMH Capital Advisors Inc | 40,565 | $726.9K | 1.48% | +40,565 | New |
| Dakota Wealth Management | 38,720 | $732.2K | 0.01% | +735+1.9% | Added |
| Magnetar Financial LLC | 40,379 | $763.6K | 0.00% | +22,722+128.7% | Added |
| Creative Planning | 40,615 | $768.0K | 0.00% | +4,515+12.5% | Added |
| Summit Financial, LLC | 40,817 | $771.8K | 0.01% | 00.0% | Unchanged |
| Virtus Investment Advisers, Inc. | 40,996 | $775.2K | 0.22% | −6,442−13.6% | Reduced |
| US Bancorp | 41,470 | $784.2K | 0.00% | −500−1.2% | Reduced |
| Invesco Ltd. | 43,928 | $830.7K | 0.00% | −35,023−44.4% | Reduced |
| Mirador Capital Partners LP | 44,167 | $835.2K | 0.12% | −1,433−3.1% | Reduced |
| McDonald Partners LLC | 48,000 | $907.7K | 0.27% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 49,886 | $943.3K | 0.00% | +8,062+19.3% | Added |
| North Star Investment Management Corp. | 50,473 | $954.5K | 0.06% | +363+0.7% | Added |
| CI Private Wealth, LLC | 52,087 | $985.0K | 0.00% | −3,165−5.7% | Reduced |
| Sigma Planning Corp | 52,415 | $991.2K | 0.03% | +2,624+5.3% | Added |
| Y-Intercept (Hong Kong) Ltd | 52,678 | $996.1K | 0.02% | −44,761−45.9% | Reduced |
| J.W. Cole Advisors, Inc. | 53,749 | $1.02M | 0.02% | −5,312−9.0% | Reduced |
| ExodusPoint Capital Management, LP | 54,074 | $1.02M | 0.01% | +28,274+109.6% | Added |
| Tred Avon Family Wealth, LLC | 55,117 | $1.04M | 0.36% | +55,117 | New |
| Mariner, LLC | 55,689 | $1.05M | 0.00% | +11,548+26.2% | Added |
| Essex Financial Services, Inc. | 56,409 | $1.07M | 0.06% | −4,732−7.7% | Reduced |
| Sage Advisors, LLC | 58,030 | $1.10M | 0.79% | +58,030 | New |
| Jane Street Group, LLC | 59,130 | $1.12M | 0.00% | −8,211−12.2% | Reduced |
| Arkadios Wealth Advisors | 59,179 | $1.12M | 0.03% | +1,549+2.7% | Added |
| Abundance Wealth Counselors | 59,957 | $1.13M | 0.19% | +1,034+1.8% | Added |
| Campbell & CO Investment Adviser LLC | 61,398 | $1.16M | 0.09% | −107,038−63.5% | Reduced |
| Lido Advisors, LLC | 63,046 | $1.19M | 0.00% | +7,088+12.7% | Added |
| Golden State Wealth Management, LLC | 64,577 | $1.22M | 0.13% | −10,961−14.5% | Reduced |
| HighTower Advisors, LLC | 65,842 | $1.25M | 0.00% | −6,852−9.4% | Reduced |
| Global Retirement Partners, LLC | 69,615 | $1.32M | 0.03% | +46,099+196.0% | Added |
| Naples Global Advisors, LLC | 71,449 | $1.35M | 0.11% | +1,525+2.2% | Added |
| Delphi Management Inc | 74,694 | $1.41M | 1.31% | −1,761−2.3% | Reduced |
| Point72 Asset Management, L.P. | 75,400 | $1.43M | 0.00% | +39,101+107.7% | Added |
| International Assets Investment Management, LLC | 79,555 | $1.49M | 0.12% | +60,100+308.9% | Added |
| BNP Paribas Arbitrage, SA | 79,426 | $1.50M | 0.00% | −122,441−60.7% | Reduced |
| Creegan & Nassoura Financial Group, LLC | 79,670 | $1.51M | 0.97% | −500−0.6% | Reduced |
| Legacy Capital Wealth Partners, LLC | 81,662 | $1.54M | 0.34% | −373−0.5% | Reduced |
| Toroso Investments, LLC | 83,114 | $1.57M | 0.01% | +5,936+7.7% | Added |
| Kestra Advisory Services, LLC | 83,526 | $1.58M | 0.01% | +45,411+119.1% | Added |
| IHT Wealth Management, LLC | 84,077 | $1.59M | 0.04% | +3,280+4.1% | Added |
| Wealth Enhancement Advisory Services, LLC | 89,575 | $1.61M | 0.00% | +56,797+173.3% | Added |
| Sharpepoint LLC | 88,336 | $1.67M | 1.51% | +1,879+2.2% | Added |
