Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q1 2025
Institutional positions in Hercules Capital, Inc. as of Mar 31, 2025. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 326
- −3 vs. Q4 2024
- Shares held
- 40.4M
- +2.62M (+6.9%) vs. Q4 2024
- Total value
- $774.9M
- +$16.6M (+2.2%) vs. Q4 2024
- New holders
- 37
- 146 more added
- Sold out
- 40
- 79 more reduced
5 institutions that held it in Q4 2024 haven't filed for Q1 2025 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q1 2025
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q4 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Steel Peak Wealth Management LLC | 33,160 | $637.0K | 0.03% | +2,853+9.4% | Added |
| Union Bancaire Privee, UBP SA | 34,050 | $654.1K | 0.01% | 00.0% | Unchanged |
| Independent Financial Group, LLC | 34,234 | $657.6K | 0.02% | −11,053−24.4% | Reduced |
| Foundations Investment Advisors, LLC | 35,717 | $686.1K | 0.01% | +23,202+185.4% | Added |
| Goldman Sachs Group Inc | 35,740 | $686.6K | 0.00% | −171,100−82.7% | Reduced |
| Dakota Wealth Management | 37,385 | $718.2K | 0.02% | −1,342−3.5% | Reduced |
| Bramshill Investments, LLC | 38,275 | $735.3K | 0.08% | +6,963+22.2% | Added |
| Mariner, LLC | 38,393 | $737.5K | 0.00% | +12,848+50.3% | Added |
| Eagle Global Advisors LLC | 38,705 | $743.5K | 0.03% | +11,805+43.9% | Added |
| BigSur Wealth Management LLC | 39,500 | $758.8K | 0.21% | +15,000+61.2% | Added |
| Wolverine Trading, LLC | 42,401 | $816.6K | 0.03% | +42,401 | New |
| US Bancorp | 42,682 | $819.9K | 0.00% | +63+0.1% | Added |
| Generali Investments CEE, investicni spolecnost, a.s. | 42,750 | $821.2K | 0.08% | +42,750 | New |
| Verition Fund Management LLC | 42,900 | $824.1K | 0.00% | +42,900 | New |
| Virtus Investment Advisers, Inc. | 43,328 | $832.3K | 0.23% | +43,328 | New |
| Mirador Capital Partners LP | 43,682 | $839.1K | 0.15% | +605+1.4% | Added |
| SummitTX Capital, L.P. | 45,863 | $881.0K | 0.04% | +45,863 | New |
| Sigma Planning Corp | 46,811 | $899.2K | 0.03% | −792−1.7% | Reduced |
| Bleakley Financial Group, LLC | 47,068 | $904.2K | 0.03% | +8,559+22.2% | Added |
| McDonald Partners LLC | 48,000 | $922.1K | 0.24% | 00.0% | Unchanged |
| State Street Corp | 48,947 | $940.3K | 0.00% | +48,947 | New |
| Advisory Services Network, LLC | 49,659 | $954.0K | 0.02% | +34,535+228.3% | Added |
| J.W. Cole Advisors, Inc. | 51,195 | $983.4K | 0.03% | +51,195 | New |
| Squarepoint Ops LLC | 52,320 | $1.01M | 0.00% | +52,320 | New |
| Creative Planning | 53,526 | $1.03M | 0.00% | +16,960+46.4% | Added |
| North Star Investment Management Corp. | 53,604 | $1.03M | 0.07% | +1,154+2.2% | Added |
| Bristlecone Advisors, LLC | 55,845 | $1.07M | 0.09% | +8,661+18.4% | Added |
| Omers Administration Corp | 56,700 | $1.09M | 0.01% | +56,700 | New |
| Atom Investors LP | 56,898 | $1.09M | 0.13% | −25,495−30.9% | Reduced |
