Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q4 2024
Institutional positions in Hercules Capital, Inc. as of Dec 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 334
- +40 vs. Q3 2024
- Shares held
- 37.9M
- +6.57M (+21.0%) vs. Q3 2024
- Total value
- $760.4M
- +$132.6M (+21.1%) vs. Q3 2024
- New holders
- 64
- 140 more added
- Sold out
- 24
- 67 more reduced
5 institutions that held it in Q3 2024 haven't filed for Q4 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q4 2024
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q3 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Sowell Financial Services LLC | 28,758 | $577.8K | 0.03% | +1,326+4.8% | Added |
| First National Bank of Mount Dora, Trust Investment Services | 29,246 | $587.6K | 0.14% | 00.0% | Unchanged |
| Concurrent Investment Advisors, LLC | 29,615 | $595.0K | 0.02% | −2,684−8.3% | Reduced |
| Guggenheim Capital LLC | 30,131 | $605.3K | 0.00% | +1,668+5.9% | Added |
| Steel Peak Wealth Management LLC | 30,307 | $608.9K | 0.03% | +804+2.7% | Added |
| Kestra Advisory Services, LLC | 30,476 | $612.3K | 0.00% | +6,812+28.8% | Added |
| Future Financial Wealth Managment LLC | 30,550 | $613.8K | 0.45% | −750−2.4% | Reduced |
| Bramshill Investments, LLC | 31,312 | $629.1K | 0.10% | +31,312 | New |
| 1620 Investment Advisors, Inc. | 31,690 | $636.7K | 0.48% | +58+0.2% | Added |
| Wealth Enhancement Advisory Services, LLC | 32,204 | $647.0K | 0.00% | +15,097+88.3% | Added |
| Truist Financial Corp | 33,122 | $665.4K | 0.00% | +1,322+4.2% | Added |
| Mackenzie Financial Corp | 33,289 | $668.8K | 0.00% | +810+2.5% | Added |
| Wiley Bros.-Aintree Capital, LLC | 33,849 | $680.7K | 0.01% | +14,215+72.4% | Added |
| Union Bancaire Privee, UBP SA | 34,050 | $684.1K | 0.01% | +34,050 | New |
| Boston Private Wealth LLC | 36,563 | $734.5K | 0.01% | +36,563 | New |
| Creative Planning | 36,566 | $734.6K | 0.00% | −1,477−3.9% | Reduced |
| Access Investment Management LLC | 38,200 | $767.4K | 0.22% | 00.0% | Unchanged |
| Bleakley Financial Group, LLC | 38,509 | $773.6K | 0.02% | −2,725−6.6% | Reduced |
| Dakota Wealth Management | 38,727 | $778.0K | 0.02% | −650−1.7% | Reduced |
| Kovitz Investment Group Partners, LLC | 40,326 | $810.1K | 0.00% | −17,140−29.8% | Reduced |
| Federation des caisses Desjardins du Quebec | 42,012 | $844.0K | 0.00% | +1,500+3.7% | Added |
| US Bancorp | 42,619 | $856.2K | 0.00% | −800−1.8% | Reduced |
| Mirador Capital Partners LP | 43,077 | $865.4K | 0.16% | +2,850+7.1% | Added |
| Virtus ETF Advisers LLC | 44,288 | $889.7K | 0.36% | +3,022+7.3% | Added |
| Independent Financial Group, LLC | 45,287 | $909.8K | 0.03% | +2,701+6.3% | Added |
| Bristlecone Advisors, LLC | 47,184 | $947.9K | 0.07% | +5,198+12.4% | Added |
| XTX Topco Ltd | 47,313 | $950.5K | 0.08% | +32,257+214.2% | Added |
| Sigma Planning Corp | 47,603 | $956.3K | 0.03% | +3,898+8.9% | Added |
