Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q1 2023
Institutional positions in Hercules Capital, Inc. as of Mar 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 257
- −3 vs. Q4 2022
- Shares held
- 31.3M
- −1.53M (−4.7%) vs. Q4 2022
- Total value
- $403.7M
- −$28.3M (−6.6%) vs. Q4 2022
- New holders
- 39
- 109 more added
- Sold out
- 42
- 62 more reduced
3 institutions that held it in Q4 2022 haven't filed for Q1 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q1 2023
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q4 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Inspire Advisors, LLC | 17,050 | $219.8K | 0.05% | +17,050 | New |
| Vestmark Advisory Solutions, Inc. | 17,160 | $221.2K | 0.01% | +404+2.4% | Added |
| Pathstone Family Office, LLC | 17,643 | $227.4K | 0.00% | +552+3.2% | Added |
| National Asset Management, Inc. | 17,991 | $231.9K | 0.01% | +4,118+29.7% | Added |
| Penbrook Management LLC | 18,037 | $232.5K | 0.18% | +18,037 | New |
| Sit Investment Associates Inc | 18,050 | $233.0K | 0.01% | 00.0% | Unchanged |
| Continuum Advisory, LLC | 18,215 | $234.8K | 0.04% | −2,000−9.9% | Reduced |
| Wedbush Securities Inc | 18,258 | $235.0K | 0.01% | +2,278+14.3% | Added |
| IFP Advisors, Inc | 18,968 | $235.2K | 0.01% | +5,212+37.9% | Added |
| Eagle Global Advisors LLC | 18,500 | $238.5K | 0.02% | +18,500 | New |
| Good Life Advisors, LLC | 18,557 | $239.2K | 0.03% | 00.0% | Unchanged |
| Parallel Advisors, LLC | 18,800 | $242.3K | 0.01% | −9,914−34.5% | Reduced |
| Belpointe Asset Management LLC | 18,999 | $244.9K | 0.01% | +176+0.9% | Added |
| Principle Wealth Partners LLC | 19,190 | $247.4K | 0.03% | 00.0% | Unchanged |
| First National Trust Co | 19,634 | $253.1K | 0.01% | 00.0% | Unchanged |
| Mariner, LLC | 19,923 | $257.0K | 0.00% | +19,923 | New |
| Sowell Financial Services LLC | 20,486 | $264.0K | 0.02% | −2,911−12.4% | Reduced |
| Mirador Capital Partners LP | 20,610 | $265.7K | 0.06% | +20,610 | New |
| MML Investors Services, LLC | 21,669 | $279.0K | 0.00% | +1,707+8.6% | Added |
| IHT Wealth Management, LLC | 21,849 | $281.6K | 0.02% | +1,786+8.9% | Added |
| ProShare Advisors LLC | 21,963 | $283.1K | 0.00% | +21,963 | New |
| Sunbelt Securities, Inc. | 22,765 | $295.7K | 0.05% | +1,708+8.1% | Added |
| First Republic Investment Management, Inc. | 23,091 | $297.6K | 0.00% | −557−2.4% | Reduced |
| Founders Financial Alliance, LLC | 23,440 | $302.1K | 0.15% | +698+3.1% | Added |
| PFG Investments, LLC | 23,469 | $302.5K | 0.06% | +23,469 | New |
| FourThought Financial Partners, LLC | 23,908 | $308.2K | 0.04% | −4,819−16.8% | Reduced |
| Fox Run Management, L.L.C. | 24,391 | $314.4K | 0.10% | +24,391 | New |
| CWM Advisors, LLC | 24,424 | $314.8K | 0.04% | +6,642+37.4% | Added |
| Accredited Investors Inc. | 25,000 | $322.3K | 0.02% | 00.0% | Unchanged |
