Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q4 2023
Institutional positions in Hercules Capital, Inc. as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 290
- +29 vs. Q3 2023
- Shares held
- 32.1M
- +2.97M (+10.2%) vs. Q3 2023
- Total value
- $535.2M
- +$56.8M (+11.9%) vs. Q3 2023
- New holders
- 52
- 115 more added
- Sold out
- 23
- 63 more reduced
5 institutions that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Atom Investors LP | 12,768 | $212.8K | 0.04% | +12,768 | New |
| Allspring Global Investments Holdings, LLC | 13,100 | $218.4K | 0.00% | 00.0% | Unchanged |
| CI Private Wealth, LLC | 13,216 | $220.3K | 0.00% | −1,798−12.0% | Reduced |
| Colonial River Wealth Management, LLC | 13,977 | $233.0K | 0.14% | +3,639+35.2% | Added |
| Beaumont Financial Advisors, LLC | 14,093 | $234.9K | 0.02% | +396+2.9% | Added |
| Quest Investment Management LLC | 14,115 | $235.3K | 0.03% | 00.0% | Unchanged |
| Wetherby Asset Management Inc | 14,368 | $239.5K | 0.01% | 00.0% | Unchanged |
| Mariner, LLC | 14,369 | $239.5K | 0.00% | +1,732+13.7% | Added |
| Mutual Advisors, LLC | 14,642 | $244.1K | 0.01% | +14,642 | New |
| Wall Street Access Asset Management, LLC | 14,660 | $244.4K | 0.11% | +14,660 | New |
| Wedbush Securities Inc | 14,720 | $245.0K | 0.01% | −735−4.8% | Reduced |
| Anfield Capital Management, LLC | 14,748 | $245.8K | 0.13% | +2,432+19.7% | Added |
| PFG Investments, LLC | 14,775 | $246.3K | 0.05% | −985−6.3% | Reduced |
| Allie Family Office LLC | 15,000 | $250.1K | 0.17% | 00.0% | Unchanged |
| Prime Capital Investment Advisors, LLC | 15,021 | $250.4K | 0.00% | +15,021 | New |
| National Asset Management, Inc. | 15,027 | $250.5K | 0.01% | −127−0.8% | Reduced |
| Advisory Research Inc | 15,168 | $252.9K | 0.04% | −58,996−79.5% | Reduced |
| Register Financial Advisors LLC | 15,214 | $253.6K | 0.17% | +55+0.4% | Added |
| Catalina Capital Group, LLC | 15,546 | $259.1K | 0.20% | +15,546 | New |
| Prelude Capital Management, LLC | 15,599 | $260.0K | 0.02% | +534+3.5% | Added |
| Keebeck Alpha, LP | 15,599 | $260.0K | 0.20% | +534+3.5% | Added |
| Creative Planning | 15,671 | $261.2K | 0.00% | +1,396+9.8% | Added |
| RMR Wealth Builders | 15,902 | $265.1K | 0.04% | +421+2.7% | Added |
| Kestra Advisory Services, LLC | 15,963 | $266.1K | 0.00% | +67+0.4% | Added |
| TownSquare Capital, LLC | 16,257 | $271.0K | 0.00% | +16,257 | New |
| Principle Wealth Partners LLC | 16,390 | $273.2K | 0.02% | 00.0% | Unchanged |
| Good Life Advisors, LLC | 16,427 | $273.8K | 0.03% | −1,500−8.4% | Reduced |
| Proequities, Inc. | 16,565 | $276.1K | 0.02% | +1,259+8.2% | Added |
| Parallel Advisors, LLC | 16,747 | $279.2K | 0.01% | −1,435−7.9% | Reduced |
| FourThought Financial Partners, LLC | 16,763 | $279.4K | 0.04% | +21+0.1% | Added |