| McDonald Partners LLC | 48,000 | $964.3K | 0.25% | 00.0% | Unchanged |
| Susquehanna International Group, LLP | 48,520 | $974.8K | 0.00% | +15,598+47.4% | Added |
| Engineers Gate Manager LP | 49,051 | $985.4K | 0.02% | +8,651+21.4% | Added |
| TFG Advisers LLC | 50,268 | $1.01M | 0.36% | +13,614+37.1% | Added |
| Global Retirement Partners, LLC | 51,340 | $1.03M | 0.03% | −8,531−14.2% | Reduced |
| North Star Investment Management Corp. | 52,450 | $1.05M | 0.07% | +370+0.7% | Added |
| Alps Advisors Inc | 53,030 | $1.07M | 0.01% | −2,335−4.2% | Reduced |
| Natixis | 54,897 | $1.10M | 0.01% | −36,818−40.1% | Reduced |
| FJ Capital Management LLC | 54,968 | $1.10M | 0.13% | +54,968 | New |
| Arkadios Wealth Advisors | 55,573 | $1.12M | 0.06% | −229−0.4% | Reduced |
| Abundance Wealth Counselors | 55,748 | $1.12M | 0.24% | −168−0.3% | Reduced |
| Lido Advisors, LLC | 59,584 | $1.20M | 0.01% | −3,582−5.7% | Reduced |
| Prevail Innovative Wealth Advisors, LLC | 60,513 | $1.22M | 0.35% | −94,699−61.0% | Reduced |
| Essex Financial Services, Inc. | 60,897 | $1.22M | 0.09% | −1,905−3.0% | Reduced |
| Naples Global Advisors, LLC | 62,259 | $1.25M | 0.12% | +600+1.0% | Added |
| Neuberger Berman Group LLC | 63,171 | $1.27M | 0.00% | +639+1.0% | Added |
| Sharpepoint LLC | 65,125 | $1.31M | 1.18% | +65,125 | New |
| IHT Wealth Management, LLC | 67,362 | $1.35M | 0.04% | +5,487+8.9% | Added |
| Barclays PLC | 71,036 | $1.43M | 0.00% | +71,036 | New |
| HighTower Advisors, LLC | 77,276 | $1.55M | 0.00% | +14,841+23.8% | Added |
| Delphi Management Inc | 77,426 | $1.55M | 1.50% | +2,360+3.1% | Added |
| Toroso Investments, LLC | 78,870 | $1.58M | 0.01% | +2,608+3.4% | Added |
| Creegan & Nassoura Financial Group, LLC | 80,170 | $1.61M | 1.08% | −200−0.2% | Reduced |
| Bank of New York Mellon Corp | 82,380 | $1.66M | 0.00% | +33,191+67.5% | Added |
| Atom Investors LP | 82,393 | $1.66M | 0.21% | +82,393 | New |
| Kestra Private Wealth Services, LLC | 82,936 | $1.67M | 0.03% | +6,082+7.9% | Added |
| Hennion & Walsh Asset Management, Inc. | 88,515 | $1.78M | 0.08% | −23,876−21.2% | Reduced |
| Legacy Capital Wealth Partners, LLC | 88,934 | $1.79M | 0.44% | −4,277−4.6% | Reduced |
| Nations Financial Group Inc, | 92,447 | $1.86M | 0.14% | +799+0.9% | Added |
| Invesco Ltd. | 93,680 | $1.88M | 0.00% | +9,831+11.7% | Added |
| Steward Partners Investment Advisory, LLC | 94,122 | $1.89M | 0.02% | +11,279+13.6% | Added |
| Pennington Partners & Co., LLC | 96,700 | $1.94M | 0.96% | +96,700 | New |
| Jump Financial, LLC | 99,252 | $1.99M | 0.04% | +31,998+47.6% | Added |
| BNP Paribas Arbitrage, SA | 102,674 | $2.06M | 0.00% | +49,606+93.5% | Added |
| Aquatic Capital Management LLC | 103,654 | $2.08M | 0.06% | +103,654 | New |
| Advisor Group Holdings, Inc. | 107,202 | $2.15M | 0.00% | −45,055−29.6% | Reduced |
| Trexquant Investment LP | 107,332 | $2.16M | 0.03% | +107,332 | New |
