Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q4 2022
Institutional positions in Hercules Capital, Inc. as of Dec 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 263
- +30 vs. Q3 2022
- Shares held
- 33.0M
- +1.85M (+5.9%) vs. Q3 2022
- Total value
- $434.2M
- +$70.7M (+19.5%) vs. Q3 2022
- New holders
- 49
- 98 more added
- Sold out
- 19
- 64 more reduced
4 institutions that held it in Q3 2022 haven't filed for Q4 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2022: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q4 2022
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q3 2022.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Quest Investment Management LLC | 15,315 | $202.5K | 0.02% | 00.0% | Unchanged |
| Evergreen Capital Management LLC | 15,838 | $209.4K | 0.01% | +15,838 | New |
| Wedbush Securities Inc | 15,980 | $211.0K | 0.01% | +15,980 | New |
| Kestra Advisory Services, LLC | 16,212 | $214.3K | 0.00% | −3,925−19.5% | Reduced |
| Vestmark Advisory Solutions, Inc. | 16,756 | $221.5K | 0.01% | +252+1.5% | Added |
| CAPROCK Group, Inc. | 17,000 | $224.7K | 0.02% | 00.0% | Unchanged |
| Twinbeech Capital LP | 17,164 | $226.9K | 0.00% | −23,738−58.0% | Reduced |
| CWM Advisors, LLC | 17,782 | $235.1K | 0.03% | −114−0.6% | Reduced |
| Sit Investment Associates Inc | 18,050 | $239.0K | 0.01% | −14,450−44.5% | Reduced |
| Good Life Advisors, LLC | 18,557 | $245.3K | 0.03% | 00.0% | Unchanged |
| Belpointe Asset Management LLC | 18,823 | $248.8K | 0.02% | +3,773+25.1% | Added |
| Principle Wealth Partners LLC | 19,190 | $253.7K | 0.03% | 00.0% | Unchanged |
| First National Trust Co | 19,634 | $259.6K | 0.01% | 00.0% | Unchanged |
| MML Investors Services, LLC | 19,962 | $264.0K | 0.00% | +80.0% | Added |
| IHT Wealth Management, LLC | 20,063 | $265.2K | 0.02% | +1,264+6.7% | Added |
| Continuum Advisory, LLC | 20,215 | $267.2K | 0.05% | 00.0% | Unchanged |
| GWM Advisors LLC | 21,979 | $275.1K | 0.01% | +10,071+84.6% | Added |
| Sunbelt Securities, Inc. | 21,057 | $278.4K | 0.05% | +784+3.9% | Added |
| Allspring Global Investments Holdings, LLC | 21,200 | $280.3K | 0.00% | 00.0% | Unchanged |
| ExodusPoint Capital Management, LP | 22,208 | $294.0K | 0.00% | +22,208 | New |
| MAS Advisors LLC | 22,256 | $294.3K | 0.28% | +11,009+97.9% | Added |
| Geneos Wealth Management Inc. | 22,540 | $298.0K | 0.02% | +2,825+14.3% | Added |
| Founders Financial Alliance, LLC | 22,742 | $300.6K | 0.14% | +796+3.6% | Added |
| Guggenheim Capital LLC | 23,273 | $307.7K | 0.00% | +3,349+16.8% | Added |
| Sowell Financial Services LLC | 23,397 | $309.0K | 0.02% | +593+2.6% | Added |
| Armstrong Advisory Group, Inc | 23,421 | $309.6K | 0.04% | +23,421 | New |
| First Republic Investment Management, Inc. | 23,648 | $312.6K | 0.00% | +497+2.1% | Added |
| Cipher Capital LP | 23,749 | $314.0K | 0.06% | +23,749 | New |