| Arkadios Wealth Advisors | 57,579 | $1.11M | 0.04% | +2,006+3.6% | Added |
| Abundance Wealth Counselors | 58,155 | $1.12M | 0.23% | +2,407+4.3% | Added |
| TFG Advisers LLC | 60,188 | $1.16M | 0.42% | +9,920+19.7% | Added |
| Essex Financial Services, Inc. | 60,678 | $1.17M | 0.08% | −219−0.4% | Reduced |
| Lido Advisors, LLC | 61,269 | $1.18M | 0.01% | +1,685+2.8% | Added |
| Naples Global Advisors, LLC | 64,074 | $1.23M | 0.12% | +1,815+2.9% | Added |
| IHT Wealth Management, LLC | 69,669 | $1.34M | 0.04% | +2,307+3.4% | Added |
| Sharpepoint LLC | 75,696 | $1.37M | 1.20% | +10,571+16.2% | Added |
| Barclays PLC | 71,702 | $1.38M | 0.00% | +666+0.9% | Added |
| Delphi Management Inc | 72,570 | $1.39M | 1.42% | −4,856−6.3% | Reduced |
| Simplex Trading, LLC | 72,854 | $1.40M | 0.05% | +72,854 | New |
| HighTower Advisors, LLC | 76,483 | $1.47M | 0.00% | −793−1.0% | Reduced |
| Invesco Ltd. | 77,699 | $1.49M | 0.00% | −15,981−17.1% | Reduced |
| Toroso Investments, LLC | 79,440 | $1.53M | 0.01% | +570+0.7% | Added |
| Tudor Investment Corp Et Al | 79,723 | $1.53M | 0.01% | +79,723 | New |
| Creegan & Nassoura Financial Group, LLC | 80,170 | $1.54M | 1.03% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 82,490 | $1.58M | 0.00% | −51,965−38.6% | Reduced |
| Legacy Capital Wealth Partners, LLC | 84,602 | $1.63M | 0.40% | −4,332−4.9% | Reduced |
| Capital Advisory Group Advisory Services, LLC | 87,053 | $1.67M | 0.64% | −58,529−40.2% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 88,531 | $1.70M | 0.08% | +160.0% | Added |
| FIL Ltd | 88,901 | $1.70M | 0.00% | +88,901 | New |
| Kestra Private Wealth Services, LLC | 90,876 | $1.75M | 0.03% | +7,940+9.6% | Added |
| Aquatic Capital Management LLC | 90,989 | $1.75M | 0.04% | −12,665−12.2% | Reduced |
| Nations Financial Group Inc, | 92,968 | $1.79M | 0.14% | +521+0.6% | Added |
| Natixis | 93,368 | $1.79M | 0.01% | +38,471+70.1% | Added |
| FJ Capital Management LLC | 93,829 | $1.80M | 0.19% | +38,861+70.7% | Added |
| CIBC Private Wealth Group, LLC | 114,002 | $1.85M | 0.00% | −676−0.6% | Reduced |
| Pennington Partners & Co., LLC | 96,700 | $1.86M | 1.06% | 00.0% | Unchanged |
| Golden State Wealth Management, LLC | 103,486 | $1.99M | 0.30% | −12,172−10.5% | Reduced |
| Qube Research & Technologies Ltd | 110,425 | $2.12M | 0.00% | +110,425 | New |
| Bank of New York Mellon Corp | 111,212 | $2.14M | 0.00% | +28,832+35.0% | Added |
| Twinbeech Capital LP | 111,431 | $2.14M | 0.04% | +111,431 | New |
| Engineers Gate Manager LP | 111,719 | $2.15M | 0.04% | +62,668+127.8% | Added |
| PFG Investments, LLC | 112,062 | $2.15M | 0.14% | −464−0.4% | Reduced |
| DnB Asset Management AS | 114,192 | $2.19M | 0.01% | −39,773−25.8% | Reduced |
| Taylor Frigon Capital Management LLC | 114,664 | $2.20M | 1.31% | +823+0.7% | Added |
