Guggenheim Strategic Opportunities Fund
GOF- Exchange
- NYSE
- SEC CIK
- 0001380936
No open-market purchases or sales by Guggenheim Strategic Opportunities Fund insiders were filed in the last 90 days; 212 institutions reported holding it in 13F filings for Q2 2026, worth $537.1M in total; no superinvestor holds it.
13F holders, Q4 2023
Institutional positions in Guggenheim Strategic Opportunities Fund as of Dec 31, 2023. Investment managers with $100 million or more in US stocks report their long positions on Form 13F within 45 days after each quarter ends. How 13F works
- Institutional holders
- 139
- +12 vs. Q3 2023
- Shares held
- 21.5M
- +2.57M (+13.6%) vs. Q3 2023
- Total value
- $275.7M
- −$3.89M (−1.4%) vs. Q3 2023
- New holders
- 26
- 52 more added
- Sold out
- 14
- 44 more reduced
1 institution that held it in Q3 2023 haven't filed for Q4 2023 yet. Not filing isn't selling, so they aren't counted as sold out or in the changes above.
Compare with Q3 2023: new holders, sold out and not filed yet
Holders and value by quarter
Institutions reporting GOF on Form 13F each quarter since Q1 2021, and the total value they reported. Values are as of each quarter end, so they also move with the share price.
| Quarter | Holders | Value |
|---|---|---|
| Q2 2026 | 212 | $537.1M |
| Q1 2026 | 202 | $491.5M |
| Q4 2025 | 197 | $553.3M |
| Q3 2025 | 186 | $480.8M |
| Q2 2025 | 175 | $419.3M |
| Q1 2025 | 176 | $428.2M |
| Q4 2024 | 174 | $365.9M |
| Q3 2024 | 154 | $368.5M |
| Q2 2024 | 153 | $337.7M |
| Q1 2024 | 141 | $326.8M |
| Q4 2023 | 139 | $275.7M |
| Q3 2023 | 128 | $280.5M |
| Q2 2023 | 124 | $284.8M |
| Q1 2023 | 128 | $270.2M |
| Q4 2022 | 131 | $255.0M |
| Q3 2022 | 123 | $236.1M |
| Q2 2022 | 122 | $228.2M |
| Q1 2022 | 125 | $268.5M |
| Q4 2021 | 116 | $282.8M |
| Q3 2021 | 84 | $155.3M |
| Q2 2021 | 76 | $149.1M |
| Q1 2021 | 74 | $142.0M |
Institutions, Q4 2023
Shares, value and share of portfolio for each institution holding Guggenheim Strategic Opportunities Fund; share changes are against Q3 2023.
| Institution | Shares | Value | % of portfolio | Change in shares | Action |
|---|---|---|---|---|---|
| Principal Securities, Inc. | 85,307 | $1.09M | 0.04% | +85,307 | New |
| MML Investors Services, LLC | 88,138 | $1.13M | 0.01% | +3,882+4.6% | Added |
| Sigma Planning Corp | 90,110 | $1.15M | 0.09% | −102,939−53.3% | Reduced |
| Focus Financial Network Inc | 96,114 | $1.23M | 0.05% | +96,114 | New |
| Ameriprise Financial Inc | 117,231 | $1.51M | 0.00% | −28,365−19.5% | Reduced |
| Wealthcare Advisory Partners LLC | 117,851 | $1.51M | 0.06% | +3,502+3.1% | Added |
| Raymond James & Associates | 123,189 | $1.58M | 0.00% | +5,358+4.5% | Added |
| Private Advisor Group, LLC | 124,305 | $1.59M | 0.01% | −3,767−2.9% | Reduced |
| Integrated Wealth Concepts LLC | 140,819 | $1.80M | 0.03% | +1,137+0.8% | Added |
| Wedbush Securities Inc | 148,658 | $1.90M | 0.08% | +34,460+30.2% | Added |
| Cetera Investment Advisers | 153,392 | $1.96M | 0.02% | +62,111+68.0% | Added |
| D.A. Davidson & Co. | 153,423 | $1.96M | 0.02% | +58,051+60.9% | Added |
| Captrust Financial Advisors | 155,099 | $1.99M | 0.01% | +17,912+13.1% | Added |
| Truist Financial Corp | 158,118 | $2.02M | 0.00% | −71,945−31.3% | Reduced |