| Accredited Investors Inc. | 25,000 | $330.5K | 0.03% | 00.0% | Unchanged |
| Virtus ETF Advisers LLC | 25,539 | $337.6K | 0.18% | −5,052−16.5% | Reduced |
| McDonald Partners LLC | 26,000 | $343.7K | 0.12% | +26,000 | New |
| Creative Planning | 26,104 | $345.1K | 0.00% | −46−0.2% | Reduced |
| Stephens Inc | 26,150 | $345.7K | 0.01% | +2,483+10.5% | Added |
| Putnam Investments LLC | 26,169 | $346.0K | 0.00% | +2,742+11.7% | Added |
| Quantbot Technologies LP | 26,243 | $346.9K | 0.02% | +26,243 | New |
| Future Financial Wealth Managment LLC | 28,300 | $374.1K | 0.43% | −3,000−9.6% | Reduced |
| Parallel Advisors, LLC | 28,714 | $379.6K | 0.02% | +21,667+307.5% | Added |
| FourThought Financial Partners, LLC | 28,727 | $379.8K | 0.06% | +28,727 | New |
| First National Bank of Mount Dora, Trust Investment Services | 29,246 | $387.0K | 0.13% | 00.0% | Unchanged |
| Neuberger Berman Group LLC | 29,550 | $390.7K | 0.00% | +1,300+4.6% | Added |
| Trexquant Investment LP | 29,904 | $395.3K | 0.01% | −16,603−35.7% | Reduced |
| Essex Financial Services, Inc. | 30,840 | $407.0K | 0.04% | +3,215+11.6% | Added |
| Balyasny Asset Management LLC | 31,957 | $422.5K | 0.00% | −15,617−32.8% | Reduced |
| Captrust Financial Advisors | 32,255 | $426.4K | 0.00% | +1,974+6.5% | Added |
| Archer Investment Corp | 32,400 | $428.3K | 0.17% | −3,000−8.5% | Reduced |
| Greenwich Investment Management, Inc. | 32,640 | $431.0K | 0.34% | +3,000+10.1% | Added |
| Claybrook Capital, LLC | 32,620 | $431.2K | 0.27% | 00.0% | Unchanged |
| Kovack Advisors, Inc. | 33,457 | $442.3K | 0.06% | +2,434+7.8% | Added |
| Diligent Investors, LLC | 34,095 | $450.7K | 0.15% | +19+0.1% | Added |
| Bristlecone Advisors, LLC | 34,333 | $453.9K | 0.06% | +2,087+6.5% | Added |
| Abundance Wealth Counselors | 36,785 | $486.0K | 0.13% | −1,906−4.9% | Reduced |
| 1620 Investment Advisors, Inc. | 36,812 | $486.7K | 0.59% | +519+1.4% | Added |
| Johnson & White Wealth Management, LLC | 16,869 | $488.0K | 0.72% | +16,869 | New |
| Raymond James Financial Services Advisors, Inc. | 37,463 | $495.3K | 0.00% | −3,734−9.1% | Reduced |
| Cetera Advisors LLC | 38,721 | $511.9K | 0.01% | +860+2.3% | Added |
| Mach-1 Financial Group, Inc. | 38,829 | $513.3K | 0.24% | +38,829 | New |
| Caption Management, LLC | 39,577 | $523.2K | 0.09% | −28,631−42.0% | Reduced |
| US Bancorp | 39,974 | $528.5K | 0.00% | 00.0% | Unchanged |
| Steward Partners Investment Advisory, LLC | 42,539 | $562.4K | 0.01% | +865+2.1% | Added |
| Advisory Services Network, LLC | 42,697 | $564.5K | 0.02% | −1,754−3.9% | Reduced |
| Alps Advisors Inc | 43,500 | $575.1K | 0.01% | +12,000+38.1% | Added |
| FJ Capital Management LLC | 44,367 | $586.5K | 0.07% | +44,367 | New |
| Wintrust Investments LLC | 44,471 | $588.0K | 0.08% | +28,110+171.8% | Added |
| Bank of New York Mellon Corp | 45,888 | $606.6K | 0.00% | −7,919−14.7% | Reduced |
