Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q1 2024
Institutional positions in Hercules Capital, Inc. as of Mar 31, 2024. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 294
- +8 vs. Q4 2023
- Shares held
- 33.8M
- +1.93M (+6.1%) vs. Q4 2023
- Total value
- $618.4M
- +$87.6M (+16.5%) vs. Q4 2023
- New holders
- 40
- 121 more added
- Sold out
- 32
- 73 more reduced
4 institutions that held it in Q4 2023 haven't filed for Q1 2024 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q1 2024
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q4 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Wall Street Access Asset Management, LLC | 12,230 | $225.6K | 0.09% | −2,430−16.6% | Reduced |
| Chicago Partners Investment Group LLC | 11,984 | $225.9K | 0.01% | +11,984 | New |
| Stratos Wealth Partners, LTD. | 12,392 | $228.6K | 0.00% | +105+0.9% | Added |
| Steel Peak Wealth Management LLC | 12,675 | $233.9K | 0.01% | +12,675 | New |
| Allspring Global Investments Holdings, LLC | 13,100 | $241.7K | 0.00% | 00.0% | Unchanged |
| National Asset Management, Inc. | 15,154 | $248.8K | 0.01% | +127+0.8% | Added |
| Mutual Advisors, LLC | 13,884 | $256.2K | 0.01% | −758−5.2% | Reduced |
| Change Path, LLC | 13,950 | $257.0K | 0.01% | +13,950 | New |
| Colonial River Wealth Management, LLC | 13,977 | $257.9K | 0.15% | 00.0% | Unchanged |
| Cascade Financial Partners, LLC | 14,193 | $257.9K | 0.04% | +14,193 | New |
| Advisory Services Network, LLC | 14,040 | $259.0K | 0.01% | −27,496−66.2% | Reduced |
| Quest Investment Management LLC | 14,115 | $260.4K | 0.03% | 00.0% | Unchanged |
| Advisory Research Inc | 14,214 | $262.2K | 0.05% | −954−6.3% | Reduced |
| Cerity Partners LLC | 14,327 | $264.8K | 0.00% | +14,327 | New |
| Accel Wealth Management | 14,512 | $267.7K | 0.11% | +14,512 | New |
| Cornerstone Wealth Management, LLC | 14,610 | $269.6K | 0.02% | +14,610 | New |
| Anfield Capital Management, LLC | 14,748 | $272.1K | 0.13% | 00.0% | Unchanged |
| Allie Family Office LLC | 15,000 | $276.8K | 0.16% | 00.0% | Unchanged |
| Wedbush Securities Inc | 15,120 | $279.0K | 0.01% | +400+2.7% | Added |
| Good Life Advisors, LLC | 15,147 | $279.5K | 0.02% | −1,280−7.8% | Reduced |
| Register Financial Advisors LLC | 15,261 | $281.6K | 0.15% | +47+0.3% | Added |
| Aigen Investment Management, LP | 15,372 | $283.6K | 0.06% | +15,372 | New |
| Mariner, LLC | 15,403 | $284.2K | 0.00% | +1,034+7.2% | Added |
| Snowden Capital Advisors LLC | 15,567 | $287.2K | 0.01% | +15,567 | New |
| IAM Advisory, LLC | 15,686 | $289.4K | 0.08% | +3,913+33.2% | Added |
| Strategic Financial Concepts, LLC | 16,300 | $300.7K | 0.07% | +16,300 | New |
| TownSquare Capital, LLC | 16,334 | $301.4K | 0.00% | +77+0.5% | Added |
| Principle Wealth Partners LLC | 16,390 | $302.4K | 0.02% | 00.0% | Unchanged |
