Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q2 2025
Institutional positions in Hercules Capital, Inc. as of Jun 30, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 326
- +3 vs. Q1 2025
- Shares held
- 46.2M
- +6.37M (+16.0%) vs. Q1 2025
- Total value
- $843.8M
- +$79.3M (+10.4%) vs. Q1 2025
- New holders
- 40
- 139 more added
- Sold out
- 37
- 86 more reduced
3 institutions that held it in Q1 2025 haven't filed for Q2 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2025: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q2 2025
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q1 2025.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Hennion & Walsh Asset Management, Inc. | 36,798 | $672.7K | 0.03% | −51,733−58.4% | Reduced |
| Bryce Point Capital, LLC | 36,842 | $673.5K | 0.57% | +36,842 | New |
| Centaurus Financial, Inc. | 37,144 | $679.0K | 0.04% | +37,144 | New |
| Dakota Wealth Management | 37,985 | $694.4K | 0.01% | +600+1.6% | Added |
| Bramshill Investments, LLC | 38,019 | $695.0K | 0.07% | −256−0.7% | Reduced |
| Kestra Advisory Services, LLC | 38,115 | $696.7K | 0.00% | +5,121+15.5% | Added |
| Access Investment Management LLC | 38,200 | $698.3K | 0.20% | +38,200 | New |
| Steel Peak Wealth Management LLC | 38,264 | $699.5K | 0.03% | +5,104+15.4% | Added |
| BigSur Wealth Management LLC | 38,500 | $703.8K | 0.18% | −1,000−2.5% | Reduced |
| Summit Financial, LLC | 40,817 | $746.1K | 0.02% | +40,817 | New |
| Envestnet Asset Management Inc | 41,824 | $764.5K | 0.00% | −40,666−49.3% | Reduced |
| US Bancorp | 41,970 | $767.2K | 0.00% | −712−1.7% | Reduced |
| Mariner, LLC | 44,141 | $806.9K | 0.00% | +5,748+15.0% | Added |
| Mirador Capital Partners LP | 45,600 | $833.6K | 0.14% | +1,918+4.4% | Added |
| Virtus Investment Advisers, Inc. | 47,438 | $867.2K | 0.29% | +4,110+9.5% | Added |
| McDonald Partners LLC | 48,000 | $877.4K | 0.21% | 00.0% | Unchanged |
| Squarepoint Ops LLC | 49,192 | $899.2K | 0.00% | −3,128−6.0% | Reduced |
| Sigma Planning Corp | 49,791 | $910.2K | 0.03% | +2,980+6.4% | Added |
| North Star Investment Management Corp. | 50,110 | $916.0K | 0.06% | −3,494−6.5% | Reduced |
| CI Private Wealth, LLC | 55,252 | $1.01M | 0.00% | +29,299+112.9% | Added |
| Lido Advisors, LLC | 55,958 | $1.02M | 0.01% | −5,311−8.7% | Reduced |
| Group One Trading, L.P. | 56,817 | $1.04M | 0.03% | +54,966+2,969.5% | Added |
| Arkadios Wealth Advisors | 57,630 | $1.05M | 0.03% | +51+0.1% | Added |
| Abundance Wealth Counselors | 58,923 | $1.08M | 0.20% | +768+1.3% | Added |
| J.W. Cole Advisors, Inc. | 59,061 | $1.08M | 0.02% | +7,866+15.4% | Added |
| Essex Financial Services, Inc. | 61,141 | $1.12M | 0.07% | +463+0.8% | Added |
| TFG Advisers LLC | 65,371 | $1.19M | 0.41% | +5,183+8.6% | Added |
| Jane Street Group, LLC | 67,341 | $1.23M | 0.00% | +67,341 | New |
| Naples Global Advisors, LLC | 69,924 | $1.28M | 0.11% | +5,850+9.1% | Added |