| GraniteShares Advisors LLC | 46,591 | $615.9K | 0.51% | −726−1.5% | Reduced |
| North Star Investment Management Corp. | 46,896 | $620.0K | 0.06% | −4,090−8.0% | Reduced |
| Cetera Investment Advisers | 46,932 | $620.4K | 0.01% | +4,496+10.6% | Added |
| HighTower Advisors, LLC | 47,043 | $621.0K | 0.00% | +1,653+3.6% | Added |
| Toroso Investments, LLC | 47,143 | $623.0K | 0.02% | +2,619+5.9% | Added |
| Mackenzie Financial Corp | 50,152 | $663.0K | 0.00% | −562−1.1% | Reduced |
| Truist Financial Corp | 51,129 | $675.9K | 0.00% | −3,202−5.9% | Reduced |
| Arkadios Wealth Advisors | 52,276 | $691.1K | 0.09% | +28,017+115.5% | Added |
| Sand Hill Global Advisors, LLC | 54,348 | $718.5K | 0.04% | 00.0% | Unchanged |
| Invesco Ltd. | 58,319 | $771.0K | 0.00% | +11,008+23.3% | Added |
| Mirae Asset Global Investments Co., Ltd. | 58,380 | $771.8K | 0.00% | −23,113−28.4% | Reduced |
| ING Groep NV | 58,408 | $772.2K | 0.01% | +58,408 | New |
| New York State Common Retirement Fund | 59,092 | $781.2K | 0.00% | 00.0% | Unchanged |
| Envestnet Asset Management Inc | 59,109 | $781.4K | 0.00% | −764−1.3% | Reduced |
| Baker Avenue Asset Management, LP | 59,204 | $782.7K | 0.05% | +15,480+35.4% | Added |
| National Bank of Canada | 61,600 | $814.4K | 0.00% | +61,000+10,166.7% | Added |
| Sterling Investment Advisors, Ltd. | 64,500 | $852.7K | 0.31% | +3,500+5.7% | Added |
| Banque Pictet & Cie SA | 67,151 | $887.7K | 0.01% | 00.0% | Unchanged |
| Pictet North America Advisors SA | 67,151 | $887.7K | 0.15% | 00.0% | Unchanged |
| Naples Global Advisors, LLC | 69,338 | $916.6K | 0.12% | +4,519+7.0% | Added |
| Nations Financial Group Inc, | 72,460 | $957.9K | 0.11% | +72,460 | New |
| Legacy Capital Wealth Partners, LLC | 75,664 | $1.00M | 0.48% | +10,954+16.9% | Added |
| Boston Private Wealth LLC | 75,885 | $1.00M | 0.01% | +9,280+13.9% | Added |
| Alpha DNA Investment Management LLC | 77,251 | $1.02M | 0.54% | +77,251 | New |
| Jenkins Wealth | 79,227 | $1.05M | 0.42% | +79,227 | New |
| Meridian Wealth Management, LLC | 81,010 | $1.07M | 0.10% | +81,010 | New |
| Taylor Frigon Capital Management LLC | 82,221 | $1.09M | 0.62% | +356+0.4% | Added |
| Deutsche Bank AG | 83,224 | $1.10M | 0.00% | +2,930+3.6% | Added |
| Creegan & Nassoura Financial Group, LLC | 83,820 | $1.11M | 0.86% | 00.0% | Unchanged |
| Advisory Research Inc | 84,799 | $1.12M | 0.11% | −4,459−5.0% | Reduced |
| Delphi Management Inc | 86,245 | $1.14M | 1.38% | +86,245 | New |
| Independent Financial Group, LLC | 86,852 | $1.15M | 0.10% | +35,824+70.2% | Added |
| Voloridge Investment Management, LLC | 88,975 | $1.18M | 0.01% | +24,899+38.9% | Added |
| Triad Investment Management | 90,879 | $1.20M | 1.88% | −1,354−1.5% | Reduced |
| Ameriprise Financial Inc | 95,231 | $1.26M | 0.00% | −16,760−15.0% | Reduced |
| Cambridge Investment Research Advisors, Inc. | 98,149 | $1.30M | 0.01% | +8,452+9.4% | Added |