| Quadrature Capital Ltd | 16,787 | $280.0K | 0.01% | −1,575−8.6% | Reduced |
| Mackenzie Financial Corp | 17,402 | $290.1K | 0.00% | +402+2.4% | Added |
| Susquehanna International Group, LLP | 17,527 | $292.2K | 0.00% | +17,527 | New |
| IFP Advisors, Inc | 17,728 | $295.5K | 0.01% | +32+0.2% | Added |
| Sit Investment Associates Inc | 18,050 | $301.0K | 0.01% | 00.0% | Unchanged |
| ProShare Advisors LLC | 18,099 | $301.7K | 0.00% | −905−4.8% | Reduced |
| Virtu Financial LLC | 18,348 | $306.0K | 0.02% | −456−2.4% | Reduced |
| Sunbelt Securities, Inc. | 18,653 | $310.9K | 0.04% | −1,995−9.7% | Reduced |
| Beacon Pointe Advisors, LLC | 18,851 | $314.2K | 0.00% | +40.0% | Added |
| Cubist Systematic Strategies, LLC | 19,522 | $325.4K | 0.00% | −39,242−66.8% | Reduced |
| First National Trust Co | 19,634 | $327.3K | 0.01% | 00.0% | Unchanged |
| Truvestments Capital LLC | 19,814 | $330.3K | 0.15% | +19,814 | New |
| Madison Park Capital Advisors, LLC | 20,000 | $333.4K | 0.32% | +20,000 | New |
| Occudo Quantitative Strategies LP | 20,285 | $338.2K | 0.05% | −9,430−31.7% | Reduced |
| Millennium Management LLC | 21,026 | $350.5K | 0.00% | −3,394−13.9% | Reduced |
| Cetera Advisor Networks LLC | 21,713 | $362.0K | 0.00% | +617+2.9% | Added |
| Inspire Advisors, LLC | 21,732 | $362.3K | 0.05% | +3,586+19.8% | Added |
| Equitable Holdings, Inc. | 22,257 | $371.0K | 0.00% | +1,004+4.7% | Added |
| Fulton Bank, N.A. | 22,417 | $373.7K | 0.02% | −4,000−15.1% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 22,715 | $378.7K | 0.00% | −6,007−20.9% | Reduced |
| Greenwich Investment Management, Inc. | 23,136 | $386.0K | 0.29% | −7,065−23.4% | Reduced |
| Penbrook Management LLC | 23,904 | $398.5K | 0.27% | +4,706+24.5% | Added |
| Sowell Financial Services LLC | 24,016 | $400.0K | 0.02% | −3,064−11.3% | Reduced |
| Accredited Investors Inc. | 24,000 | $400.1K | 0.03% | 00.0% | Unchanged |
| Core Wealth Partners LLC | 24,153 | $402.6K | 0.33% | +3,150+15.0% | Added |
| Concurrent Investment Advisors, LLC | 24,381 | $406.4K | 0.02% | +24,381 | New |
| Pathstone Holdings, LLC | 24,438 | $407.4K | 0.00% | +24,438 | New |
| Neuberger Berman Group LLC | 24,750 | $412.6K | 0.00% | −11,800−32.3% | Reduced |
| Founders Financial Alliance, LLC | 25,250 | $420.9K | 0.16% | +1,187+4.9% | Added |
| CWM Advisors, LLC | 25,744 | $429.2K | 0.05% | +4,099+18.9% | Added |
| MML Investors Services, LLC | 27,261 | $454.0K | 0.00% | +1,081+4.1% | Added |
| Aquatic Capital Management LLC | 27,500 | $458.0K | 0.01% | +25,100+1,045.8% | Added |
| Trexquant Investment LP | 28,361 | $472.8K | 0.01% | −38,423−57.5% | Reduced |
| Virtus ETF Advisers LLC | 28,517 | $475.4K | 0.30% | −6,237−17.9% | Reduced |
| Guggenheim Capital LLC | 28,811 | $480.3K | 0.00% | +1,084+3.9% | Added |
