Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q1 2025
Institutional positions in Hercules Capital, Inc. as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 326
- −3 vs. Q4 2024
- Shares held
- 40.4M
- +2.62M (+6.9%) vs. Q4 2024
- Total value
- $774.9M
- +$16.6M (+2.2%) vs. Q4 2024
- New holders
- 37
- 146 more added
- Sold out
- 40
- 79 more reduced
5 institutions that held it in Q4 2024 haven't filed for Q1 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q1 2025
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Millennium Management LLC | 388,439 | $7.46M | 0.01% | −40,686−9.5% | Reduced |
| Advisors Asset Management, Inc. | 413,415 | $7.94M | 0.15% | +7,224+1.8% | Added |
| Voloridge Investment Management, LLC | 439,016 | $8.43M | 0.03% | +53,010+13.7% | Added |
| Stifel Financial Corp | 478,896 | $9.20M | 0.01% | +58,617+13.9% | Added |
| Sumitomo Mitsui Trust Holdings, Inc. | 499,699 | $9.60M | 0.01% | +56,932+12.9% | Added |
| Muzinich & Co., Inc. | 510,371 | $9.80M | 5.99% | +60,375+13.4% | Added |
| Credit Agricole S A | 527,236 | $10.1M | 0.04% | +166,671+46.2% | Added |
| Tectonic Advisors LLC | 531,792 | $10.2M | 0.64% | +37,984+7.7% | Added |
| Gilman Hill Asset Management, LLC | 568,673 | $10.9M | 1.90% | −8,485−1.5% | Reduced |
| Franklin Resources Inc | 595,252 | $11.4M | 0.00% | +205,972+52.9% | Added |
| Raymond James Financial Inc | 644,217 | $12.4M | 0.00% | +48,758+8.2% | Added |
| JPMorgan Chase & Co | 680,826 | $13.1M | 0.00% | +237,712+53.6% | Added |
| Wells Fargo & Company | 758,292 | $14.6M | 0.00% | +87,618+13.1% | Added |
| Melia Wealth LLC | 762,512 | $14.6M | 7.56% | +2,153+0.3% | Added |
| Royal Bank of Canada | 804,077 | $15.4M | 0.00% | +15,724+2.0% | Added |
| UBS Group AG | 811,055 | $15.6M | 0.00% | +360,165+79.9% | Added |
| BlackRock, Inc. | 882,299 | $16.9M | 0.00% | +24,784+2.9% | Added |
| Advisors Capital Management, LLC | 1,013,182 | $19.5M | 0.30% | −5,028−0.5% | Reduced |
| LPL Financial LLC | 1,130,362 | $21.7M | 0.01% | +143,042+14.5% | Added |
| Legal & General Group Plc | 1,176,017 | $22.6M | 0.01% | +98,166+9.1% | Added |
| Citadel Advisors LLC | 1,263,566 | $24.3M | 0.02% | +434,757+52.5% | Added |
| Two Sigma Investments, LP | 1,265,084 | $24.3M | 0.05% | +319,235+33.8% | Added |
| Morgan Stanley | 1,574,499 | $30.2M | 0.00% | +294,816+23.0% | Added |
| Two Sigma Advisers, LP | 2,019,600 | $38.8M | 0.09% | +612,700+43.5% | Added |
| Sound Income Strategies, LLC | 2,874,455 | $55.2M | 3.26% | +59,241+2.1% | Added |
| Van Eck Associates Corp | 3,363,399 | $64.6M | 0.08% | −75,048−2.2% | Reduced |
| Proequities, Inc. | 0 | $0 | 0.00% | −17,921−100.0% | Sold out |
| Janney Montgomery Scott LLC | 0 | $0 | 0.00% | −282,713−100.0% | Sold out |
| Schonfeld Strategic Advisors LLC | 0 | $0 | 0.00% | −249,700−100.0% | Sold out |
| Prevail Innovative Wealth Advisors, LLC | 0 | $0 | 0.00% | −60,513−100.0% | Sold out |