| Brevan Howard Capital Management LP | 88,366 | $1.67M | 0.02% | +14,456+19.6% | Added |
| Capital Advisory Group Advisory Services, LLC | 92,486 | $1.75M | 0.54% | +1,582+1.7% | Added |
| Nations Financial Group Inc, | 96,690 | $1.83M | 0.11% | +2,627+2.8% | Added |
| Pennington Partners & Co., LLC | 96,700 | $1.83M | 0.87% | 00.0% | Unchanged |
| Kestra Private Wealth Services, LLC | 101,544 | $1.92M | 0.03% | −2,288−2.2% | Reduced |
| Prevail Innovative Wealth Advisors, LLC | 107,148 | $2.03M | 0.39% | +19,000+21.6% | Added |
| Napa Wealth Management | 111,045 | $2.10M | 0.98% | +2,015+1.8% | Added |
| CIBC Private Wealth Group, LLC | 111,276 | $2.10M | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 111,956 | $2.12M | 0.01% | −202−0.2% | Reduced |
| PFG Investments, LLC | 112,183 | $2.12M | 0.11% | +2,351+2.1% | Added |
| DnB Asset Management AS | 114,192 | $2.16M | 0.01% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 113,887 | $2.20M | 0.00% | −6,941−5.7% | Reduced |
| Natixis | 118,163 | $2.23M | 0.01% | +192+0.2% | Added |
| Private Advisor Group, LLC | 125,811 | $2.38M | 0.01% | +406+0.3% | Added |
| Quantbot Technologies LP | 132,897 | $2.51M | 0.07% | −8,890−6.3% | Reduced |
| Deutsche Bank AG | 140,746 | $2.66M | 0.00% | +137,497+4,232.0% | Added |
| Rockefeller Capital Management L.P. | 140,994 | $2.67M | 0.01% | −2,352−1.6% | Reduced |
| Cubist Systematic Strategies, LLC | 144,265 | $2.73M | 0.04% | −303,376−67.8% | Reduced |
| Bank of America Corp | 145,518 | $2.75M | 0.00% | +48,910+50.6% | Added |
| Jump Financial, LLC | 146,175 | $2.76M | 0.04% | −117,334−44.5% | Reduced |
| Taylor Frigon Capital Management LLC | 154,414 | $2.92M | 1.45% | +2,879+1.9% | Added |
| Engineers Gate Manager LP | 157,298 | $2.97M | 0.03% | −83,648−34.7% | Reduced |
| Waterloo Capital, L.P. | 158,053 | $2.99M | 0.22% | +6,702+4.4% | Added |
| Cambridge Investment Research Advisors, Inc. | 167,468 | $3.17M | 0.01% | +2,713+1.6% | Added |
| Mount Yale Investment Advisors, LLC | 171,516 | $3.24M | 0.23% | +4,326+2.6% | Added |
| State Street Corp | 173,065 | $3.27M | 0.00% | +4,703+2.8% | Added |
| Financial Advisory Service, Inc. | 185,046 | $3.50M | 0.24% | −1,497−0.8% | Reduced |
| Truvestments Capital LLC | 188,618 | $3.57M | 0.64% | −22,520−10.7% | Reduced |
| Ares Management LLC | 201,606 | $3.81M | 0.17% | 00.0% | Unchanged |
| Barclays PLC | 202,927 | $3.84M | 0.00% | +100,405+97.9% | Added |
| Blair William & Co | 203,205 | $3.84M | 0.01% | 00.0% | Unchanged |
| FJ Capital Management LLC | 203,991 | $3.86M | 0.41% | +53,556+35.6% | Added |
| Great West Life Assurance Co | 206,341 | $3.89M | 0.01% | +50,509+32.4% | Added |
| Naviter Wealth, LLC | 209,005 | $3.95M | 0.46% | +5,314+2.6% | Added |
| Cetera Investment Advisers | 211,342 | $4.00M | 0.00% | +18,519+9.6% | Added |
| Northern Trust Corp | 215,039 | $4.07M | 0.00% | +91,687+74.3% | Added |
| Schonfeld Strategic Advisors LLC | 217,329 | $4.11M | 0.03% | +82,796+61.5% | Added |
| Goldman Sachs Group Inc | 221,753 | $4.19M | 0.00% | −161,211−42.1% | Reduced |
| Commonwealth Equity Services, LLC | 228,669 | $4.32M | 0.01% | −58,489−20.4% | Reduced |
| S&T Bank | 249,016 | $4.71M | 1.32% | −39,380−13.7% | Reduced |