| RMR Wealth Builders | 16,426 | $303.1K | 0.04% | +524+3.3% | Added |
| FourThought Financial Partners, LLC | 16,604 | $306.3K | 0.04% | −159−0.9% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 16,613 | $306.5K | 0.00% | −6,102−26.9% | Reduced |
| Proequities, Inc. | 16,675 | $307.7K | 0.02% | +110+0.7% | Added |
| Parallel Advisors, LLC | 16,747 | $309.0K | 0.01% | 00.0% | Unchanged |
| Capstone Investment Advisors, LLC | 17,163 | $316.7K | 0.01% | +4,482+35.3% | Added |
| Fulton Bank, N.A. | 17,417 | $321.3K | 0.01% | −5,000−22.3% | Reduced |
| Mackenzie Financial Corp | 17,867 | $329.6K | 0.00% | +465+2.7% | Added |
| Brown Advisory Inc | 17,919 | $330.6K | 0.00% | +6,974+63.7% | Added |
| Sit Investment Associates Inc | 18,050 | $333.0K | 0.01% | 00.0% | Unchanged |
| Prime Capital Investment Advisors, LLC | 18,318 | $338.0K | 0.00% | +3,297+21.9% | Added |
| IFP Advisors, Inc | 18,597 | $343.1K | 0.02% | +869+4.9% | Added |
| Sunbelt Securities, Inc. | 18,702 | $345.1K | 0.04% | +49+0.3% | Added |
| Beacon Pointe Advisors, LLC | 18,851 | $347.8K | 0.00% | 00.0% | Unchanged |
| Monument Capital Management | 19,030 | $351.1K | 0.10% | +19,030 | New |
| First National Trust Co | 19,634 | $362.2K | 0.01% | 00.0% | Unchanged |
| Madison Park Capital Advisors, LLC | 20,000 | $369.0K | 0.32% | 00.0% | Unchanged |
| Kovitz Investment Group Partners, LLC | 20,000 | $369.0K | 0.00% | +10,000+100.0% | Added |
| ProShare Advisors LLC | 20,869 | $385.0K | 0.00% | +2,770+15.3% | Added |
| Kestra Advisory Services, LLC | 21,394 | $394.7K | 0.00% | +5,431+34.0% | Added |
| MAS Advisors LLC | 21,679 | $400.0K | 0.46% | +9,132+72.8% | Added |
| CI Private Wealth, LLC | 21,821 | $402.6K | 0.00% | +8,605+65.1% | Added |
| Inspire Advisors, LLC | 21,873 | $403.6K | 0.06% | +141+0.6% | Added |
| CWM Advisors, LLC | 22,113 | $408.0K | 0.04% | −3,631−14.1% | Reduced |
| Mercer Global Advisors Inc | 22,456 | $414.0K | 0.00% | +22,456 | New |
| Accredited Investors Inc. | 23,000 | $424.4K | 0.03% | −1,000−4.2% | Reduced |
| Equitable Holdings, Inc. | 23,045 | $425.2K | 0.00% | +788+3.5% | Added |
| Greenwich Investment Management, Inc. | 23,711 | $437.0K | 0.34% | +575+2.5% | Added |
| Penbrook Management LLC | 23,696 | $437.2K | 0.27% | −208−0.9% | Reduced |
| Captrust Financial Advisors | 23,971 | $442.3K | 0.00% | −5,786−19.4% | Reduced |
| Core Wealth Partners LLC | 24,153 | $445.6K | 0.34% | 00.0% | Unchanged |
| Baird Financial Group, Inc. | 24,216 | $446.8K | 0.00% | +24,216 | New |
| Pathstone Holdings, LLC | 24,423 | $450.6K | 0.00% | −15−0.1% | Reduced |
| Jane Street Group, LLC | 24,533 | $452.6K | 0.00% | −32,464−57.0% | Reduced |
| Neuberger Berman Group LLC | 24,750 | $456.6K | 0.00% | 00.0% | Unchanged |
| MML Investors Services, LLC | 25,104 | $463.0K | 0.00% | −2,157−7.9% | Reduced |