| Alps Advisors Inc | 0 | $0 | 0.00% | −53,030−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −47,313−100.0% | Sold out |
| Virtus ETF Advisers LLC | 0 | $0 | 0.00% | −44,288−100.0% | Sold out |
| Boston Private Wealth LLC | 0 | $0 | 0.00% | −36,563−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −26,900−100.0% | Sold out |
| Grimes & Company, Inc. | 0 | $0 | 0.00% | −25,414−100.0% | Sold out |
| Crestline Management, LP | 0 | $0 | 0.00% | −24,597−100.0% | Sold out |
| Magnetar Financial LLC | 0 | $0 | 0.00% | −16,113−100.0% | Sold out |
| Occudo Quantitative Strategies LP | 0 | $0 | 0.00% | −15,490−100.0% | Sold out |
| Good Life Advisors, LLC | 0 | $0 | 0.00% | −14,498−100.0% | Sold out |
| Gsa Capital Partners LLP | 0 | $0 | 0.00% | −14,494−100.0% | Sold out |
| Quest Investment Management LLC | 0 | $0 | 0.00% | −14,115−100.0% | Sold out |
| GWN Securities Inc. | 0 | $0 | 0.00% | −11,587−100.0% | Sold out |
| Sanctuary Advisors, LLC | 0 | $0 | 0.00% | −11,531−100.0% | Sold out |
| Evergreen Capital Management LLC | 0 | $0 | 0.00% | −10,484−100.0% | Sold out |
| Old Port Advisors | 0 | $0 | 0.00% | −10,302−100.0% | Sold out |
| Latitude Advisors, LLC | 0 | $0 | 0.00% | −10,167−100.0% | Sold out |
| PharVision Advisers, LLC | 0 | $0 | 0.00% | −10,111−100.0% | Sold out |
| GeoWealth Management, LLC | 0 | $0 | 0.00% | −10,003−100.0% | Sold out |
| Van Hulzen Asset Management, LLC | 0 | $0 | 0.00% | −4,300−100.0% | Sold out |
| Quarry LP | 0 | $0 | 0.00% | −2,388−100.0% | Sold out |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 0 | $0 | 0.00% | −1,802−100.0% | Sold out |
| Caitlin John, LLC | 0 | $0 | 0.00% | −1,713−100.0% | Sold out |
| Duncker Streett & Co Inc | 0 | $0 | 0.00% | −1,000−100.0% | Sold out |
| Raleigh Capital Management Inc. | 0 | $0 | 0.00% | −940−100.0% | Sold out |
| Albion Financial Group | 0 | $0 | 0.00% | −887−100.0% | Sold out |
| Pathway Financial Advisers, LLC | 0 | $0 | 0.00% | −837−100.0% | Sold out |
| Synergy Financial Management, LLC | 0 | $0 | 0.00% | −565−100.0% | Sold out |
| Synergy Investment Management, LLC | 0 | $0 | 0.00% | −280−100.0% | Sold out |
| Coppell Advisory Solutions LLC | 0 | $0 | 0.00% | −222−100.0% | Sold out |
| Parvin Asset Management, LLC | 0 | $0 | 0.00% | −100−100.0% | Sold out |
| Horizon Financial Services, LLC | 0 | $0 | 0.00% | −82−100.0% | Sold out |
| Lindbrook Capital, LLC | 0 | $0 | 0.00% | −22−100.0% | Sold out |
| Tucker Asset Management LLC | 0 | $0 | 0.00% | −20−100.0% | Sold out |
| Transce3nd, LLC | 0 | $0 | 0.00% | −16−100.0% | Sold out |
| FMR LLC | 0 | $0 | 0.00% | −1−100.0% | Sold out |
| Global Retirement Partners, LLC | – | – | – | – | Not filed |
| Access Investment Management LLC | – | – | – | – | Not filed |
| Wintrust Investments LLC | – | – | – | – | Not filed |
| AlphaMark Advisors, LLC | – | – | – | – | Not filed |
| WR Wealth Planners, LLC | – | – | – | – | Not filed |