Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q3 2024
Institutional positions in Hercules Capital, Inc. as of Sep 30, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 299
- +15 vs. Q2 2024
- Shares held
- 31.9M
- +553.8K (+1.8%) vs. Q2 2024
- Total value
- $640.1M
- −$9.93M (−1.5%) vs. Q2 2024
- New holders
- 39
- 123 more added
- Sold out
- 24
- 79 more reduced
4 institutions that held it in Q2 2024 haven't filed for Q3 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2024: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q3 2024
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q2 2024.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Prosperity Consulting Group, LLC | 12,167 | $239.0K | 0.02% | +12,167 | New |
| Squarepoint Ops LLC | 12,236 | $240.3K | 0.00% | +12,236 | New |
| Avantax Advisory Services, Inc. | 12,237 | $240.3K | 0.00% | +12,237 | New |
| Advisory Research Inc | 12,842 | $252.2K | 0.04% | −1,155−8.3% | Reduced |
| Modern Wealth Management, LLC | 12,994 | $255.2K | 0.02% | +57+0.4% | Added |
| Allspring Global Investments Holdings, LLC | 13,100 | $257.3K | 0.00% | 00.0% | Unchanged |
| Foundations Investment Advisors, LLC | 13,590 | $266.9K | 0.01% | +3,057+29.0% | Added |
| MQS Management LLC | 13,620 | $267.5K | 0.15% | +13,620 | New |
| Change Path, LLC | 13,950 | $274.0K | 0.01% | +13,950 | New |
| Quest Investment Management LLC | 14,115 | $277.2K | 0.03% | 00.0% | Unchanged |
| CAPROCK Group, Inc. | 14,200 | $278.9K | 0.01% | 00.0% | Unchanged |
| Cascade Financial Partners, LLC | 14,193 | $284.4K | 0.04% | 00.0% | Unchanged |
| Autumn Glory Partners, LLC | 14,500 | $284.8K | 0.11% | +4,000+38.1% | Added |
| Sunbelt Securities, Inc. | 14,517 | $285.1K | 0.03% | −3,633−20.0% | Reduced |
| Cerity Partners LLC | 14,613 | $287.0K | 0.00% | −1,008−6.5% | Reduced |
| Anfield Capital Management, LLC | 14,748 | $289.7K | 0.11% | 00.0% | Unchanged |
| Snowden Capital Advisors LLC | 14,817 | $291.0K | 0.01% | −95−0.6% | Reduced |
| Advisory Services Network, LLC | 14,276 | $291.9K | 0.01% | 00.0% | Unchanged |
| Allie Family Office LLC | 15,000 | $294.6K | 0.16% | 00.0% | Unchanged |
| Wealthspire Advisors, LLC | 15,010 | $294.8K | 0.00% | +15,010 | New |
| XTX Topco Ltd | 15,056 | $295.7K | 0.02% | +15,056 | New |
| Colonial River Wealth Management, LLC | 15,302 | $300.5K | 0.15% | 00.0% | Unchanged |
| Axxcess Wealth Management, LLC | 15,302 | $300.5K | 0.01% | 00.0% | Unchanged |
| Register Financial Advisors LLC | 15,355 | $301.6K | 0.15% | +49+0.3% | Added |
| Fulton Bank, N.A. | 15,417 | $302.8K | 0.01% | 00.0% | Unchanged |
| Triumph Capital Management | 15,496 | $304.3K | 0.11% | −9,801−38.7% | Reduced |
| Parallel Advisors, LLC | 15,567 | $305.7K | 0.01% | −1,158−6.9% | Reduced |
| Wedbush Securities Inc | 15,727 | $309.0K | 0.01% | +38+0.2% | Added |
