Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q1 2022
Institutional positions in Hercules Capital, Inc. as of Mar 31, 2022. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 241
- −2 vs. Q4 2021
- Shares held
- 29.7M
- −1.22M (−3.9%) vs. Q4 2021
- Total value
- $537.2M
- +$23.3M (+4.5%) vs. Q4 2021
- New holders
- 29
- 86 more added
- Sold out
- 31
- 71 more reduced
3 institutions that held it in Q4 2021 haven't filed for Q1 2022 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q4 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q1 2022
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q4 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Mariner, LLC | 16,001 | $289.0K | 0.00% | +16,001 | New |
| Pathstone Family Office, LLC | 17,000 | $306.0K | 0.01% | −147−0.9% | Reduced |
| Cedar Wealth Management, LLC | 18,134 | $328.0K | 0.13% | 00.0% | Unchanged |
| Guggenheim Capital LLC | 18,237 | $330.0K | 0.00% | +1,176+6.9% | Added |
| Gsa Capital Partners LLP | 18,884 | $341.0K | 0.05% | −11,258−37.3% | Reduced |
| Principle Wealth Partners LLC | 19,190 | $347.0K | 0.04% | 00.0% | Unchanged |
| First National Trust Co | 19,634 | $355.0K | 0.02% | 00.0% | Unchanged |
| Essex Financial Services, Inc. | 20,160 | $364.0K | 0.03% | +1,730+9.4% | Added |
| Continuum Advisory, LLC | 21,714 | $365.0K | 0.07% | −87−0.4% | Reduced |
| Founders Financial Alliance, LLC | 20,557 | $371.0K | 0.16% | +559+2.8% | Added |
| SG Americas Securities, LLC | 20,806 | $376.0K | 0.00% | −129,320−86.1% | Reduced |
| Allspring Global Investments Holdings, LLC | 21,200 | $383.0K | 0.00% | 00.0% | Unchanged |
| Kestra Advisory Services, LLC | 21,746 | $393.0K | 0.00% | −1,760−7.5% | Reduced |
| Stratos Wealth Partners, LTD. | 22,339 | $404.0K | 0.01% | −2,661−10.6% | Reduced |
| Tudor Investment Corp Et Al | 22,676 | $410.0K | 0.01% | −156,429−87.3% | Reduced |
| Stephens Inc | 23,585 | $426.0K | 0.01% | +3,543+17.7% | Added |
| Eagle Global Advisors LLC | 23,900 | $432.0K | 0.03% | 00.0% | Unchanged |
| Ancora Advisors, LLC | 24,250 | $439.0K | 0.01% | 00.0% | Unchanged |
| Prelude Capital Management, LLC | 24,633 | $445.0K | 0.02% | −4,942−16.7% | Reduced |
| Bristlecone Advisors, LLC | 24,860 | $449.0K | 0.06% | +5,885+31.0% | Added |
| Natixis | 24,950 | $451.0K | 0.00% | −3,725−13.0% | Reduced |
| Geneos Wealth Management Inc. | 25,932 | $468.0K | 0.02% | −482−1.8% | Reduced |
| Wealthsource Partners, LLC | 25,945 | $469.0K | 0.03% | −65−0.2% | Reduced |
| Susquehanna International Group, LLP | 26,993 | $488.0K | 0.00% | +12,817+90.4% | Added |
| Kovack Advisors, Inc. | 27,423 | $495.0K | 0.05% | +3,652+15.4% | Added |
| Creative Planning | 27,725 | $501.0K | 0.00% | −840−2.9% | Reduced |
| First National Bank of Mount Dora, Trust Investment Services | 29,246 | $528.0K | 0.16% | 00.0% | Unchanged |
| Cubist Systematic Strategies, LLC | 29,286 | $529.0K | 0.00% | −177,179−85.8% | Reduced |