| Steward Partners Investment Advisory, LLC | 116,514 | $2.24M | 0.02% | +22,392+23.8% | Added |
| Neuberger Berman Group LLC | 119,453 | $2.29M | 0.00% | +56,282+89.1% | Added |
| Advisor Group Holdings, Inc. | 123,511 | $2.37M | 0.01% | +16,309+15.2% | Added |
| Napa Wealth Management | 123,610 | $2.37M | 1.34% | −585−0.5% | Reduced |
| Trexquant Investment LP | 123,706 | $2.38M | 0.03% | +16,374+15.3% | Added |
| Bank of America Corp | 125,592 | $2.41M | 0.00% | −3,393−2.6% | Reduced |
| Private Advisor Group, LLC | 140,565 | $2.70M | 0.02% | +9,416+7.2% | Added |
| Rockefeller Capital Management L.P. | 142,649 | $2.74M | 0.01% | +4,285+3.1% | Added |
| Waterloo Capital, L.P. | 151,666 | $2.91M | 0.27% | +8,666+6.1% | Added |
| Great West Life Assurance Co | 151,384 | $2.92M | 0.01% | +31,562+26.3% | Added |
| Cambridge Investment Research Advisors, Inc. | 153,147 | $2.94M | 0.01% | −8,959−5.5% | Reduced |
| Mount Yale Investment Advisors, LLC | 153,851 | $2.96M | 0.25% | +6,309+4.3% | Added |
| BNP Paribas Arbitrage, SA | 156,840 | $3.01M | 0.00% | +54,166+52.8% | Added |
| Graypoint LLC | 165,597 | $3.18M | 0.20% | +694+0.4% | Added |
| Baker Avenue Asset Management, LP | 165,898 | $3.19M | 0.10% | +3,048+1.9% | Added |
| Naviter Wealth, LLC | 184,454 | $3.55M | 0.43% | +26,367+16.7% | Added |
| Financial Advisory Service, Inc. | 188,097 | $3.61M | 0.29% | −8,111−4.1% | Reduced |
| Cetera Investment Advisers | 191,097 | $3.67M | 0.01% | +38,524+25.2% | Added |
| Blair William & Co | 200,000 | $3.84M | 0.01% | −12,810−6.0% | Reduced |
| Ares Management LLC | 201,606 | $3.87M | 0.24% | −25,000−11.0% | Reduced |
| Truvestments Capital LLC | 211,318 | $4.06M | 0.88% | +67,214+46.6% | Added |
| Atria Wealth Solutions, Inc. | 238,406 | $4.58M | 0.06% | −15,022−5.9% | Reduced |
| The PNC Financial Services Group, Inc. | 274,004 | $5.26M | 0.00% | −20,676−7.0% | Reduced |
| Commonwealth Equity Services, LLC | 274,413 | $5.27M | 0.01% | −52,959−16.2% | Reduced |
| HRT Financial LP | 277,812 | $5.34M | 0.03% | −44,153−13.7% | Reduced |
| Left Brain Wealth Management, LLC | 278,894 | $5.36M | 2.34% | +3,018+1.1% | Added |
| D. E. Shaw & Co., Inc. | 283,311 | $5.44M | 0.01% | −309,263−52.2% | Reduced |
| D.A. Davidson & Co. | 285,929 | $5.49M | 0.04% | −3,254−1.1% | Reduced |
| S&T Bank | 306,625 | $5.89M | 1.93% | −5,950−1.9% | Reduced |
| Ameriprise Financial Inc | 329,785 | $6.33M | 0.00% | +3,873+1.2% | Added |
| Cubist Systematic Strategies, LLC | 336,988 | $6.47M | 0.08% | +212,325+170.3% | Added |
| Denali Advisors LLC | 341,045 | $6.55M | 0.75% | −8,455−2.4% | Reduced |
| Border to Coast Pensions Partnership Ltd | 350,000 | $6.72M | 0.14% | 00.0% | Unchanged |
| Connor, Clark & Lunn Investment Management Ltd. | 369,368 | $7.10M | 0.03% | +206,066+126.2% | Added |
| Confluence Investment Management LLC | 382,629 | $7.35M | 0.11% | +466+0.1% | Added |