| Accel Wealth Management | 15,849 | $311.3K | 0.12% | +271+1.7% | Added |
| Chicago Partners Investment Group LLC | 15,704 | $311.9K | 0.01% | +2,101+15.4% | Added |
| GWM Advisors LLC | 15,965 | $313.5K | 0.00% | +2,807+21.3% | Added |
| Principle Wealth Partners LLC | 16,265 | $319.4K | 0.02% | −125−0.8% | Reduced |
| Strategic Financial Concepts, LLC | 16,300 | $320.1K | 0.10% | −336,921−95.4% | Reduced |
| Wealth Enhancement Advisory Services, LLC | 17,107 | $336.0K | 0.00% | +17,107 | New |
| Beacon Pointe Advisors, LLC | 17,111 | $336.1K | 0.00% | −1,130−6.2% | Reduced |
| Stratos Wealth Partners, LTD. | 17,151 | $336.9K | 0.00% | +4,658+37.3% | Added |
| Monument Capital Management | 17,310 | $340.0K | 0.09% | −1,108−6.0% | Reduced |
| Prossimo Advisors, LLC | 17,304 | $340.0K | 0.25% | +355+2.1% | Added |
| Proequities, Inc. | 17,495 | $343.6K | 0.02% | +422+2.5% | Added |
| Pathstone Holdings, LLC | 17,644 | $346.5K | 0.00% | −6,790−27.8% | Reduced |
| Global Assets Advisory, LLC | 17,785 | $347.7K | 0.19% | +1,028+6.1% | Added |
| Brown Advisory Inc | 17,919 | $351.9K | 0.00% | 00.0% | Unchanged |
| Sanctuary Advisors, LLC | 18,818 | $353.0K | 0.00% | +6,792+56.5% | Added |
| Wiley Bros.-Aintree Capital, LLC | 19,634 | $353.0K | 0.01% | +7,181+57.7% | Added |
| Sit Investment Associates Inc | 18,050 | $355.0K | 0.01% | 00.0% | Unchanged |
| TownSquare Capital, LLC | 18,402 | $361.4K | 0.00% | +20.0% | Added |
| Inspire Advisors, LLC | 18,686 | $367.0K | 0.04% | −2,104−10.1% | Reduced |
| RMR Wealth Builders | 18,699 | $367.2K | 0.04% | +1,702+10.0% | Added |
| Virtu Financial LLC | 19,275 | $379.0K | 0.02% | +9,517+97.5% | Added |
| Grimes & Company, Inc. | 19,452 | $382.0K | 0.01% | +1,443+8.0% | Added |
| First National Trust Co | 19,634 | $385.6K | 0.01% | 00.0% | Unchanged |
| Cornerstone Wealth Management, LLC | 19,873 | $390.3K | 0.03% | +1,267+6.8% | Added |
| Twinbeech Capital LP | 19,925 | $391.3K | 0.01% | +19,925 | New |
| Madison Park Capital Advisors, LLC | 20,000 | $392.8K | 0.29% | 00.0% | Unchanged |
| Global Endowment Management, LP | 20,000 | $392.8K | 0.04% | +20,000 | New |
| MAS Advisors LLC | 20,958 | $411.6K | 0.88% | 00.0% | Unchanged |
| Captrust Financial Advisors | 21,215 | $416.7K | 0.00% | +763+3.7% | Added |
| Mercer Global Advisors Inc | 21,494 | $420.8K | 0.00% | +8,465+65.0% | Added |
| Millennium Management LLC | 22,181 | $435.6K | 0.00% | −10,865−32.9% | Reduced |
| ProShare Advisors LLC | 22,996 | $451.6K | 0.00% | −775−3.3% | Reduced |
| Accredited Investors Inc. | 23,000 | $451.7K | 0.03% | 00.0% | Unchanged |
| Alliancebernstein L.P. | 23,163 | $454.9K | 0.00% | −86,000−78.8% | Reduced |
| CWM Advisors, LLC | 23,203 | $455.7K | 0.05% | +3,763+19.4% | Added |
| Kestra Advisory Services, LLC | 23,664 | $464.8K | 0.00% | −920−3.7% | Reduced |
| Core Wealth Partners LLC | 24,153 | $474.4K | 0.29% | 00.0% | Unchanged |
