Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q3 2023
Institutional positions in Hercules Capital, Inc. as of Sep 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 266
- +18 vs. Q2 2023
- Shares held
- 29.4M
- +1.10M (+3.9%) vs. Q2 2023
- Total value
- $482.0M
- +$63.9M (+15.3%) vs. Q2 2023
- New holders
- 36
- 95 more added
- Sold out
- 18
- 68 more reduced
1 institution that held it in Q2 2023 haven't filed for Q3 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q3 2023
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q2 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| RMR Wealth Builders | 15,481 | $254.2K | 0.04% | +770+5.2% | Added |
| PFG Investments, LLC | 15,760 | $258.8K | 0.05% | +1,091+7.4% | Added |
| Kestra Advisory Services, LLC | 15,896 | $261.0K | 0.00% | −390−2.4% | Reduced |
| Strategic Financial Concepts, LLC | 16,300 | $267.6K | 0.09% | 00.0% | Unchanged |
| Mackenzie Financial Corp | 17,000 | $267.9K | 0.00% | −35,942−67.9% | Reduced |
| Principle Wealth Partners LLC | 16,390 | $269.1K | 0.03% | −2,800−14.6% | Reduced |
| Mercer Global Advisors Inc | 16,643 | $273.0K | 0.00% | +16,643 | New |
| FourThought Financial Partners, LLC | 16,742 | $274.9K | 0.04% | −2,005−10.7% | Reduced |
| CAPROCK Group, Inc. | 17,000 | $279.1K | 0.02% | 00.0% | Unchanged |
| IFP Advisors, Inc | 17,696 | $290.6K | 0.01% | −1,370−7.2% | Reduced |
| Good Life Advisors, LLC | 17,927 | $294.4K | 0.03% | 00.0% | Unchanged |
| Sit Investment Associates Inc | 18,050 | $296.0K | 0.01% | 00.0% | Unchanged |
| Inspire Advisors, LLC | 18,146 | $298.0K | 0.05% | −660−3.5% | Reduced |
| Parallel Advisors, LLC | 18,182 | $298.6K | 0.01% | −2,704−12.9% | Reduced |
| Continuum Advisory, LLC | 18,208 | $299.0K | 0.05% | −13−0.1% | Reduced |
| Quadrature Capital Ltd | 18,362 | $301.5K | 0.01% | +18,362 | New |
| Virtu Financial LLC | 18,804 | $309.0K | 0.03% | +18,804 | New |
| Beacon Pointe Advisors, LLC | 18,847 | $309.5K | 0.00% | +5,411+40.3% | Added |
| Squarepoint Ops LLC | 18,875 | $309.9K | 0.00% | +18,875 | New |
| ProShare Advisors LLC | 19,004 | $312.0K | 0.00% | −4,280−18.4% | Reduced |
| Penbrook Management LLC | 19,198 | $315.2K | 0.23% | +650+3.5% | Added |
| Jane Street Group, LLC | 19,371 | $318.1K | 0.00% | −79,818−80.5% | Reduced |
| First National Trust Co | 19,634 | $322.4K | 0.02% | 00.0% | Unchanged |
| Change Path, LLC | 19,999 | $328.0K | 0.02% | −7,390−27.0% | Reduced |
| Sunbelt Securities, Inc. | 20,648 | $339.0K | 0.05% | −2,574−11.1% | Reduced |
| Core Wealth Partners LLC | 21,003 | $344.9K | 0.31% | 00.0% | Unchanged |
| Fox Run Management, L.L.C. | 21,054 | $345.7K | 0.10% | +21,054 | New |
| Cetera Advisor Networks LLC | 21,096 | $346.4K | 0.00% | +1,444+7.3% | Added |
| Equitable Holdings, Inc. | 21,253 | $349.0K | 0.01% | +8,065+61.2% | Added |
| CWM Advisors, LLC | 21,645 | $355.4K | 0.05% | −3,010−12.2% | Reduced |
| Geneos Wealth Management Inc. | 22,610 | $371.3K | 0.02% | +22+0.1% | Added |
| Winton Group Ltd | 22,909 | $376.2K | 0.03% | +22,909 | New |
| Duality Advisers, LP | 23,225 | $381.4K | 0.05% | +23,225 | New |
| Pathstone Family Office, LLC | 23,504 | $385.9K | 0.00% | +5,860+33.2% | Added |
| Group One Trading, L.P. | 23,989 | $393.9K | 0.02% | +23,989 | New |
| Accredited Investors Inc. | 24,000 | $394.1K | 0.03% | 00.0% | Unchanged |
| Founders Financial Alliance, LLC | 24,063 | $395.1K | 0.17% | +294+1.2% | Added |
| Millennium Management LLC | 24,420 | $401.0K | 0.00% | +5,157+26.8% | Added |
| Ares Management LLC | 25,000 | $410.5K | 0.01% | +25,000 | New |
| MML Investors Services, LLC | 26,180 | $430.0K | 0.00% | +1,717+7.0% | Added |
| Fulton Bank, N.A. | 26,417 | $433.8K | 0.02% | +26,417 | New |
| Kovack Advisors, Inc. | 26,544 | $435.8K | 0.06% | +276+1.1% | Added |
| Sowell Financial Services LLC | 27,080 | $445.0K | 0.03% | +46+0.2% | Added |
| Guggenheim Capital LLC | 27,727 | $455.3K | 0.00% | −833−2.9% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 28,722 | $471.6K | 0.00% | +816+2.9% | Added |
| Eagle Global Advisors LLC | 29,230 | $480.0K | 0.03% | +5,400+22.7% | Added |
| First National Bank of Mount Dora, Trust Investment Services | 29,246 | $480.2K | 0.14% | 00.0% | Unchanged |