| Virtus ETF Advisers LLC | 29,470 | $533.0K | 0.24% | −1,056−3.5% | Reduced |
| Greenwich Investment Management, Inc. | 29,645 | $536.0K | 0.32% | −17,775−37.5% | Reduced |
| Lindbrook Capital, LLC | 31,272 | $565.0K | 0.09% | −2,000−6.0% | Reduced |
| North Star Investment Management Corp. | 31,445 | $568.0K | 0.04% | +3,895+14.1% | Added |
| Advisory Services Network, LLC | 32,168 | $581.0K | 0.02% | +9,561+42.3% | Added |
| Sit Investment Associates Inc | 32,500 | $587.0K | 0.02% | 00.0% | Unchanged |
| Claybrook Capital, LLC | 32,620 | $589.0K | 0.29% | 00.0% | Unchanged |
| Allianz Asset Management GmbH | 33,260 | $601.0K | 0.00% | +379+1.2% | Added |
| Abundance Wealth Counselors | 33,948 | $613.0K | 0.17% | +5,175+18.0% | Added |
| Mirae Asset Global Investments Co., Ltd. | 34,150 | $617.0K | 0.00% | −9,074−21.0% | Reduced |
| Arkadios Wealth Advisors | 34,994 | $632.0K | 0.08% | −13,138−27.3% | Reduced |
| Archer Investment Corp | 35,400 | $640.7K | 0.23% | −100−0.3% | Reduced |
| Future Financial Wealth Managment LLC | 36,300 | $656.0K | 0.54% | +50+0.1% | Added |
| Cetera Advisors LLC | 38,143 | $689.0K | 0.01% | −830−2.1% | Reduced |
| US Bancorp | 39,697 | $717.0K | 0.00% | −331−0.8% | Reduced |
| FourThought Financial, LLC | 41,377 | $748.0K | 0.09% | −4,693−10.2% | Reduced |
| Toroso Investments, LLC | 41,905 | $757.0K | 0.02% | +12,222+41.2% | Added |
| Steward Partners Investment Advisory, LLC | 42,881 | $775.0K | 0.01% | +1,826+4.4% | Added |
| Great West Life Assurance Co | 40,514 | $779.0K | 0.00% | −2,501−5.8% | Reduced |
| Invesco Ltd. | 44,094 | $797.0K | 0.00% | −2,513−5.4% | Reduced |
| Jag Capital Management, LLC | 50,484 | $809.0K | 0.08% | −606−1.2% | Reduced |
| Greylin Investment Mangement Inc | 44,916 | $812.0K | 0.14% | −4,908−9.9% | Reduced |
| GraniteShares Advisors LLC | 46,501 | $840.0K | 0.46% | +4,124+9.7% | Added |
| Caxton Associates LP | 47,549 | $859.0K | 0.08% | +16,726+54.3% | Added |
| 1620 Investment Advisors, Inc. | 52,787 | $876.0K | 0.95% | 00.0% | Unchanged |
| Squarepoint Ops LLC | 49,734 | $899.0K | 0.01% | +28,252+131.5% | Added |
| HighTower Advisors, LLC | 52,376 | $947.0K | 0.00% | +4,961+10.5% | Added |
| Envestnet Asset Management Inc | 52,709 | $952.0K | 0.00% | +14,654+38.5% | Added |
| Truist Financial Corp | 53,149 | $960.0K | 0.00% | +2,618+5.2% | Added |
| Golden State Wealth Management, LLC | 53,282 | $963.0K | 0.19% | +4,492+9.2% | Added |
| Sterling Investment Advisors, Ltd. | 55,300 | $999.0K | 0.28% | +7,400+15.4% | Added |
| Aigen Investment Management, LP | 56,763 | $1.03M | 0.18% | +56,763 | New |
| Raymond James Financial Services Advisors, Inc. | 57,981 | $1.05M | 0.00% | +19,566+50.9% | Added |
| First Republic Investment Management, Inc. | 59,787 | $1.08M | 0.00% | +5,307+9.7% | Added |
| Naples Global Advisors, LLC | 60,762 | $1.10M | 0.13% | +7,924+15.0% | Added |
| Legacy Capital Wealth Partners, LLC | 61,066 | $1.10M | 0.47% | −10,256−14.4% | Reduced |
