Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q2 2023
Institutional positions in Hercules Capital, Inc. as of Jun 30, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 249
- −5 vs. Q1 2023
- Shares held
- 28.3M
- −3.05M (−9.7%) vs. Q1 2023
- Total value
- $418.2M
- +$14.7M (+3.6%) vs. Q1 2023
- New holders
- 24
- 94 more added
- Sold out
- 29
- 72 more reduced
3 institutions that held it in Q1 2023 haven't filed for Q2 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q1 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q2 2023
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q1 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Pathstone Family Office, LLC | 17,644 | $261.1K | 0.00% | +10.0% | Added |
| Good Life Advisors, LLC | 17,927 | $265.3K | 0.03% | −630−3.4% | Reduced |
| Sit Investment Associates Inc | 18,050 | $267.0K | 0.01% | 00.0% | Unchanged |
| Continuum Advisory, LLC | 18,221 | $269.7K | 0.04% | +60.0% | Added |
| Penbrook Management LLC | 18,548 | $274.5K | 0.20% | +511+2.8% | Added |
| FourThought Financial Partners, LLC | 18,747 | $277.5K | 0.04% | −5,161−21.6% | Reduced |
| Inspire Advisors, LLC | 18,806 | $278.3K | 0.05% | +1,756+10.3% | Added |
| Principle Wealth Partners LLC | 19,190 | $284.0K | 0.03% | 00.0% | Unchanged |
| Millennium Management LLC | 19,263 | $285.1K | 0.00% | −123,074−86.5% | Reduced |
| First National Trust Co | 19,634 | $290.6K | 0.01% | 00.0% | Unchanged |
| Cetera Advisor Networks LLC | 19,652 | $290.9K | 0.00% | +2,806+16.7% | Added |
| First Republic Investment Management, Inc. | 20,628 | $305.3K | 0.00% | −2,463−10.7% | Reduced |
| Parallel Advisors, LLC | 20,886 | $309.1K | 0.01% | +2,086+11.1% | Added |
| Core Wealth Partners LLC | 21,003 | $310.8K | 0.29% | +5,806+38.2% | Added |
| Bank of New York Mellon Corp | 21,937 | $324.7K | 0.00% | −3,278−13.0% | Reduced |
| Geneos Wealth Management Inc. | 22,588 | $334.3K | 0.02% | +17,528+346.4% | Added |
| Sunbelt Securities, Inc. | 23,222 | $343.7K | 0.05% | +457+2.0% | Added |
| ProShare Advisors LLC | 23,284 | $344.6K | 0.00% | +1,321+6.0% | Added |
| Virtus ETF Advisers LLC | 23,603 | $349.3K | 0.21% | −2,773−10.5% | Reduced |
| Founders Financial Alliance, LLC | 23,769 | $351.8K | 0.14% | +329+1.4% | Added |
| Eagle Global Advisors LLC | 23,830 | $352.7K | 0.02% | +5,330+28.8% | Added |
| Accredited Investors Inc. | 24,000 | $355.2K | 0.03% | −1,000−4.0% | Reduced |
| MML Investors Services, LLC | 24,463 | $362.0K | 0.00% | +2,794+12.9% | Added |
| CWM Advisors, LLC | 24,655 | $364.9K | 0.04% | +231+0.9% | Added |
| Verition Fund Management LLC | 24,743 | $366.2K | 0.01% | +24,743 | New |
| IHT Wealth Management, LLC | 25,082 | $371.2K | 0.02% | +3,233+14.8% | Added |
| Kovack Advisors, Inc. | 26,268 | $388.8K | 0.05% | −475−1.8% | Reduced |
| Prevail Innovative Wealth Advisors, LLC | 26,877 | $397.8K | 0.22% | +26,877 | New |