| HighTower Advisors, LLC | 72,694 | $1.33M | 0.00% | −3,789−5.0% | Reduced |
| Brevan Howard Capital Management LP | 73,910 | $1.35M | 0.01% | +73,910 | New |
| Golden State Wealth Management, LLC | 75,538 | $1.38M | 0.17% | −27,948−27.0% | Reduced |
| Delphi Management Inc | 76,455 | $1.40M | 1.35% | +3,885+5.4% | Added |
| Toroso Investments, LLC | 77,178 | $1.41M | 0.01% | −2,262−2.8% | Reduced |
| Verition Fund Management LLC | 77,234 | $1.41M | 0.01% | +34,334+80.0% | Added |
| Invesco Ltd. | 78,951 | $1.44M | 0.00% | +1,252+1.6% | Added |
| Creegan & Nassoura Financial Group, LLC | 80,170 | $1.47M | 0.95% | 00.0% | Unchanged |
| IHT Wealth Management, LLC | 80,797 | $1.48M | 0.04% | +11,128+16.0% | Added |
| Legacy Capital Wealth Partners, LLC | 82,035 | $1.50M | 0.34% | −2,567−3.0% | Reduced |
| Sharpepoint LLC | 86,457 | $1.58M | 1.63% | +10,761+14.2% | Added |
| Prevail Innovative Wealth Advisors, LLC | 88,148 | $1.61M | 0.36% | +88,148 | New |
| Capital Advisory Group Advisory Services, LLC | 90,904 | $1.66M | 0.60% | +3,851+4.4% | Added |
| Nations Financial Group Inc, | 94,063 | $1.72M | 0.12% | +1,095+1.2% | Added |
| Bank of America Corp | 96,608 | $1.77M | 0.00% | −28,984−23.1% | Reduced |
| Pennington Partners & Co., LLC | 96,700 | $1.77M | 0.95% | 00.0% | Unchanged |
| Y-Intercept (Hong Kong) Ltd | 97,439 | $1.78M | 0.04% | +66,043+210.4% | Added |
| Barclays PLC | 102,522 | $1.87M | 0.00% | +30,820+43.0% | Added |
| Kestra Private Wealth Services, LLC | 103,832 | $1.90M | 0.03% | +12,956+14.3% | Added |
| Napa Wealth Management | 109,030 | $1.99M | 0.95% | −14,580−11.8% | Reduced |
| PFG Investments, LLC | 109,832 | $2.01M | 0.12% | −2,230−2.0% | Reduced |
| CIBC Private Wealth Group, LLC | 111,276 | $2.03M | 0.00% | −2,726−2.4% | Reduced |
| Steward Partners Investment Advisory, LLC | 112,158 | $2.05M | 0.02% | −4,356−3.7% | Reduced |
| Bank of New York Mellon Corp | 113,312 | $2.07M | 0.00% | +2,100+1.9% | Added |
| DnB Asset Management AS | 114,192 | $2.09M | 0.01% | 00.0% | Unchanged |
| Natixis | 117,971 | $2.16M | 0.01% | +24,603+26.4% | Added |
| Advisor Group Holdings, Inc. | 120,828 | $2.21M | 0.00% | −2,683−2.2% | Reduced |
| Northern Trust Corp | 123,352 | $2.25M | 0.00% | +113,057+1,098.2% | Added |
| Private Advisor Group, LLC | 125,405 | $2.29M | 0.01% | −15,160−10.8% | Reduced |
| Tudor Investment Corp Et Al | 128,987 | $2.36M | 0.02% | +49,264+61.8% | Added |
| Schonfeld Strategic Advisors LLC | 134,533 | $2.46M | 0.02% | +134,533 | New |
| Quantbot Technologies LP | 141,787 | $2.59M | 0.07% | +125,022+745.7% | Added |
| Rockefeller Capital Management L.P. | 143,346 | $2.62M | 0.01% | +697+0.5% | Added |
| FJ Capital Management LLC | 150,435 | $2.75M | 0.29% | +56,606+60.3% | Added |
| Waterloo Capital, L.P. | 151,351 | $2.77M | 0.22% | −315−0.2% | Reduced |
| Taylor Frigon Capital Management LLC | 151,535 | $2.77M | 1.47% | +36,871+32.2% | Added |
