Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q4 2021
Institutional positions in Hercules Capital, Inc. as of Dec 31, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 246
- +31 vs. Q3 2021
- Shares held
- 31.1M
- +366.9K (+1.2%) vs. Q3 2021
- Total value
- $515.4M
- +$4.13M (+0.8%) vs. Q3 2021
- New holders
- 49
- 90 more added
- Sold out
- 18
- 59 more reduced
4 institutions that held it in Q3 2021 haven't filed for Q4 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q4 2021
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q3 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| SEI Investments Co | 19,558 | $325.0K | 0.00% | +223+1.2% | Added |
| First National Trust Co | 19,634 | $326.0K | 0.02% | 00.0% | Unchanged |
| Founders Financial Alliance, LLC | 19,998 | $332.0K | 0.13% | +457+2.3% | Added |
| Stephens Inc | 20,042 | $332.0K | 0.01% | +5,992+42.6% | Added |
| Sciencast Management LP | 20,507 | $342.0K | 0.06% | +20,507 | New |
| Allspring Global Investments Holdings, LLC | 21,200 | $351.0K | 0.00% | +21,200 | New |
| Squarepoint Ops LLC | 21,482 | $356.0K | 0.00% | +21,482 | New |
| Continuum Advisory, LLC | 21,801 | $362.0K | 0.08% | −250−1.1% | Reduced |
| Quantbot Technologies LP | 22,023 | $365.0K | 0.03% | +22,023 | New |
| Wolverine Trading, LLC | 22,384 | $370.0K | 0.00% | +22,384 | New |
| Advisory Services Network, LLC | 22,607 | $375.0K | 0.01% | +22,607 | New |
| Bank of New York Mellon Corp | 22,686 | $376.0K | 0.00% | +5,347+30.8% | Added |
| Jane Street Group, LLC | 23,357 | $387.0K | 0.00% | +1,553+7.1% | Added |
| Kestra Advisory Services, LLC | 23,506 | $390.0K | 0.00% | +3,531+17.7% | Added |
| Kovack Advisors, Inc. | 23,771 | $394.0K | 0.04% | −937−3.8% | Reduced |
| Eagle Global Advisors LLC | 23,900 | $397.0K | 0.03% | +9,690+68.2% | Added |
| Ancora Advisors, LLC | 24,250 | $403.0K | 0.01% | +23,000+1,840.0% | Added |
| Stratos Wealth Partners, LTD. | 25,000 | $415.0K | 0.01% | −4,744−15.9% | Reduced |
| Wealthsource Partners, LLC | 26,010 | $432.0K | 0.03% | 00.0% | Unchanged |
| Geneos Wealth Management Inc. | 26,414 | $438.0K | 0.02% | +1,195+4.7% | Added |
| North Star Investment Management Corp. | 27,550 | $457.0K | 0.03% | −253−0.9% | Reduced |
| Creative Planning | 28,565 | $474.0K | 0.00% | +7,082+33.0% | Added |
| Natixis | 28,675 | $476.0K | 0.00% | −290,044−91.0% | Reduced |
| Abundance Wealth Counselors | 28,773 | $477.0K | 0.12% | +28,773 | New |
| First National Bank of Mount Dora, Trust Investment Services | 29,246 | $485.0K | 0.14% | 00.0% | Unchanged |
| Trexquant Investment LP | 29,218 | $485.0K | 0.03% | +29,218 | New |
| Millennium Management LLC | 29,385 | $487.0K | 0.00% | +29,385 | New |
| Prelude Capital Management, LLC | 29,575 | $491.0K | 0.02% | 00.0% | Unchanged |
| Toroso Investments, LLC | 29,683 | $492.0K | 0.02% | +9,603+47.8% | Added |