| Sowell Financial Services LLC | 27,034 | $400.0K | 0.02% | +6,548+32.0% | Added |
| Creative Planning | 27,218 | $402.8K | 0.00% | −4,819−15.0% | Reduced |
| Change Path, LLC | 27,389 | $405.0K | 0.02% | +13,152+92.4% | Added |
| Mirae Asset Global Investments Co., Ltd. | 27,906 | $413.0K | 0.00% | +966+3.6% | Added |
| Emerald Mutual Fund Advisers Trust | 28,020 | $414.7K | 0.02% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 28,560 | $422.7K | 0.00% | +2,359+9.0% | Added |
| First National Bank of Mount Dora, Trust Investment Services | 29,246 | $432.8K | 0.12% | 00.0% | Unchanged |
| Future Financial Wealth Managment LLC | 31,300 | $463.2K | 0.49% | 00.0% | Unchanged |
| FJ Capital Management LLC | 32,469 | $480.5K | 0.06% | −42,780−56.9% | Reduced |
| Archer Investment Corp | 32,507 | $481.1K | 0.17% | +40.0% | Added |
| Claybrook Capital, LLC | 32,620 | $482.8K | 0.26% | 00.0% | Unchanged |
| Greenwich Investment Management, Inc. | 33,026 | $489.0K | 0.37% | −292−0.9% | Reduced |
| Diligent Investors, LLC | 34,284 | $507.4K | 0.15% | +166+0.5% | Added |
| Essex Financial Services, Inc. | 34,630 | $512.5K | 0.06% | +3,595+11.6% | Added |
| Aquatic Capital Management LLC | 35,600 | $527.0K | 0.03% | +6,500+22.3% | Added |
| Cetera Advisors LLC | 35,653 | $527.7K | 0.01% | −3,608−9.2% | Reduced |
| 1620 Investment Advisors, Inc. | 35,784 | $529.6K | 0.60% | −1,010−2.7% | Reduced |
| AE Wealth Management LLC | 36,348 | $538.0K | 0.00% | −38,832−51.7% | Reduced |
| Neuberger Berman Group LLC | 36,550 | $540.9K | 0.00% | 00.0% | Unchanged |
| Captrust Financial Advisors | 36,766 | $544.1K | 0.00% | +607+1.7% | Added |
| Steward Partners Investment Advisory, LLC | 38,278 | $566.5K | 0.01% | +720+1.9% | Added |
| Occudo Quantitative Strategies LP | 38,304 | $566.9K | 0.06% | +38,304 | New |
| US Bancorp | 39,811 | $589.2K | 0.00% | −894−2.2% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 39,907 | $590.6K | 0.00% | +1,767+4.6% | Added |
| C2C Wealth Management, LLC | 37,975 | $614.5K | 0.08% | −2,145−5.3% | Reduced |
| Bristlecone Advisors, LLC | 42,118 | $623.3K | 0.06% | +7,662+22.2% | Added |
| Truist Financial Corp | 42,499 | $629.0K | 0.00% | −479−1.1% | Reduced |
| Alps Advisors Inc | 42,500 | $629.0K | 0.01% | −1,000−2.3% | Reduced |
| McDonald Partners LLC | 43,500 | $643.8K | 0.20% | +17,500+67.3% | Added |
| Goldman Sachs Group Inc | 44,478 | $658.3K | 0.00% | −23,110−34.2% | Reduced |
| North Star Investment Management Corp. | 45,306 | $670.5K | 0.05% | −2,388−5.0% | Reduced |
| Advisory Services Network, LLC | 46,378 | $686.4K | 0.02% | −12,381−21.1% | Reduced |
| Mirador Capital Partners LP | 46,656 | $690.5K | 0.16% | +26,046+126.4% | Added |
| Dark Forest Capital Management LP | 46,656 | $690.5K | 0.07% | +46,656 | New |
| Global Endowment Management, LP | 50,000 | $740.0K | 0.09% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 50,016 | $740.2K | 0.09% | −860−1.7% | Reduced |