| Balyasny Asset Management LLC | 153,113 | $2.80M | 0.01% | +153,113 | New |
| Great West Life Assurance Co | 155,832 | $2.85M | 0.00% | +4,448+2.9% | Added |
| Cambridge Investment Research Advisors, Inc. | 164,755 | $3.01M | 0.01% | +11,608+7.6% | Added |
| Mount Yale Investment Advisors, LLC | 167,190 | $3.06M | 0.24% | +13,339+8.7% | Added |
| State Street Corp | 168,362 | $3.08M | 0.00% | +119,415+244.0% | Added |
| Campbell & CO Investment Adviser LLC | 168,436 | $3.08M | 0.19% | +146,422+665.1% | Added |
| Graypoint LLC | 169,462 | $3.10M | 0.17% | +3,865+2.3% | Added |
| Baker Avenue Asset Management, LP | 173,508 | $3.17M | 0.09% | +7,610+4.6% | Added |
| Financial Advisory Service, Inc. | 186,543 | $3.41M | 0.25% | −1,554−0.8% | Reduced |
| Cetera Investment Advisers | 192,823 | $3.52M | 0.01% | +1,726+0.9% | Added |
| Ares Management LLC | 201,606 | $3.69M | 0.19% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 201,867 | $3.69M | 0.00% | +45,027+28.7% | Added |
| Blair William & Co | 203,205 | $3.71M | 0.01% | +3,205+1.6% | Added |
| Naviter Wealth, LLC | 203,691 | $3.72M | 0.46% | +19,237+10.4% | Added |
| Truvestments Capital LLC | 211,138 | $3.86M | 0.77% | −180−0.1% | Reduced |
| Connor, Clark & Lunn Investment Management Ltd. | 218,061 | $3.99M | 0.01% | −151,307−41.0% | Reduced |
| Engineers Gate Manager LP | 240,946 | $4.40M | 0.05% | +129,227+115.7% | Added |
| Twinbeech Capital LP | 262,822 | $4.80M | 0.11% | +151,391+135.9% | Added |
| Jump Financial, LLC | 263,509 | $4.82M | 0.06% | +244,796+1,308.2% | Added |
| The PNC Financial Services Group, Inc. | 268,698 | $4.91M | 0.00% | −5,306−1.9% | Reduced |
| Left Brain Wealth Management, LLC | 284,068 | $5.19M | 1.83% | +5,174+1.9% | Added |
| Commonwealth Equity Services, LLC | 287,158 | $5.25M | 0.01% | +12,745+4.6% | Added |
| S&T Bank | 288,396 | $5.27M | 1.60% | −18,229−5.9% | Reduced |
| D.A. Davidson & Co. | 295,514 | $5.40M | 0.04% | +9,585+3.4% | Added |
| Ameriprise Financial Inc | 327,023 | $5.98M | 0.00% | −2,762−0.8% | Reduced |
| Denali Advisors LLC | 333,853 | $6.10M | 0.64% | −7,192−2.1% | Reduced |
| D. E. Shaw & Co., Inc. | 342,857 | $6.27M | 0.01% | +59,546+21.0% | Added |
| Neuberger Berman Group LLC | 349,374 | $6.39M | 0.00% | +229,921+192.5% | Added |
| Border to Coast Pensions Partnership Ltd | 375,000 | $6.86M | 0.13% | +25,000+7.1% | Added |
| Advisors Asset Management, Inc. | 382,751 | $7.00M | 0.13% | −30,664−7.4% | Reduced |
| Goldman Sachs Group Inc | 382,964 | $7.00M | 0.00% | +347,224+971.5% | Added |
| Confluence Investment Management LLC | 383,778 | $7.02M | 0.10% | +1,149+0.3% | Added |
| Atom Investors LP | 388,483 | $7.10M | 0.63% | +331,585+582.8% | Added |
| Cubist Systematic Strategies, LLC | 447,641 | $8.18M | 0.09% | +110,653+32.8% | Added |
| JPMorgan Chase & Co | 526,369 | $9.62M | 0.00% | −154,457−22.7% | Reduced |