| Bank of New York Mellon Corp | 25,215 | $325.0K | 0.00% | −20,673−45.1% | Reduced |
| McDonald Partners LLC | 26,000 | $335.1K | 0.11% | 00.0% | Unchanged |
| MAS Advisors LLC | 26,189 | $337.6K | 0.33% | +3,933+17.7% | Added |
| Guggenheim Capital LLC | 26,201 | $337.7K | 0.00% | +2,928+12.6% | Added |
| Virtus ETF Advisers LLC | 26,376 | $340.0K | 0.19% | +837+3.3% | Added |
| Kovack Advisors, Inc. | 26,743 | $344.7K | 0.05% | −6,714−20.1% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 26,940 | $347.3K | 0.00% | −31,440−53.9% | Reduced |
| Tower Research Capital LLC (TRC) | 27,121 | $350.0K | 0.01% | +26,811+8,648.7% | Added |
| Emerald Mutual Fund Advisers Trust | 28,020 | $361.2K | 0.02% | +28,020 | New |
| Aquatic Capital Management LLC | 29,100 | $375.0K | 0.02% | +16,100+123.8% | Added |
| First National Bank of Mount Dora, Trust Investment Services | 29,246 | $377.0K | 0.11% | 00.0% | Unchanged |
| Essex Financial Services, Inc. | 31,035 | $400.0K | 0.04% | +195+0.6% | Added |
| Future Financial Wealth Managment LLC | 31,300 | $406.6K | 0.45% | +3,000+10.6% | Added |
| Creative Planning | 32,037 | $413.0K | 0.00% | +5,933+22.7% | Added |
| Claybrook Capital, LLC | 32,620 | $420.5K | 0.23% | 00.0% | Unchanged |
| Greenwich Investment Management, Inc. | 33,318 | $429.0K | 0.33% | +678+2.1% | Added |
| Diligent Investors, LLC | 34,118 | $439.8K | 0.14% | +23+0.1% | Added |
| Bristlecone Advisors, LLC | 34,456 | $444.1K | 0.05% | +123+0.4% | Added |
| Archer Investment Corp | 32,503 | $449.0K | 0.17% | +103+0.3% | Added |
| Captrust Financial Advisors | 36,159 | $466.1K | 0.00% | +3,904+12.1% | Added |
| Neuberger Berman Group LLC | 36,550 | $471.1K | 0.00% | +7,000+23.7% | Added |
| 1620 Investment Advisors, Inc. | 36,794 | $474.3K | 0.57% | −180.0% | Reduced |
| Steward Partners Investment Advisory, LLC | 37,558 | $484.1K | 0.01% | −4,981−11.7% | Reduced |
| Raymond James Financial Services Advisors, Inc. | 38,140 | $491.6K | 0.00% | +677+1.8% | Added |
| C2C Wealth Management, LLC | 40,120 | $499.7K | 0.08% | +40,120 | New |
| Cetera Advisors LLC | 39,261 | $506.1K | 0.01% | +540+1.4% | Added |
| Truist Financial Corp | 42,978 | $517.9K | 0.00% | −8,151−15.9% | Reduced |
| US Bancorp | 40,705 | $524.7K | 0.00% | +731+1.8% | Added |
| HST Ventures, LLC | 41,322 | $532.6K | 0.27% | +41,322 | New |
| Alps Advisors Inc | 43,500 | $560.7K | 0.00% | 00.0% | Unchanged |
| Abundance Wealth Counselors | 43,603 | $562.0K | 0.14% | +6,818+18.5% | Added |
| North Star Investment Management Corp. | 47,694 | $614.8K | 0.05% | +798+1.7% | Added |
| Jump Financial, LLC | 49,179 | $633.9K | 0.03% | −49,455−50.1% | Reduced |
| Global Endowment Management, LP | 50,000 | $644.5K | 0.07% | +50,000 | New |
| Arkadios Wealth Advisors | 50,876 | $655.8K | 0.08% | −1,400−2.7% | Reduced |