| Significant Wealth Partners LLC | 172,083 | $2.20M | 1.60% | +172,083 | New |
| Cetera Advisor Networks LLC | 176,317 | $2.26M | 0.01% | +50,249+39.9% | Added |
| Mosaic Family Wealth Partners, LLC | 181,885 | $2.33M | 0.40% | +4,702+2.7% | Added |
| Marks Group Wealth Management, Inc | 192,193 | $2.46M | 0.28% | 00.0% | Unchanged |
| AE Wealth Management LLC | 216,550 | $2.90M | 0.01% | +61,095+39.3% | Added |
| Janney Montgomery Scott LLC | 245,093 | $3.14M | 0.01% | −45,520−15.7% | Reduced |
| Petra Financial Advisors Inc | 247,390 | $3.17M | 2.64% | +26,686+12.1% | Added |
| Bay Colony Advisory Group, Inc d/b/a Bay Colony Advisors | 264,967 | $3.39M | 0.67% | +55,914+26.7% | Added |
| Raymond James Financial Services Advisors, Inc. | 280,868 | $3.60M | 0.01% | −67,191−19.3% | Reduced |
| Richmond Brothers, Inc. | 297,281 | $3.81M | 6.63% | +36,581+14.0% | Added |
| Bank of America Corp | 300,069 | $3.84M | 0.00% | +20,642+7.4% | Added |
| Envestnet Asset Management Inc | 317,002 | $4.06M | 0.00% | −46,237−12.7% | Reduced |
| Baird Financial Group, Inc. | 317,836 | $4.07M | 0.01% | +122,643+62.8% | Added |
| Cambridge Investment Research Advisors, Inc. | 333,692 | $4.27M | 0.02% | +80,368+31.7% | Added |
| Atria Wealth Solutions, Inc. | 388,282 | $4.97M | 0.06% | +25,894+7.1% | Added |
| Commonwealth Equity Services, LLC | 423,768 | $5.42M | 0.01% | +17,658+4.3% | Added |
| Verus Capital Partners, LLC | 427,858 | $5.48M | 0.67% | +20,385+5.0% | Added |
| Change Path, LLC | 440,010 | $5.63M | 0.36% | +58,726+15.4% | Added |
| Royal Bank of Canada | 708,107 | $9.06M | 0.00% | +324,423+84.6% | Added |
| Cohen & Steers, Inc. | 724,940 | $9.28M | 0.02% | +325,000+81.3% | Added |
| Advisor Group Holdings, Inc. | 725,850 | $9.29M | 0.02% | −234,069−24.4% | Reduced |
| LPL Financial LLC | 1,051,079 | $13.5M | 0.01% | +85,119+8.8% | Added |
| Prime Capital Investment Advisors, LLC | 1,172,856 | $15.0M | 0.23% | +304,335+35.0% | Added |
| UBS Group AG | 1,208,949 | $15.5M | 0.01% | −690,516−36.4% | Reduced |
| Morgan Stanley | 6,307,789 | $80.7M | 0.01% | +1,925,450+43.9% | Added |
| Valeo Financial Advisors, LLC | 0 | $0 | 0.00% | −31,239−100.0% | Sold out |
| Strategic Financial Concepts, LLC | 0 | $0 | 0.00% | −29,576−100.0% | Sold out |
| Northern Trust Corp | 0 | $0 | 0.00% | −23,072−100.0% | Sold out |
| Citadel Advisors LLC | 0 | $0 | 0.00% | −18,840−100.0% | Sold out |
| Walleye Capital LLC | 0 | $0 | 0.00% | −18,397−100.0% | Sold out |
| CI Private Wealth, LLC | 0 | $0 | 0.00% | −18,384−100.0% | Sold out |
| Creative Planning | 0 | $0 | 0.00% | −13,538−100.0% | Sold out |
| Ieq Capital, LLC | 0 | $0 | 0.00% | −12,816−100.0% | Sold out |
| Koshinski Asset Management, Inc. | 0 | $0 | 0.00% | −10,975−100.0% | Sold out |
| Sound Income Strategies, LLC | 0 | $0 | 0.00% | −3,375−100.0% | Sold out |
| Buck Wealth Strategies, LLC | 0 | $0 | 0.00% | −3,171−100.0% | Sold out |
| ORG Partners LLC | 0 | $0 | 0.00% | −1,336−100.0% | Sold out |
| JPMorgan Chase & Co | 0 | $0 | 0.00% | −386−100.0% | Sold out |
| Allworth Financial LP | 0 | $0 | 0.00% | −342−100.0% | Sold out |
| Cornerstone Retirement Group, Inc. | – | – | – | – | Not filed |