| Occudo Quantitative Strategies LP | 29,715 | $487.9K | 0.06% | −8,589−22.4% | Reduced |
| Greenwich Investment Management, Inc. | 30,201 | $496.0K | 0.39% | −2,825−8.6% | Reduced |
| Future Financial Wealth Managment LLC | 31,300 | $513.9K | 0.57% | 00.0% | Unchanged |
| Archer Investment Corp | 32,510 | $533.8K | 0.19% | +30.0% | Added |
| Claybrook Capital, LLC | 32,620 | $535.6K | 0.31% | 00.0% | Unchanged |
| Schonfeld Strategic Advisors LLC | 33,100 | $543.5K | 0.01% | −108,900−76.7% | Reduced |
| Diligent Investors, LLC | 34,305 | $563.3K | 0.17% | +21+0.1% | Added |
| Virtus ETF Advisers LLC | 34,754 | $570.7K | 0.35% | +11,151+47.2% | Added |
| 1620 Investment Advisors, Inc. | 35,584 | $584.3K | 0.68% | −200−0.6% | Reduced |
| Palumbo Wealth Management LLC | 36,000 | $591.1K | 0.33% | +36,000 | New |
| Neuberger Berman Group LLC | 36,550 | $600.2K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 36,634 | $601.5K | 0.00% | −132−0.4% | Reduced |
| Cetera Advisors LLC | 36,781 | $603.9K | 0.01% | +1,128+3.2% | Added |
| C2C Wealth Management, LLC | 37,975 | $610.6K | 0.09% | 00.0% | Unchanged |
| Barclays PLC | 38,220 | $627.6K | 0.00% | +38,220 | New |
| Balyasny Asset Management LLC | 38,288 | $628.7K | 0.00% | −95,697−71.4% | Reduced |
| AE Wealth Management LLC | 38,581 | $633.5K | 0.00% | +2,233+6.1% | Added |
| Alps Advisors Inc | 38,700 | $635.5K | 0.01% | −3,800−8.9% | Reduced |
| US Bancorp | 38,735 | $636.0K | 0.00% | −1,076−2.7% | Reduced |
| Truist Financial Corp | 40,473 | $664.6K | 0.00% | −2,026−4.8% | Reduced |
| North Star Investment Management Corp. | 41,294 | $678.0K | 0.06% | −4,012−8.9% | Reduced |
| Essex Financial Services, Inc. | 41,430 | $680.3K | 0.08% | +6,800+19.6% | Added |
| Goldman Sachs Group Inc | 41,530 | $681.9K | 0.00% | −2,948−6.6% | Reduced |
| Bristlecone Advisors, LLC | 42,118 | $691.6K | 0.08% | 00.0% | Unchanged |
| Abundance Wealth Counselors | 42,335 | $695.0K | 0.20% | +42,335 | New |
| McDonald Partners LLC | 43,500 | $714.3K | 0.23% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 44,479 | $730.3K | 0.00% | +37,606+547.2% | Added |
| IHT Wealth Management, LLC | 44,772 | $735.2K | 0.04% | +19,690+78.5% | Added |
| Advisory Services Network, LLC | 45,622 | $749.1K | 0.02% | −756−1.6% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 46,808 | $768.6K | 0.00% | +6,901+17.3% | Added |
| Mirador Capital Partners LP | 48,290 | $792.9K | 0.18% | +1,634+3.5% | Added |
| Arkadios Wealth Advisors | 51,741 | $849.6K | 0.08% | +1,725+3.4% | Added |
| Quantbot Technologies LP | 52,004 | $853.9K | 0.06% | +1,493+3.0% | Added |
| Sand Hill Global Advisors, LLC | 54,348 | $892.4K | 0.05% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 54,801 | $900.0K | 0.00% | +1,274+2.4% | Added |
| Toroso Investments, LLC | 56,694 | $930.9K | 0.03% | +3,432+6.4% | Added |
| Natixis | 57,757 | $948.4K | 0.01% | +4,900+9.3% | Added |
| ING Groep NV | 58,408 | $959.1K | 0.01% | 00.0% | Unchanged |
| Cubist Systematic Strategies, LLC | 58,764 | $964.9K | 0.01% | −53,760−47.8% | Reduced |
| Cetera Investment Advisers | 59,489 | $976.8K | 0.01% | +3,843+6.9% | Added |
| FJ Capital Management LLC | 60,806 | $998.4K | 0.11% | +28,337+87.3% | Added |
| Naples Global Advisors, LLC | 62,829 | $1.03M | 0.13% | +4,100+7.0% | Added |
| Trexquant Investment LP | 66,784 | $1.10M | 0.03% | −15,162−18.5% | Reduced |
| ExodusPoint Capital Management, LP | 68,538 | $1.13M | 0.01% | +56,486+468.7% | Added |
| Steward Partners Investment Advisory, LLC | 68,698 | $1.13M | 0.02% | +30,420+79.5% | Added |
| Citadel Advisors LLC | 69,568 | $1.14M | 0.00% | −196,084−73.8% | Reduced |
| Private Advisor Group, LLC | 71,269 | $1.17M | 0.01% | −23,010−24.4% | Reduced |
| Boston Private Wealth LLC | 74,141 | $1.22M | 0.03% | −96−0.1% | Reduced |
| Advisory Research Inc | 74,164 | $1.22M | 0.17% | −211−0.3% | Reduced |
| Dark Forest Capital Management LP | 76,685 | $1.26M | 0.11% | +30,029+64.4% | Added |
| International Assets Investment Management, LLC | 80,728 | $1.32M | 0.18% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 80,855 | $1.33M | 0.00% | +28,608+54.8% | Added |
| Creegan & Nassoura Financial Group, LLC | 82,620 | $1.36M | 1.06% | −1,200−1.4% | Reduced |