Hercules Capital, Inc.
HTGC- Exchange
- NYSE
- SEC CIK
- 0001280784
No open-market purchases or sales by Hercules Capital, Inc. insiders were filed in the last 90 days; 332 institutions reported holding it in 13F filings for Q2 2026, worth $815.0M in total; no superinvestor holds it.
Other share classesHCXY
13F holders, Q3 2021
Institutional positions in Hercules Capital, Inc. as of Sep 30, 2021. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 219
- +7 vs. Q2 2021
- Shares held
- 30.7M
- −757.3K (−2.4%) vs. Q2 2021
- Total value
- $511.5M
- −$25.3M (−4.7%) vs. Q2 2021
- New holders
- 28
- 83 more added
- Sold out
- 21
- 60 more reduced
2 institutions that held it in Q2 2021 haven't filed for Q3 2021 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q2 2021: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting HTGC on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 332 | $815.0M |
| Q1 2026 | 349 | $744.0M |
| Q4 2025 | 354 | $937.8M |
| Q3 2025 | 343 | $882.3M |
| Q2 2025 | 326 | $843.8M |
| Q1 2025 | 326 | $774.9M |
| Q4 2024 | 334 | $760.4M |
| Q3 2024 | 299 | $640.1M |
| Q2 2024 | 288 | $671.2M |
| Q1 2024 | 294 | $618.4M |
| Q4 2023 | 290 | $535.2M |
| Q3 2023 | 266 | $482.0M |
| Q2 2023 | 249 | $418.2M |
| Q1 2023 | 257 | $403.7M |
| Q4 2022 | 263 | $434.2M |
| Q3 2022 | 237 | $364.1M |
| Q2 2022 | 249 | $410.2M |
| Q1 2022 | 241 | $537.2M |
| Q4 2021 | 246 | $515.4M |
| Q3 2021 | 219 | $511.5M |
| Q2 2021 | 214 | $537.2M |
| Q1 2021 | 213 | $509.7M |
Institutions, Q3 2021
Shares, value and share of portfolio for each institution holding Hercules Capital, Inc.; share changes are against Q2 2021.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| ClariVest Asset Management LLC | 730 | $12.0K | 0.00% | 00.0% | Unchanged |
| Spire Wealth Management | 706 | $12.0K | 0.00% | +2+0.3% | Added |
| Activest Wealth Management | 744 | $12.0K | 0.01% | +16+2.2% | Added |
| AlphaMark Advisors, LLC | 550 | $9.00K | 0.00% | 00.0% | Unchanged |
| Stonebridge Financial Planning Group, LLC | 500 | $9.00K | 0.00% | 00.0% | Unchanged |
| Wealth Quarterback LLC | 535 | $9.00K | 0.01% | +12+2.3% | Added |
| Tucker Asset Management LLC | 464 | $8.20K | 0.00% | 00.0% | Unchanged |
| West Oak Capital, LLC | 500 | $8.00K | 0.00% | 00.0% | Unchanged |
| Global Wealth Management Investment Advisory, Inc. | 392 | $7.00K | 0.00% | 00.0% | Unchanged |
| Carmichael Hill & Associates, Inc. | 370 | $6.00K | 0.00% | +370 | New |
| PSI Advisors, LLC | 350 | $6.00K | 0.00% | +350 | New |
| Gemmer Asset Management LLC | 300 | $5.00K | 0.00% | 00.0% | Unchanged |
| GPS Wealth Strategies Group, LLC | 300 | $5.00K | 0.00% | 00.0% | Unchanged |
| Whittier Trust Co | 250 | $4.00K | 0.00% | 00.0% | Unchanged |
| Valley National Advisers Inc | 200 | $3.00K | 0.00% | 00.0% | Unchanged |
| Asset Dedication, LLC | 200 | $3.00K | 0.00% | 00.0% | Unchanged |
| Allworth Financial LP | 173 | $3.00K | 0.00% | +4+2.4% | Added |
| Eaton Vance Management | 100 | $2.00K | 0.00% | 00.0% | Unchanged |
| FMR LLC | 2 | $0 | 0.00% | −9−81.8% | Reduced |
| Arrowstreet Capital, Limited Partnership | 0 | $0 | 0.00% | −751,573−100.0% | Sold out |
| Skandinaviska Enskilda Banken AB (publ) | 0 | $0 | 0.00% | −119,500−100.0% | Sold out |
| CIBC Private Wealth Group, LLC | 0 | $0 | 0.00% | −95,800−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −46,635−100.0% | Sold out |
| Millennium Management LLC | 0 | $0 | 0.00% | −39,202−100.0% | Sold out |
| Abundance Wealth Counselors | 0 | $0 | 0.00% | −24,878−100.0% | Sold out |
| Glenview Trust Co | 0 | $0 | 0.00% | −23,500−100.0% | Sold out |
| XTX Topco Ltd | 0 | $0 | 0.00% | −23,435−100.0% | Sold out |
| Inscription Capital, LLC | 0 | $0 | 0.00% | −18,975−100.0% | Sold out |
| ExodusPoint Capital Management, LP | 0 | $0 | 0.00% | −18,758−100.0% | Sold out |
| Sciencast Management LP | 0 | $0 | 0.00% | −15,170−100.0% | Sold out |
| Bridgefront Capital, LLC | 0 | $0 | 0.00% | −13,588−100.0% | Sold out |
| Stelac Advisory Services LLC | 0 | $0 | 0.00% | −12,873−100.0% | Sold out |
| Marshall Wace, LLP | 0 | $0 | 0.00% | −11,766−100.0% | Sold out |
| Trexquant Investment LP | 0 | $0 | 0.00% | −11,757−100.0% | Sold out |
| Citigroup Inc | 0 | $0 | 0.00% | −10,196−100.0% | Sold out |
| Advisory Services Network, LLC | 0 | $0 | 0.00% | −6,691−100.0% | Sold out |
| Cutler Group LP | 0 | $0 | 0.00% | −2,100−100.0% | Sold out |
| Nelson, Van Denburg & Campbell Wealth Management Group, LLC | 0 | $0 | 0.00% | −1,060−100.0% | Sold out |
| Laurel Wealth Advisors LLC | 0 | $0 | 0.00% | −209−100.0% | Sold out |
| Signaturefd, LLC | 0 | $0 | 0.00% | −61−100.0% | Sold out |
| Bel Air Investment Advisors LLC | – | – | – | – | Not filed |
| CWM, LLC | – | – | – | – | Not filed |