| Engineers Gate Manager LP | 25,412 | $468.9K | 0.01% | +14,263+127.9% | Added |
| Sage Mountain Advisors LLC | 25,458 | $469.7K | 0.05% | +25,458 | New |
| AE Wealth Management LLC | 25,568 | $471.7K | 0.01% | −19,304−43.0% | Reduced |
| Concurrent Investment Advisors, LLC | 26,607 | $490.9K | 0.02% | +2,226+9.1% | Added |
| Sowell Financial Services LLC | 27,080 | $500.0K | 0.02% | +3,064+12.8% | Added |
| Founders Financial Alliance, LLC | 27,401 | $505.5K | 0.15% | +2,151+8.5% | Added |
| Virtus ETF Advisers LLC | 27,782 | $512.6K | 0.27% | −735−2.6% | Reduced |
| Guggenheim Capital LLC | 27,813 | $513.1K | 0.00% | −998−3.5% | Reduced |
| Squarepoint Ops LLC | 28,167 | $519.7K | 0.00% | +28,167 | New |
| Aquatic Capital Management LLC | 28,200 | $520.3K | 0.02% | +700+2.5% | Added |
| First National Bank of Mount Dora, Trust Investment Services | 29,246 | $539.6K | 0.13% | 00.0% | Unchanged |
| BigSur Wealth Management LLC | 29,700 | $548.0K | 0.17% | +17,700+147.5% | Added |
| Quantbot Technologies LP | 31,191 | $575.5K | 0.03% | −59,797−65.7% | Reduced |
| Future Financial Wealth Managment LLC | 31,300 | $577.5K | 0.44% | 00.0% | Unchanged |
| 1620 Investment Advisors, Inc. | 31,946 | $589.4K | 0.60% | +1,839+6.1% | Added |
| Diligent Investors, LLC | 33,204 | $612.6K | 0.15% | −1,123−3.3% | Reduced |
| Eagle Global Advisors LLC | 33,300 | $614.4K | 0.03% | +4,070+13.9% | Added |
| Mirador Capital Partners LP | 36,155 | $667.1K | 0.13% | +2,885+8.7% | Added |
| Lido Advisors, LLC | 36,176 | $667.4K | 0.01% | +2,762+8.3% | Added |
| Truist Financial Corp | 36,708 | $677.3K | 0.00% | −176−0.5% | Reduced |
| Verition Fund Management LLC | 37,380 | $689.7K | 0.01% | +280+0.8% | Added |
| Twinbeech Capital LP | 37,958 | $700.3K | 0.01% | +37,958 | New |
| Bleakley Financial Group, LLC | 38,021 | $701.5K | 0.02% | +1,229+3.3% | Added |
| Simplicity Wealth,LLC | 38,021 | $701.5K | 0.02% | +38,021 | New |
| Access Investment Management LLC | 38,200 | $704.8K | 0.23% | 00.0% | Unchanged |
| Creative Planning | 39,969 | $737.4K | 0.00% | +24,298+155.1% | Added |
| Sigma Planning Corp | 41,359 | $763.1K | 0.02% | −46,919−53.1% | Reduced |
| Dakota Wealth Management | 41,779 | $770.8K | 0.02% | +41,779 | New |
| Bristlecone Advisors, LLC | 41,986 | $774.6K | 0.07% | −132−0.3% | Reduced |
| Chesapeake Capital Corp | 44,526 | $821.5K | 0.61% | −15,328−25.6% | Reduced |
| Bank of New York Mellon Corp | 44,613 | $823.1K | 0.00% | +44,613 | New |
| Essex Financial Services, Inc. | 44,677 | $824.3K | 0.08% | +205+0.5% | Added |
| US Bancorp | 45,465 | $838.8K | 0.00% | +5,134+12.7% | Added |
| Alps Advisors Inc | 46,750 | $862.5K | 0.01% | +7,650+19.6% | Added |
| North Star Investment Management Corp. | 47,627 | $878.7K | 0.06% | +7,239+17.9% | Added |
| McDonald Partners LLC | 48,000 | $885.6K | 0.24% | 00.0% | Unchanged |