| Envestnet Asset Management Inc | 52,061 | $671.1K | 0.00% | −7,048−11.9% | Reduced |
| Toroso Investments, LLC | 53,262 | $687.0K | 0.02% | +6,119+13.0% | Added |
| Natixis | 54,047 | $696.7K | 0.01% | −57,600−51.6% | Reduced |
| Sand Hill Global Advisors, LLC | 54,348 | $700.5K | 0.04% | 00.0% | Unchanged |
| HighTower Advisors, LLC | 55,072 | $710.0K | 0.00% | +8,029+17.1% | Added |
| Cetera Investment Advisers | 55,430 | $714.5K | 0.01% | +8,498+18.1% | Added |
| Caption Management, LLC | 55,654 | $717.4K | 0.15% | +16,077+40.6% | Added |
| Quantbot Technologies LP | 57,170 | $736.9K | 0.05% | +30,927+117.8% | Added |
| ING Groep NV | 58,408 | $752.9K | 0.01% | 00.0% | Unchanged |
| Advisory Services Network, LLC | 58,759 | $757.4K | 0.02% | +16,062+37.6% | Added |
| Naples Global Advisors, LLC | 61,054 | $787.0K | 0.10% | −8,284−11.9% | Reduced |
| Mackenzie Financial Corp | 63,542 | $819.1K | 0.00% | +13,390+26.7% | Added |
| HRT Financial LP | 67,411 | $868.0K | 0.01% | +67,411 | New |
| Goldman Sachs Group Inc | 67,588 | $871.2K | 0.00% | −36,770−35.2% | Reduced |
| Boston Private Wealth LLC | 74,141 | $955.7K | 0.01% | −1,744−2.3% | Reduced |
| AE Wealth Management LLC | 75,180 | $969.1K | 0.01% | −65,428−46.5% | Reduced |
| FJ Capital Management LLC | 75,249 | $970.0K | 0.12% | +30,882+69.6% | Added |
| Alpha DNA Investment Management LLC | 77,411 | $997.8K | 0.51% | +160+0.2% | Added |
| Trexquant Investment LP | 79,105 | $1.02M | 0.03% | +49,201+164.5% | Added |
| Wintrust Investments LLC | 80,368 | $1.04M | 0.13% | +35,897+80.7% | Added |
| Invesco Ltd. | 80,463 | $1.04M | 0.00% | +22,144+38.0% | Added |
| International Assets Investment Management, LLC | 80,728 | $1.04M | 0.15% | −56,629−41.2% | Reduced |
| Private Advisor Group, LLC | 81,202 | $1.05M | 0.01% | +3,792+4.9% | Added |
| Nations Financial Group Inc, | 82,776 | $1.07M | 0.11% | +10,316+14.2% | Added |
| Taylor Frigon Capital Management LLC | 82,896 | $1.07M | 0.58% | +675+0.8% | Added |
| Creegan & Nassoura Financial Group, LLC | 83,820 | $1.08M | 0.83% | 00.0% | Unchanged |
| Legacy Capital Wealth Partners, LLC | 85,457 | $1.10M | 0.30% | +9,793+12.9% | Added |
| Advisory Research Inc | 90,038 | $1.16M | 0.19% | +5,239+6.2% | Added |
| Northern Trust Corp | 97,422 | $1.26M | 0.00% | −326,795−77.0% | Reduced |
| CIBC Private Wealth Group, LLC | 98,010 | $1.26M | 0.00% | 00.0% | Unchanged |
| Triad Investment Management | 99,703 | $1.29M | 1.87% | +8,824+9.7% | Added |
| Cambridge Investment Research Advisors, Inc. | 100,977 | $1.30M | 0.01% | +2,828+2.9% | Added |
| DnB Asset Management AS | 105,285 | $1.36M | 0.01% | 00.0% | Unchanged |
| BNP Paribas Arbitrage, SA | 107,209 | $1.38M | 0.00% | +106,903+34,935.6% | Added |
| Atom Investors LP | 108,401 | $1.40M | 0.76% | +108,401 | New |
| Putnam Investments LLC | 112,180 | $1.45M | 0.00% | +86,011+328.7% | Added |