| Baker Avenue Asset Management, LP | 63,498 | $1.15M | 0.06% | +10,136+19.0% | Added |
| Baird Financial Group, Inc. | 68,178 | $1.23M | 0.00% | −184−0.3% | Reduced |
| D. E. Shaw & Co., Inc. | 68,799 | $1.24M | 0.00% | −112,993−62.2% | Reduced |
| Duality Advisers, LP | 71,375 | $1.29M | 0.14% | +6,915+10.7% | Added |
| Axxcess Wealth Management, LLC | 73,816 | $1.33M | 0.11% | +6,294+9.3% | Added |
| AE Wealth Management LLC | 74,782 | $1.35M | 0.01% | −938−1.2% | Reduced |
| Deutsche Bank AG | 75,326 | $1.36M | 0.00% | +2,068+2.8% | Added |
| Private Advisor Group, LLC | 75,398 | $1.36M | 0.01% | +24,912+49.3% | Added |
| Taylor Frigon Capital Management LLC | 80,343 | $1.45M | 0.54% | −901−1.1% | Reduced |
| Boston Private Wealth LLC | 80,953 | $1.46M | 0.02% | +6,169+8.2% | Added |
| Northern Trust Corp | 81,327 | $1.47M | 0.00% | +20,242+33.1% | Added |
| Mackenzie Financial Corp | 83,826 | $1.51M | 0.00% | −42,646−33.7% | Reduced |
| Creegan & Nassoura Financial Group, LLC | 84,120 | $1.52M | 1.14% | −375−0.4% | Reduced |
| Tectonic Advisors LLC | 84,220 | $1.52M | 0.26% | +10,707+14.6% | Added |
| Polaris Capital Management, LLC | 84,498 | $1.53M | 0.05% | −21,500−20.3% | Reduced |
| Advisory Research Inc | 87,263 | $1.58M | 0.13% | −7,831−8.2% | Reduced |
| FIL Ltd | 92,909 | $1.69M | 0.00% | −80,136−46.3% | Reduced |
| Bank of America Corp | 97,355 | $1.76M | 0.00% | −729−0.7% | Reduced |
| CIBC Private Wealth Group, LLC | 98,010 | $1.77M | 0.00% | 00.0% | Unchanged |
| International Assets Investment Management, LLC | 98,470 | $1.78M | 0.32% | 00.0% | Unchanged |
| Advisor Group Holdings, Inc. | 100,297 | $1.79M | 0.00% | +3,867+4.0% | Added |
| Triad Investment Management | 100,470 | $1.81M | 1.72% | +1,300+1.3% | Added |
| Cambridge Investment Research Advisors, Inc. | 106,335 | $1.92M | 0.01% | +22,624+27.0% | Added |
| Ameriprise Financial Inc | 107,645 | $1.95M | 0.00% | +17,507+19.4% | Added |
| Bramshill Investments, LLC | 110,294 | $1.99M | 0.28% | −15,793−12.5% | Reduced |
| DnB Asset Management AS | 115,263 | $2.08M | 0.01% | −11,053−8.8% | Reduced |
| Rockefeller Capital Management L.P. | 115,402 | $2.08M | 0.01% | −168−0.1% | Reduced |
| Millennium Management LLC | 118,561 | $2.14M | 0.00% | +89,176+303.5% | Added |
| Citadel Advisors LLC | 120,666 | $2.18M | 0.00% | −40,685−25.2% | Reduced |
| D.A. Davidson & Co. | 120,768 | $2.18M | 0.02% | +9,952+9.0% | Added |
| LSV Asset Management | 128,295 | $2.32M | 0.00% | −102,574−44.4% | Reduced |
| Blair William & Co | 144,942 | $2.62M | 0.01% | 00.0% | Unchanged |
| Occudo Quantitative Strategies LP | 145,212 | $2.62M | 0.22% | −2,367−1.6% | Reduced |
| Schonfeld Strategic Advisors LLC | 148,000 | $2.67M | 0.03% | +84,700+133.8% | Added |
| Goldman Sachs Group Inc | 152,466 | $2.75M | 0.00% | +10,867+7.7% | Added |
| Financial Advisory Service, Inc. | 152,676 | $2.76M | 0.26% | +3,418+2.3% | Added |