| Penbrook Management LLC | 24,194 | $475.2K | 0.31% | +405+1.7% | Added |
| AE Wealth Management LLC | 24,316 | $477.6K | 0.00% | −6,077−20.0% | Reduced |
| Diligent Investors, LLC | 24,442 | $480.1K | 0.11% | +20+0.1% | Added |
| Equitable Holdings, Inc. | 25,175 | $494.4K | 0.00% | +3,313+15.2% | Added |
| BigSur Wealth Management LLC | 25,315 | $497.2K | 0.14% | −11,685−31.6% | Reduced |
| MML Investors Services, LLC | 26,521 | $521.0K | 0.00% | +1,851+7.5% | Added |
| Mariner, LLC | 26,572 | $521.9K | 0.00% | −17,812−40.1% | Reduced |
| Sand Hill Global Advisors, LLC | 26,752 | $525.4K | 0.02% | −436−1.6% | Reduced |
| Balboa Wealth Partners | 26,894 | $528.2K | 0.13% | +26,894 | New |
| Eagle Global Advisors LLC | 26,900 | $528.3K | 0.03% | −6,400−19.2% | Reduced |
| Sowell Financial Services LLC | 27,432 | $539.0K | 0.03% | +14+0.1% | Added |
| Mirae Asset Global Investments Co., Ltd. | 27,319 | $539.5K | 0.00% | +711+2.7% | Added |
| Guggenheim Capital LLC | 28,463 | $559.0K | 0.00% | −542−1.9% | Reduced |
| Founders Financial Alliance, LLC | 28,701 | $563.7K | 0.16% | +673+2.4% | Added |
| Good Life Advisors, LLC | 28,996 | $569.5K | 0.04% | +14,498+100.0% | Added |
| First National Bank of Mount Dora, Trust Investment Services | 29,246 | $574.4K | 0.13% | 00.0% | Unchanged |
| Steel Peak Wealth Management LLC | 29,503 | $579.4K | 0.03% | +1,119+3.9% | Added |
| Future Financial Wealth Managment LLC | 31,300 | $614.7K | 0.44% | 00.0% | Unchanged |
| 1620 Investment Advisors, Inc. | 31,632 | $621.3K | 0.45% | −114−0.4% | Reduced |
| Truist Financial Corp | 31,800 | $624.6K | 0.00% | −840−2.6% | Reduced |
| Concurrent Investment Advisors, LLC | 32,299 | $634.3K | 0.02% | −5,194−13.9% | Reduced |
| Mackenzie Financial Corp | 32,479 | $637.9K | 0.00% | +847+2.7% | Added |
| Susquehanna International Group, LLP | 32,922 | $646.6K | 0.00% | +32,922 | New |
| Quantbot Technologies LP | 33,852 | $664.9K | 0.03% | −8,825−20.7% | Reduced |
| Morse Asset Management, Inc | 34,900 | $685.4K | 0.15% | +600+1.7% | Added |
| TFG Advisers LLC | 36,654 | $719.9K | 0.26% | +17,748+93.9% | Added |
| Crestline Management, LP | 37,403 | $734.6K | 0.04% | +37,403 | New |
| CI Private Wealth, LLC | 37,779 | $742.0K | 0.00% | +22,730+151.0% | Added |
| Creative Planning | 38,043 | $747.2K | 0.00% | +6,049+18.9% | Added |
| Access Investment Management LLC | 38,200 | $750.2K | 0.23% | 00.0% | Unchanged |
| Dakota Wealth Management | 39,377 | $773.4K | 0.02% | −2,402−5.7% | Reduced |
| Mirador Capital Partners LP | 40,227 | $790.1K | 0.14% | +2,009+5.3% | Added |
| Engineers Gate Manager LP | 40,400 | $793.5K | 0.02% | −9,170−18.5% | Reduced |
| Federation des caisses Desjardins du Quebec | 40,512 | $795.7K | 0.00% | +1,100+2.8% | Added |
| Bleakley Financial Group, LLC | 41,234 | $809.8K | 0.02% | +1,063+2.6% | Added |