| Eagle Global Advisors LLC | 29,230 | $487.3K | 0.03% | 00.0% | Unchanged |
| First National Bank of Mount Dora, Trust Investment Services | 29,246 | $487.5K | 0.13% | 00.0% | Unchanged |
| Significant Wealth Partners LLC | 29,658 | $494.4K | 0.36% | +29,658 | New |
| Captrust Financial Advisors | 29,757 | $496.0K | 0.00% | −6,877−18.8% | Reduced |
| 1620 Investment Advisors, Inc. | 30,107 | $501.9K | 0.55% | −5,477−15.4% | Reduced |
| Future Financial Wealth Managment LLC | 31,300 | $521.8K | 0.52% | 00.0% | Unchanged |
| Archer Investment Corp | 32,513 | $542.0K | 0.17% | +30.0% | Added |
| Winton Group Ltd | 32,577 | $543.1K | 0.04% | +9,668+42.2% | Added |
| Mirador Capital Partners LP | 33,270 | $554.6K | 0.12% | −15,020−31.1% | Reduced |
| Lido Advisors, LLC | 33,414 | $557.0K | 0.01% | +33,414 | New |
| Diligent Investors, LLC | 34,327 | $572.2K | 0.16% | +22+0.1% | Added |
| Palumbo Wealth Management LLC | 36,000 | $600.1K | 0.31% | 00.0% | Unchanged |
| Sawtooth Solutions, LLC | 36,792 | $613.3K | 0.02% | +36,792 | New |
| Bleakley Financial Group, LLC | 36,792 | $613.3K | 0.02% | +36,792 | New |
| Truist Financial Corp | 36,884 | $614.9K | 0.00% | −3,589−8.9% | Reduced |
| Verition Fund Management LLC | 37,100 | $618.5K | 0.01% | +23,500+172.8% | Added |
| Access Investment Management LLC | 38,200 | $636.8K | 0.24% | +38,200 | New |
| Alps Advisors Inc | 39,100 | $651.8K | 0.01% | +400+1.0% | Added |
| US Bancorp | 40,331 | $672.3K | 0.00% | +1,596+4.1% | Added |
| North Star Investment Management Corp. | 40,388 | $673.3K | 0.05% | −906−2.2% | Reduced |
| Prevail Innovative Wealth Advisors, LLC | 40,592 | $676.7K | 0.32% | +40,592 | New |
| Advisory Services Network, LLC | 41,536 | $692.4K | 0.02% | −4,086−9.0% | Reduced |
| Bristlecone Advisors, LLC | 42,118 | $702.1K | 0.07% | 00.0% | Unchanged |
| Essex Financial Services, Inc. | 44,472 | $741.3K | 0.08% | +3,042+7.3% | Added |
| Cetera Advisors LLC | 44,803 | $746.9K | 0.01% | +8,022+21.8% | Added |
| Kovack Advisors, Inc. | 44,936 | $749.1K | 0.09% | +18,392+69.3% | Added |
| IHT Wealth Management, LLC | 45,884 | $764.9K | 0.03% | +1,112+2.5% | Added |
| Cetera Investment Advisers | 46,842 | $780.8K | 0.01% | −12,647−21.3% | Reduced |
| Abundance Wealth Counselors | 47,228 | $787.0K | 0.20% | +4,893+11.6% | Added |
| AE Wealth Management LLC | 44,872 | $788.0K | 0.00% | +6,291+16.3% | Added |
| McDonald Partners LLC | 48,000 | $800.2K | 0.24% | +4,500+10.3% | Added |
| Sand Hill Global Advisors, LLC | 54,348 | $906.0K | 0.04% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 54,741 | $912.5K | 0.08% | +3,000+5.8% | Added |
| Envestnet Asset Management Inc | 56,520 | $942.2K | 0.00% | −24,335−30.1% | Reduced |
| Jane Street Group, LLC | 56,997 | $950.1K | 0.00% | +37,626+194.2% | Added |