| Northern Trust Corp | 109,136 | $2.19M | 0.00% | +13,930+14.6% | Added |
| Quantbot Technologies LP | 109,791 | $2.21M | 0.08% | +75,939+224.3% | Added |
| PFG Investments, LLC | 112,526 | $2.26M | 0.14% | +1,672+1.5% | Added |
| Taylor Frigon Capital Management LLC | 113,841 | $2.29M | 1.16% | −1,955−1.7% | Reduced |
| CIBC Private Wealth Group, LLC | 114,678 | $2.29M | 0.00% | +187+0.2% | Added |
| Golden State Wealth Management, LLC | 115,658 | $2.32M | 0.35% | +115,658 | New |
| Great West Life Assurance Co | 119,822 | $2.40M | 0.00% | −7,570−5.9% | Reduced |
| Napa Wealth Management | 124,195 | $2.50M | 1.08% | +3,901+3.2% | Added |
| Cubist Systematic Strategies, LLC | 124,663 | $2.50M | 0.04% | +124,663 | New |
| Bank of America Corp | 128,985 | $2.59M | 0.00% | +4,518+3.6% | Added |
| Private Advisor Group, LLC | 131,149 | $2.63M | 0.01% | +7,235+5.8% | Added |
| Envestnet Asset Management Inc | 134,455 | $2.70M | 0.00% | −86,580−39.2% | Reduced |
| Rockefeller Capital Management L.P. | 138,364 | $2.78M | 0.01% | +496+0.4% | Added |
| Waterloo Capital, L.P. | 143,000 | $2.87M | 0.30% | +8,771+6.5% | Added |
| Truvestments Capital LLC | 144,104 | $2.90M | 0.75% | +7,829+5.7% | Added |
| Capital Advisory Group Advisory Services, LLC | 145,582 | $2.92M | 1.05% | −141,152−49.2% | Reduced |
| Mount Yale Investment Advisors, LLC | 147,542 | $2.96M | 0.24% | +15,467+11.7% | Added |
| Cetera Investment Advisers | 152,573 | $3.07M | 0.01% | +20,417+15.4% | Added |
| DnB Asset Management AS | 153,965 | $3.09M | 0.01% | +13,859+9.9% | Added |
| Naviter Wealth, LLC | 158,087 | $3.18M | 0.38% | +20,156+14.6% | Added |
| Cambridge Investment Research Advisors, Inc. | 162,106 | $3.26M | 0.01% | +9,606+6.3% | Added |
| Baker Avenue Asset Management, LP | 162,850 | $3.27M | 0.10% | +3,182+2.0% | Added |
| Connor, Clark & Lunn Investment Management Ltd. | 163,302 | $3.28M | 0.01% | +163,302 | New |
| Graypoint LLC | 164,903 | $3.31M | 0.20% | +24,673+17.6% | Added |
| Financial Advisory Service, Inc. | 196,208 | $3.94M | 0.33% | −10,759−5.2% | Reduced |
| Goldman Sachs Group Inc | 206,840 | $4.16M | 0.00% | +91,043+78.6% | Added |
| Blair William & Co | 212,810 | $4.28M | 0.01% | 00.0% | Unchanged |
| Ares Management LLC | 226,606 | $4.55M | 0.16% | +28,300+14.3% | Added |
| Schonfeld Strategic Advisors LLC | 249,700 | $5.02M | 0.03% | +249,700 | New |
| Atria Wealth Solutions, Inc. | 253,428 | $5.09M | 0.06% | +270+0.1% | Added |
| Left Brain Wealth Management, LLC | 275,876 | $5.54M | 2.09% | +67,215+32.2% | Added |
| Janney Montgomery Scott LLC | 282,713 | $5.68M | 0.02% | −21,145−7.0% | Reduced |
| D.A. Davidson & Co. | 289,183 | $5.81M | 0.05% | +5,333+1.9% | Added |
| The PNC Financial Services Group, Inc. | 294,680 | $5.92M | 0.00% | +173+0.1% | Added |
| S&T Bank | 312,575 | $6.28M | 2.00% | −44,552−12.5% | Reduced |