| Gsa Capital Partners LLP | 30,142 | $500.0K | 0.06% | +30,142 | New |
| Virtus ETF Advisers LLC | 30,526 | $506.0K | 0.19% | −5,134−14.4% | Reduced |
| Caxton Associates LP | 30,823 | $511.0K | 0.06% | 00.0% | Unchanged |
| Cerity Partners LLC | 30,776 | $511.0K | 0.01% | +983+3.3% | Added |
| MQS Management LLC | 31,856 | $528.0K | 0.85% | +31,856 | New |
| Sit Investment Associates Inc | 32,500 | $539.0K | 0.01% | +5,825+21.8% | Added |
| Claybrook Capital, LLC | 32,620 | $541.0K | 0.25% | 00.0% | Unchanged |
| Allianz Asset Management GmbH | 32,881 | $545.0K | 0.00% | −174−0.5% | Reduced |
| Lindbrook Capital, LLC | 33,272 | $552.0K | 0.08% | 00.0% | Unchanged |
| Archer Investment Corp | 35,500 | $588.9K | 0.20% | 00.0% | Unchanged |
| Future Financial Wealth Managment LLC | 36,250 | $602.0K | 0.48% | −750−2.0% | Reduced |
| Envestnet Asset Management Inc | 38,055 | $631.0K | 0.00% | +168+0.4% | Added |
| Raymond James Financial Services Advisors, Inc. | 38,415 | $637.0K | 0.00% | +2,958+8.3% | Added |
| Dynamic Technology Lab Private Ltd | 38,608 | $641.0K | 0.07% | +38,608 | New |
| Cetera Advisors LLC | 38,973 | $647.0K | 0.01% | −1,122−2.8% | Reduced |
| US Bancorp | 40,028 | $664.0K | 0.00% | −194−0.5% | Reduced |
| Steward Partners Investment Advisory, LLC | 41,055 | $681.0K | 0.01% | +5,518+15.5% | Added |
| GraniteShares Advisors LLC | 42,377 | $703.0K | 0.33% | +42,377 | New |
| Great West Life Assurance Co | 43,015 | $711.0K | 0.00% | −1,317−3.0% | Reduced |
| Mirae Asset Global Investments Co., Ltd. | 43,224 | $717.0K | 0.00% | +1,396+3.3% | Added |
| Qube Research & Technologies Ltd | 44,120 | $732.0K | 0.01% | +44,120 | New |
| FourThought Financial, LLC | 46,070 | $764.0K | 0.10% | −44,753−49.3% | Reduced |
| Invesco Ltd. | 46,607 | $773.0K | 0.00% | −1,039,747−95.7% | Reduced |
| Greenwich Investment Management, Inc. | 47,420 | $787.0K | 0.53% | +47,420 | New |
| HighTower Advisors, LLC | 47,415 | $790.0K | 0.00% | +2,512+5.6% | Added |
| Sterling Investment Advisors, Ltd. | 47,900 | $795.0K | 0.22% | 00.0% | Unchanged |
| Arkadios Wealth Advisors | 48,132 | $799.0K | 0.11% | −20,811−30.2% | Reduced |
| Golden State Wealth Management, LLC | 48,790 | $809.0K | 0.14% | +19,704+67.7% | Added |
| Greylin Investment Mangement Inc | 49,824 | $827.0K | 0.16% | −176−0.4% | Reduced |
| Private Advisor Group, LLC | 50,486 | $838.0K | 0.01% | +130+0.3% | Added |
| Truist Financial Corp | 50,531 | $838.0K | 0.00% | +9,365+22.7% | Added |
| Jag Capital Management, LLC | 51,090 | $848.0K | 0.06% | −6,859−11.8% | Reduced |
| 1620 Investment Advisors, Inc. | 52,787 | $876.0K | 0.98% | +52,787 | New |
| Naples Global Advisors, LLC | 52,838 | $877.0K | 0.10% | +947+1.8% | Added |
| Baker Avenue Asset Management, LP | 53,362 | $885.0K | 0.05% | +7,363+16.0% | Added |
| First Republic Investment Management, Inc. | 54,480 | $904.0K | 0.00% | +5,494+11.2% | Added |