| Quantbot Technologies LP | 50,511 | $747.6K | 0.05% | −6,659−11.6% | Reduced |
| Envestnet Asset Management Inc | 52,247 | $773.3K | 0.00% | +186+0.4% | Added |
| Natixis | 52,857 | $782.3K | 0.01% | −1,190−2.2% | Reduced |
| Mackenzie Financial Corp | 52,942 | $786.7K | 0.00% | −10,600−16.7% | Reduced |
| Toroso Investments, LLC | 53,262 | $788.0K | 0.02% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 53,527 | $792.0K | 0.00% | −1,545−2.8% | Reduced |
| Sand Hill Global Advisors, LLC | 54,348 | $804.4K | 0.04% | 00.0% | Unchanged |
| Cetera Investment Advisers | 55,646 | $823.6K | 0.01% | +216+0.4% | Added |
| ING Groep NV | 58,408 | $864.4K | 0.01% | 00.0% | Unchanged |
| Naples Global Advisors, LLC | 58,729 | $869.2K | 0.10% | −2,325−3.8% | Reduced |
| Bank of America Corp | 74,162 | $1.10M | 0.00% | −71,917−49.2% | Reduced |
| Boston Private Wealth LLC | 74,237 | $1.10M | 0.02% | +96+0.1% | Added |
| Advisory Research Inc | 74,375 | $1.10M | 0.14% | −15,663−17.4% | Reduced |
| International Assets Investment Management, LLC | 80,728 | $1.19M | 0.16% | 00.0% | Unchanged |
| Trexquant Investment LP | 81,946 | $1.21M | 0.03% | +2,841+3.6% | Added |
| Nations Financial Group Inc, | 83,004 | $1.23M | 0.12% | +228+0.3% | Added |
| Creegan & Nassoura Financial Group, LLC | 83,820 | $1.24M | 0.92% | 00.0% | Unchanged |
| Delphi Management Inc | 88,818 | $1.31M | 1.39% | +88,818 | New |
| Wintrust Investments LLC | 90,427 | $1.34M | 0.13% | +10,059+12.5% | Added |
| Private Advisor Group, LLC | 94,279 | $1.42M | 0.01% | +13,077+16.1% | Added |
| CIBC Private Wealth Group, LLC | 98,010 | $1.45M | 0.00% | 00.0% | Unchanged |
| Jane Street Group, LLC | 99,189 | $1.47M | 0.00% | +99,189 | New |
| Invesco Ltd. | 99,714 | $1.48M | 0.00% | +19,251+23.9% | Added |
| Cambridge Investment Research Advisors, Inc. | 102,289 | $1.51M | 0.01% | +1,312+1.3% | Added |
| Advisor Group Holdings, Inc. | 102,839 | $1.52M | 0.00% | −15,369−13.0% | Reduced |
| Triad Investment Management | 104,958 | $1.55M | 2.16% | +5,255+5.3% | Added |
| DnB Asset Management AS | 105,285 | $1.56M | 0.01% | 00.0% | Unchanged |
| Taylor Frigon Capital Management LLC | 111,478 | $1.65M | 0.81% | +28,582+34.5% | Added |
| Cubist Systematic Strategies, LLC | 112,524 | $1.67M | 0.02% | −220,000−66.2% | Reduced |
| Hennion & Walsh Asset Management, Inc. | 114,941 | $1.70M | 0.10% | −27,873−19.5% | Reduced |
| Polaris Capital Management, LLC | 118,398 | $1.75M | 0.07% | 00.0% | Unchanged |
| LSV Asset Management | 120,895 | $1.79M | 0.00% | 00.0% | Unchanged |
| Putnam Investments LLC | 123,294 | $1.82M | 0.00% | +11,114+9.9% | Added |
| Great West Life Assurance Co | 124,282 | $1.85M | 0.00% | +7,248+6.2% | Added |
| Northern Trust Corp | 126,578 | $1.87M | 0.00% | +29,156+29.9% | Added |
| Balyasny Asset Management LLC | 133,985 | $1.98M | 0.01% | +133,985 | New |