| Northern Trust Corp | 61,085 | $1.01M | 0.00% | +430+0.7% | Added |
| Schonfeld Strategic Advisors LLC | 63,300 | $1.05M | 0.01% | +20,400+47.6% | Added |
| Duality Advisers, LP | 64,460 | $1.07M | 0.12% | −990−1.5% | Reduced |
| Axxcess Wealth Management, LLC | 67,522 | $1.12M | 0.08% | +67,522 | New |
| Baird Financial Group, Inc. | 68,362 | $1.13M | 0.00% | −1,089−1.6% | Reduced |
| Legacy Capital Wealth Partners, LLC | 71,322 | $1.18M | 0.49% | +3,039+4.5% | Added |
| Deutsche Bank AG | 73,258 | $1.22M | 0.00% | +1,652+2.3% | Added |
| Tectonic Advisors LLC | 73,513 | $1.22M | 0.22% | +20,675+39.1% | Added |
| Boston Private Wealth LLC | 74,784 | $1.24M | 0.02% | +31,178+71.5% | Added |
| AE Wealth Management LLC | 75,720 | $1.26M | 0.01% | −360.0% | Reduced |
| Taylor Frigon Capital Management LLC | 81,244 | $1.35M | 0.42% | +1,667+2.1% | Added |
| Delphi Management Inc | 82,500 | $1.37M | 1.29% | +1,318+1.6% | Added |
| Cambridge Investment Research Advisors, Inc. | 83,711 | $1.39M | 0.01% | +2,971+3.7% | Added |
| Creegan & Nassoura Financial Group, LLC | 84,495 | $1.40M | 1.06% | 00.0% | Unchanged |
| Ameriprise Financial Inc | 90,138 | $1.50M | 0.00% | +22,181+32.6% | Added |
| Advisory Research Inc | 95,094 | $1.58M | 0.12% | −14,454−13.2% | Reduced |
| Advisor Group Holdings, Inc. | 96,430 | $1.60M | 0.00% | −22,273−18.8% | Reduced |
| CIBC Private Wealth Group, LLC | 98,010 | $1.63M | 0.00% | +98,010 | New |
| Bank of America Corp | 98,084 | $1.63M | 0.00% | +33,606+52.1% | Added |
| International Assets Investment Management, LLC | 98,470 | $1.63M | 0.29% | +13,650+16.1% | Added |
| Triad Investment Management | 99,170 | $1.65M | 1.49% | +99,170 | New |
| Polaris Capital Management, LLC | 105,998 | $1.76M | 0.06% | 00.0% | Unchanged |
| D.A. Davidson & Co. | 110,816 | $1.84M | 0.02% | +28,200+34.1% | Added |
| Rockefeller Capital Management L.P. | 115,570 | $1.92M | 0.01% | −340.0% | Reduced |
| Bramshill Investments, LLC | 126,087 | $2.09M | 0.20% | +2,523+2.0% | Added |
| DnB Asset Management AS | 126,316 | $2.10M | 0.01% | 00.0% | Unchanged |
| Mackenzie Financial Corp | 126,472 | $2.10M | 0.00% | +7,170+6.0% | Added |
| Janney Montgomery Scott LLC | 139,226 | $2.31M | 0.01% | +6,559+4.9% | Added |
| HRT Financial LP | 139,311 | $2.31M | 0.01% | +139,311 | New |
| Goldman Sachs Group Inc | 141,599 | $2.35M | 0.00% | +91,420+182.2% | Added |
| Blair William & Co | 144,942 | $2.40M | 0.01% | −1,460−1.0% | Reduced |
| Uniplan Investment Counsel, Inc. | 145,424 | $2.41M | 0.13% | −11,225−7.2% | Reduced |
| Mount Yale Investment Advisors, LLC | 147,027 | $2.44M | 0.25% | +14,126+10.6% | Added |
| Occudo Quantitative Strategies LP | 147,579 | $2.45M | 0.22% | +98,083+198.2% | Added |
| Financial Advisory Service, Inc. | 149,258 | $2.48M | 0.23% | +1,915+1.3% | Added |